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Nasdaq · USD

KLXE

KLX Energy Services Holdings, Inc.

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Tapewire entity
7414
SEC CIK
0001738827
Parsed reports
252

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2026 Filed Sep 21, 2026 20:10 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionBasic Subscription Right · Derivative 38,870 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001714015-26-000007 · wk-form4_1790021451.xml · derivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,856

Underlying: Common stock · 151,009 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2026 Filed Sep 21, 2026 20:10 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionCommon stock 151,009 $1.49 $225,003.41
Disclosure

SEC source: 0001714015-26-000007 · wk-form4_1790021451.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
September 17, 2026 Filed Sep 17, 2026 20:12 UTC Exercise / conversionBasic Subscription Right · Derivative 27,000 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001543918-26-000005 · wk-form4_1789675934.xml · derivative · entry 2

Whates John T · CIK 0001543918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,188

Underlying: Common stock · 104,895 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2026 Filed Sep 17, 2026 20:12 UTC Exercise / conversionCommon stock 104,895 $1.49 $156,293.55
Disclosure

SEC source: 0001543918-26-000005 · wk-form4_1789675934.xml · nonDerivative · entry 1

Whates John T · CIK 0001543918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
September 16, 2026 Filed Sep 17, 2026 20:10 UTC Exercise / conversionBasic Subscription Right · Derivative 9,960 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001738827-26-000043 · wk-form4_1789675826.xml · derivative · entry 3

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

Underlying: Common stock · 38,694 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2026 Filed Sep 17, 2026 20:10 UTC Exercise / conversionCommon stock 38,694 $1.49 $57,654.06
Disclosure

SEC source: 0001738827-26-000043 · wk-form4_1789675826.xml · nonDerivative · entry 2

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trust

Disclosed balance after: 48,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:39 UTC
Bouthillette MaxSee Remarks
Exercise / conversionBasic Subscription Right · Derivative 11,500 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001712741-26-000009 · wk-form4_1789591182.xml · derivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,520

Underlying: Common stock · 44,677 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2026 Filed Sep 16, 2026 20:39 UTC
Bouthillette MaxSee Remarks
Exercise / conversionCommon stock 44,677 $1.49 $66,568.73
Disclosure

SEC source: 0001712741-26-000009 · wk-form4_1789591182.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:56 UTC Exercise / conversionBasic Subscription Right · Derivative 58,006 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001738827-26-000041 · wk-form4_1789505783.xml · derivative · entry 2

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 225,353 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2026 Filed Sep 15, 2026 20:56 UTC Exercise / conversionCommon stock 225,353 $1.49 $335,775.97
Disclosure

SEC source: 0001738827-26-000041 · wk-form4_1789505783.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
September 09, 2026 Filed Sep 15, 2026 20:44 UTC Exercise / conversionBasic Subscription Right · Derivative 6,800 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001563798-26-000004 · wk-form4_1789505088.xml · derivative · entry 3

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,040

Underlying: Common stock · 26,418 shares

Expires 2026-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2026 Filed Sep 15, 2026 20:44 UTC Exercise / conversionCommon stock 26,418 $1.49 $39,362.82
Disclosure

SEC source: 0001563798-26-000004 · wk-form4_1789505088.xml · nonDerivative · entry 2

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.

Read SEC document
March 06, 2026 Filed Sep 15, 2026 20:44 UTC GrantCommon stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001563798-26-000004 · wk-form4_1789505088.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,840

F1 · shares: Grant of restricted stock vesting in three annual equal installments beginning March 1, 2027.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 16:02 UTC Tax withholdingCommon stock 2,422 $2.54 $6,151.88
Disclosure

SEC source: 0001563798-26-000002 · wk-form4_1772571742.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,840

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 10, 2026 Filed Feb 10, 2026 16:07 UTC
Bouthillette MaxSee Remarks
Disposition to issuerCommon stock 10,148 $2.58 $26,181.84
Disclosure

SEC source: 0001712741-26-000006 · wk-form4_1770757634.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,020

Read SEC document
February 09, 2026 Filed Feb 10, 2026 16:07 UTC
Bouthillette MaxSee Remarks
Exercise / conversionRestricted Stock Unit · Derivative 10,148 $0.00 $0.00
Disclosure

SEC source: 0001712741-26-000006 · wk-form4_1770757634.xml · derivative · entry 3

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,070

Underlying: Common stock · 10,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/2026.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/2026.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 16:07 UTC
Bouthillette MaxSee Remarks
Exercise / conversionCommon stock 10,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001712741-26-000006 · wk-form4_1770757634.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 16:05 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionRestricted Stock Unit · Derivative 28,191 $0.00 $0.00
Disclosure

SEC source: 0001714015-26-000005 · wk-form4_1770757554.xml · derivative · entry 3

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,965

Underlying: Common stock · 28,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

F2 · derivative.exercise_date: The Restricted Stock Units vested on 2/9/2026.

F2 · derivative.expiration_date: The Restricted Stock Units vested on 2/9/2026.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 16:05 UTC
Baker Christopher J.Director · See Remarks
Disposition to issuerCommon stock 28,191 $2.58 $72,732.78
Disclosure

SEC source: 0001714015-26-000005 · wk-form4_1770757554.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,726

Read SEC document
February 09, 2026 Filed Feb 10, 2026 16:05 UTC
Baker Christopher J.Director · See Remarks
Exercise / conversionCommon stock 28,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001714015-26-000005 · wk-form4_1770757554.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, and was settled in cash.

Read SEC document
February 01, 2026 Filed Feb 2, 2026 17:20 UTC
Bouthillette MaxSee Remarks
Tax withholdingCommon stock 18,429 $2.78 $51,232.62
Disclosure

SEC source: 0001712741-26-000002 · wk-form4_1770070840.xml · nonDerivative · entry 2

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,020

F2 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
February 01, 2026 Filed Feb 2, 2026 17:18 UTC
Baker Christopher J.Director · See Remarks
Tax withholdingCommon stock 39,655 $2.78 $110,240.90
Disclosure

SEC source: 0001714015-26-000002 · wk-form4_1770070724.xml · nonDerivative · entry 2

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,726

F2 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 17:20 UTC
Bouthillette MaxSee Remarks
GrantRestricted Stock Unit · Derivative 133,070 $0.00 $0.00
Disclosure

SEC source: 0001712741-26-000002 · wk-form4_1770070840.xml · derivative · entry 3

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,218

Underlying: Common stock · 133,070 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of common stock, settleable in cash or common stock.

F4 · derivative.exercise_date: Grant of restricted stock units vesting in five annual equal installments on February 1st.

F4 · derivative.expiration_date: Grant of restricted stock units vesting in five annual equal installments on February 1st.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 17:20 UTC
Bouthillette MaxSee Remarks
GrantCommon stock 56,584 $0.00 $0.00
Disclosure

SEC source: 0001712741-26-000002 · wk-form4_1770070840.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,449

F1 · shares: Grant of restricted stock vesting in three annual equal installments beginning February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 16:14 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001227444-26-000002 · wk-form4_1770066858.xml · nonDerivative · entry 1

MCCAFFREY THOMAS P · CIK 0001227444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,922

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 18:52 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001738827-26-000002 · wk-form4_1770076336.xml · nonDerivative · entry 1

ROBERTSON CORBIN J JR · CIK 0001194888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,006

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 16:13 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001195060-26-000002 · wk-form4_1770066805.xml · nonDerivative · entry 1

COLLINS JOHN T · CIK 0001195060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,169

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 16:12 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001543918-26-000003 · wk-form4_1770066730.xml · nonDerivative · entry 1

Whates John T · CIK 0001543918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,188

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 3, 2026 01:24 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001738827-26-000008 · wk-form4_1770081838.xml · nonDerivative · entry 1

Hunter Danielle E. · CIK 0001677619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,797

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 17:18 UTC
Baker Christopher J.Director · See Remarks
GrantRestricted Stock Unit · Derivative 355,965 $0.00 $0.00
Disclosure

SEC source: 0001714015-26-000002 · wk-form4_1770070724.xml · derivative · entry 3

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,156

Underlying: Common stock · 355,965 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of common stock, settleable in cash or common stock.

F4 · derivative.exercise_date: Grant of restricted stock units vesting in five annual equal installments on February 1st.

F4 · derivative.expiration_date: Grant of restricted stock units vesting in five annual equal installments on February 1st.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 17:18 UTC
Baker Christopher J.Director · See Remarks
GrantCommon stock 144,033 $0.00 $0.00
Disclosure

SEC source: 0001714015-26-000002 · wk-form4_1770070724.xml · nonDerivative · entry 1

Baker Christopher J. · CIK 0001714015 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,381

F1 · shares: Grant of restricted stock vesting in three annual equal installments beginning February 1, 2027.

Read SEC document
January 29, 2026 Filed Feb 2, 2026 16:20 UTC GrantCommon stock 14,481 $0.00 $0.00
Disclosure

SEC source: 0001715313-26-000002 · wk-form4_1770067207.xml · nonDerivative · entry 1

Eliassen Gunnar W. · CIK 0001715313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,083

F1 · shares: Grant of restricted stock vesting on February 1, 2027.

Read SEC document
January 07, 2026 Filed Jan 8, 2026 16:16 UTC Disposition to issuerRestricted Stock Unit · Derivative 10,148 $0.00 $0.00
Disclosure

SEC source: 0001712745-26-000002 · wk-form4_1767907013.xml · derivative · entry 2

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,148 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the economic equivalent of one share of common stock, to be settled in cash.

F1 · derivative.exercise_date: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

F1 · derivative.expiration_date: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

Read SEC document
January 07, 2026 Filed Jan 8, 2026 16:16 UTC Disposition to issuerCommon stock 94,306 $0.00 $0.00
Disclosure

SEC source: 0001712745-26-000002 · wk-form4_1767907013.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,895

F1 · balance_after: On December 8, 2025, Keefer M. Lehner, Chief Financial Officer and Executive Vice President of the Company, notified the Company of his voluntary resignation from his position, such resignation to be effective as of January 7, 2026. Pursuant to the Restricted Stock Agreement between the Company and Mr. Lehner, these shares of restricted stock were awarded to Mr. Lehner for his role as Chief Financial Officer and Executive Vice President and are thus forfeited upon such termination.

Read SEC document
December 16, 2025 Filed Dec 16, 2025 17:31 UTC
Bouthillette MaxSee Remarks
PurchaseCommon stock 16,500 $1.67 $27,555.00
Disclosure

SEC source: 0001712741-25-000003 · wk-form4_1765924262.xml · nonDerivative · entry 1

Bouthillette Max · CIK 0001712741 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,865

Read SEC document
December 15, 2025 Filed Dec 15, 2025 16:03 UTC PurchaseCommon stock 20,000 $1.85 $37,000.00
Disclosure

SEC source: 0001563798-25-000003 · wk-form4_1765832588.xml · nonDerivative · entry 2

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,262

Read SEC document
December 12, 2025 Filed Dec 15, 2025 16:03 UTC PurchaseCommon stock 30,000 $1.94 $58,200.00
Disclosure

SEC source: 0001563798-25-000003 · wk-form4_1765832588.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,262

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on one day at prices ranging from $1.91 to $1.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 25,200 $2.00 $50,400.00
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 8

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 322,339

F2 · ownership.nature: These shares are directly held by Geveran Investments Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

Read SEC document
June 27, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 98,461 $2.03 $200,072.75
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 7

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 347,539

F2 · ownership.nature: These shares are directly held by Geveran Investments Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 27, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 4,730 $2.03 $9,611.36
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 6

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 26, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 58,083 $2.01 $116,514.50
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 5

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,730

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 25, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 3,861 $2.00 $7,722.00
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 4

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,813

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 24, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 32,884 $2.01 $66,063.96
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 3

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 66,674

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 23, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 52,909 $2.43 $128,304.33
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 2

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 99,558

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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June 20, 2025 Filed Jul 7, 2025 18:28 UTC
C.K. LtdSee Remarks
OtherCommon Stock 41,333 $2.62 $108,168.46
Disclosure

SEC source: 0000919574-25-003978 · ownership.xml · nonDerivative · entry 1

Geveran Investments Ltd · CIK 0001560260 · See Remarks

Famatown Finance Ltd · CIK 0001560220 · See Remarks

GREENWICH HOLDINGS LTD. · CIK 0001386989 · See Remarks

C.K. Ltd · CIK 0001731638 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 152,467

F1 · ownership.nature: These shares are directly held by Famatown Finance Limited.

F3 · ownership.nature: C.K. Limited is the trustee of two trusts (the "Trusts") settled by Mr. John Fredriksen. The Trusts indirectly hold all of the shares of Common Stock of Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. Accordingly, C.K. Limited, as trustee, may be deemed to beneficially own the shares of Common Stock of the Issuer that are beneficially owned by Greenwich Holdings Limited, Famatown Finance Limited and Geveran Investments Limited. The beneficiaries of the Trusts are members of Mr. Fredriksen's family. Mr. Fredriksen is neither a beneficiary nor a trustee of either Trust. Therefore, Mr. Fredriksen has no economic interest in such shares of Common Stock and Mr. Fredriksen disclaims any control over such shares of Common Stock, save for any indirect influence he may have with C.K. Limited, as the trustee of the Trusts, in his capacity as the settlor of the Trusts.

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May 13, 2025 Filed May 14, 2025 21:39 UTC SaleCommon stock 50,045 $1.95 $97,587.75
Disclosure

SEC source: 0001738827-25-000056 · wk-form4_1747273167.xml · nonDerivative · entry 1

MCCAFFREY THOMAS P · CIK 0001227444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,441

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April 01, 2025 Filed Apr 3, 2025 17:10 UTC Tax withholdingCommon stock 1,574 $3.31 $5,209.94
Disclosure

SEC source: 0001738827-25-000046 · wk-form4_1743714615.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,262

F1 · shares: Represents securities withheld by the Company as payment of tax liability incident to the vesting of awards previously issued in accordance with Rule 16b-3. The shares withheld by the Company are kept in the Company's treasury account and there is no third-party trade associated with the withholding.

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March 19, 2025 Filed Mar 21, 2025 20:22 UTC SaleCommon stock 6,336 $3.75 $23,760.00
Disclosure

SEC source: 0001738827-25-000043 · wk-form4_1742602971.xml · nonDerivative · entry 1

Stanford Geoffrey C · CIK 0001563798 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,836

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March 07, 2025 Filed Mar 11, 2025 17:04 UTC SaleCommon stock 500 $5.04 $2,520.00
Disclosure

SEC source: 0001738827-25-000038 · wk-form4_1741727051.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,201

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on March 7, 2025 at prices ranging from $5.01 to $5.06. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 03, 2025 Filed Mar 3, 2025 16:28 UTC SaleCommon stock 3,000 $4.45 $13,350.00
Disclosure

SEC source: 0001738827-25-000036 · wk-form4_1741037302.xml · nonDerivative · entry 1

Lehner Keefer McGovern · CIK 0001712745 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,701

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2024 for tax and estate planning purposes.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on March 3, 2025 at prices ranging from $4.32 to $4.74. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.