Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 09, 2026 | October 14, 2026 |
| KLX Energy Services Holdings, Inc.KLXE · Entity 7414 | Director | March 05, 2021 | March 09, 2021 |
| Molekule Group, Inc.AERC · Entity 113413 | Director | November 10, 2022 | November 14, 2022 |
| Sprinklr, Inc.CXM · Entity 4581 | Director | June 11, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 30,264 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 30,264 · Balance 30,264 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
CARPENTER TECHNOLOGY CORP
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,276 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,275 · Balance 29,614 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. Row 2 · 2026-10-09 · Tax withholding · Disposed 338 · Balance 29,276 |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.79 · Expires 2026-10-11 | Direct | 0 |
Reported balance
After 2026-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-09 · Exercise / conversion · Disposed 3,275 · Balance 0 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
KLX Energy Services Holdings, Inc.
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 7,907 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Grant · Acquired 2,257 · Balance 7,907 F1: Grant of restricted stock vesting one year from the date of grant. F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock vesting one year from the date of grant.
F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020.
Molekule Group, Inc.
Report date November 10, 2022 · Filed November 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,000 |
Reported balance
After 2022-11-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 92,000 · Balance 92,000 F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock. F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock.
F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement).
Sprinklr, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 87,088 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 51,021 · Balance 87,088 F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date April 29, 2005 · Filed May 02, 2005
Section 16 reporting ended · disclosed 2005-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,034 |
Reported balance
After 2005-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-04-29 · Grant · Acquired 8 · Balance 7,034 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
KLX Inc.
Report date October 09, 2018 · Filed October 11, 2018
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,542 |
Reported balance
After 2018-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 510 · Balance 16,542 F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-09 · Disposition to issuer · Disposed 16,542 · Balance 0 F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan.
F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest.
F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes.
VONAGE HOLDINGS CORP
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-21 transaction · row 1
1 source rowRow 1 · 2022-07-21 · Disposition to issuer · Disposed 4,312 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2021 Filed Oct 14, 2021 20:53 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 3,441 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-009530 · form4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,375.01 Underlying: Common Stock · 3,441 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event. F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event. F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:54 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 18,147 | $0.00 Strike: $44.44 | $0.00 |
DisclosureSEC source: 0001209191-21-060096 · doc4.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,147 Underlying: Class A Common Stock · 18,147 shares Expires 2031-10-05 F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:45 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 1,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-21-000275 · wf-form4_163346673242434.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,532 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · derivative · entry 6 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,718 Underlying: Class A Common Stock · 12,532 shares Expires 2027-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 8, 2017 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,002 | $63.91 | $255,767.82 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · nonDerivative · entry 5 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,089 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $63.78 to $64.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 9,121 | $63.30 | $577,359.30 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · nonDerivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,091 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $62.78 to $63.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,877 | $62.39 | $429,056.03 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,212 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.78 to $62.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 12,532 | $2.04 | $25,565.28 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| June 22, 2021 Filed Jul 6, 2021 20:01 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045395 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,557 Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 23:05 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 20,000 | $60.03 | $1,200,600.00 |
DisclosureSEC source: 0001209191-21-040740 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,557 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.00 to $60.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 100 | $89.72 | $8,972.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 16 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,557 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 700 | $88.99 | $62,293.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 15 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,657 F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.61 to $89.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,200 | $87.86 | $105,432.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 14 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,357 F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.53 to $88.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 900 | $87.02 | $78,318.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 13 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,557 F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.52 to $87.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 400 | $85.95 | $34,380.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 12 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,457 F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.485 to $86.405. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,524 | $84.59 | $382,685.16 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 11 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,857 F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.25 to $85.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,176 | $83.87 | $266,371.12 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 10 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,381 F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.24 to $94.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 700 | $88.42 | $61,894.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 9 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,557 F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.25 to $88.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 8,100 | $87.63 | $709,803.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 8 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,257 F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.22 to $88.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,455 | $86.58 | $1,511,253.90 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 7 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,357 F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.185 to $87.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 45,816 | $85.52 | $3,918,184.32 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 6 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,812 F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.18 to $86.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 59,478 | $84.76 | $5,041,355.28 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 5 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,628 F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.18 to $85.1701. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 14,912 | $83.90 | $1,251,116.80 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,106 F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.15 to $84.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 700 | $92.31 | $64,617.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,018 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $92.13 to $92.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,400 | $91.49 | $128,086.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,718 F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:19 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,900 | $90.31 | $261,899.00 |
DisclosureSEC source: 0001209191-21-019684 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,118 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:05 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010658 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,907 F1 · shares: Grant of restricted stock vesting one year from the date of grant. F2 · balance_after: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries D Convertible Preferred Stock · Derivative | 61,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 15 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 61,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B-1A* Convertible Preferred Stock · Derivative | 60,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 14 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionSeries B* Convertible Preferred Stock · Derivative | 102,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 13 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 102,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 61,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 7 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 60,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 6 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | ConversionClass A Common Stock | 102,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 5 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately upon the closing of the Issuer's initial public offering, all shares of Series B* Convertible Preferred Stock, Series B-1A* Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted on a 1:1 basis into shares of Class A Common Stock and had no expiration date. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:38 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 6,500 | Not disclosed Strike: $18.26 | Not disclosed |
DisclosureSEC source: 0000017843-20-000082 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2030-10-13 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:38 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 6,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-20-000082 · edgar.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,561.79 Underlying: Common Stock · 6,299 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 62,500 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 12 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 62,500 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 30, 2016 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 11 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2026-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on June 30, 2016 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 38,789 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 10 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 38,789 shares Expires 2025-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 38,798 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 9 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 38,798 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 62,500 | $1.86 | $116,250.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 50,000 | $1.68 | $84,000.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 38,789 | $1.68 | $65,165.52 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 38,789 | $1.56 | $60,510.84 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Dec 11, 2020 21:17 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 151,333 | $0.00 Strike: $11.16 | $0.00 |
DisclosureSEC source: 0001209191-20-062932 · doc4.xml · derivative · entry 8 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,333 Underlying: Class A Common Stock · 151,333 shares Expires 2030-08-26 F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 22:05 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 2,318 | Not disclosed Strike: $48.72 | Not disclosed |
DisclosureSEC source: 0000017843-19-000069 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,318 Underlying: Common Stock · 2,318 shares Expires 2029-10-08 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 22:05 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 2,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-19-000069 · edgar.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,449.23 Underlying: Common Stock · 2,362 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 20:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Options (right to buy) · Derivative | 2,358 | Not disclosed Strike: $17.29 | Not disclosed |
DisclosureSEC source: 0000017843-19-000035 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,358 shares Expires 2019-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of his director compensation. Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 20:49 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 2,358 | $17.29 | $40,769.82 |
DisclosureSEC source: 0000017843-19-000035 · edgar.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2018 Filed Oct 24, 2018 00:11 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon Stock | 27,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-063550 · a4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,250 F1 · balance_after: This amount includes shares acquired through the pro rata distribution to stockholders of KLX Inc. ("KLX") of shares of KLX Energy Services Holdings, Inc. ("KLX Energy Services") common stock in connection with the spin-off of KLX Energy Services from KLX completed on September 14, 2018. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 19:05 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options · Derivative | 1,886 | Not disclosed Strike: $58.48 | Not disclosed |
DisclosureSEC source: 0000017843-18-000060 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886 Underlying: Common Stock · 1,886 shares Expires 2028-10-09 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.