Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 11, 2022 | February 14, 2022 |
| Encompass Health CorpEHC · Entity 3460 | Director | April 18, 2022 | April 20, 2022 |
| Enhabit, Inc.EHAB · Entity 46765 | Director | June 28, 2023 | June 30, 2023 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | June 15, 2005 | June 17, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 11, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,766.875 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 129.59 · Balance 33,766.875 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Encompass Health Corp
Report date April 18, 2022 · Filed April 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Encompass Health Common StockSEC Table I · non-derivative | Direct | 5,104 |
Reported balance
After 2022-04-18 transaction · row 1
1 source rowRow 1 · 2022-04-18 · Grant · Acquired 298 · Balance 5,104 F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. |
| Encompass Health Common StockSEC Table I · non-derivative | IndirectBy irrevocable trust for the benefit of spouse and issue | 75,287 |
Reported balance
Holding disclosure · report date 2022-04-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 75,287 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment.
Enhabit, Inc.
Report date June 28, 2023 · Filed June 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,776 |
Reported balance
After 2023-06-28 transaction · row 1
1 source rowRow 1 · 2023-06-28 · Grant · Acquired 12,702 · Balance 29,776 |
| Common StockSEC Table I · non-derivative | IndirectBy 2016 Exempt Family Trust | 7,926 |
Reported balance
Holding disclosure · report date 2023-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,926 |
NEWMONT Corp /DE/
Report date June 15, 2005 · Filed June 17, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 9,563 |
Reported balance
After 2005-06-15 transaction · row 1
1 source rowRow 1 · 2005-06-15 · Grant · Acquired 1,303 · Balance 9,563 F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mirror Merger Sub 2, LLC
Report date March 01, 2021 · Filed March 03, 2021
Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 1
1 source rowRow 1 · 2021-03-01 · Disposition to issuer · Disposed 8,923 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger. |
| Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-01 · Disposition to issuer · Disposed 5,840 · Balance 0 F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock. F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.46 · Expires 2021-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-01 · Disposition to issuer · Disposed 6,420 · Balance 0 F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.23 · Expires 2022-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-01 · Disposition to issuer · Disposed 5,680 · Balance 0 F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2023-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-01 · Disposition to issuer · Disposed 4,045 · Balance 0 F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.84 · Expires 2026-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Disposition to issuer · Disposed 11,777 · Balance 0 F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.76 · Expires 2025-11-02 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Disposition to issuer · Disposed 7,451 · Balance 0 F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.71 · Expires 2024-11-03 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-01 · Disposition to issuer · Disposed 5,737 · Balance 0 F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-01 · Disposition to issuer · Disposed 3,252 · Balance 0 F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock. F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00.
F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56.
F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.
F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32.
F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2018 Filed Aug 16, 2018 13:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012667 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares Expires 2018-11-01 F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 13:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012667 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811 Underlying: Eaton Vance Corp. Non-voting Common Stock · 17 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:05 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023489 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,777 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On July 16, 2018, Encompass Health paid a dividend on its common stock of $0.25 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:56 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 17.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000050 · wf-form4_152659058146157.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,956.807 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 15, 2018 Filed May 15, 2018 13:45 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009321 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares Expires 2018-11-01 F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| May 15, 2018 Filed May 15, 2018 13:45 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009321 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,794 Underlying: Eaton Vance Corp. Non-voting Common Stock · 16 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| May 04, 2018 Filed May 7, 2018 21:00 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 2,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016519 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,540 F1 · shares: Annual award of restricted stock units pursuant to the Corporation's 2016 Omnibus Performance Incentive Plan. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000042 · wf-form4_152486166331589.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,939.217 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 22:24 UTC | Encompass Health Corp EHC · Entity 3460 | GrantHealthsouth Common Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014889 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,154 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 16, 2018, Encompass Health paid a dividend on its common stock of $0.25 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:56 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.018 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000004 · wf-form4_151881454872957.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,962.217 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 14:30 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003114 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072 Underlying: Eaton Vance Corp. Non-voting Common Stock · 11 shares Expires 2018-11-01 F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 14:30 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003114 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,778 Underlying: Eaton Vance Corp. Non-voting Common Stock · 15 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:46 UTC | Encompass Health Corp EHC · Entity 3460 | GrantHealthsouth Common Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002085 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,880 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 16, 2018, Encompass Health paid a dividend on its common stock of $0.25 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| December 05, 2017 Filed Feb 16, 2018 14:30 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GiftEaton Vance Corp. Non-voting Common Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003114 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021 Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 14:25 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017346 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,061 Underlying: Eaton Vance Corp. Non-voting Common Stock · 13 shares Expires 2018-11-01 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:44 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 1.983 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000074 · wf-form4_151086868381048.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,960.199 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 10:36 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionPhantom Stock · Derivative | 1,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016961 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,587 shares Expires 2017-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 10:36 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016961 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587 Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares Expires 2017-11-02 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 10:36 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerEaton Vance Corp. Non-voting Common Stock | 1,587 | $51.04 | $81,000.48 |
DisclosureSEC source: 0001225208-17-016961 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 10:36 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 1,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016961 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 09:41 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 1,381 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016857 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381 Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,381 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F2 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 09:41 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantOption (right to buy) · Derivative | 6,808 | $0.00 Strike: $50.67 | $0.00 |
DisclosureSEC source: 0001225208-17-016857 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 Underlying: Eaton Vance Corp. Non-voting Common Stock · 6,808 shares Expires 2027-11-01 Read SEC document |
| November 01, 2017 Filed Nov 13, 2017 10:06 UTC Amendment | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 2,763 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017191 · doc4a.xml · derivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,763 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: The original Form 4 filed on November 3, 2017 incorrectly reported grants on November 1, 2017 of 1,381 shares of Phantom Stock and 6,808 Stock Options. The actual grant on November 1, 2017 was for 2,763 shares of Phantom Stock. No Stock Options were granted. This amended Form 4 corrects this information to accurately reflect the November 1, 2017 grant. F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 16:01 UTC | Encompass Health Corp HLS · Entity 3460 | GrantHealthsouth Common Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029995 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,577 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On October 16, 2017, HealthSouth paid a dividend on its common stock of $0.25 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 12:10 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 6,865 | $0.00 Strike: $47.23 | $0.00 |
DisclosureSEC source: 0001225208-17-015176 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 6,865 shares Expires 2017-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 12:10 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | SaleEaton Vance Corp. Non-voting Common Stock | 6,865 | $48.08 | $330,084.99 |
DisclosureSEC source: 0001225208-17-015176 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 12:10 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 6,865 | $47.23 | $324,237.38 |
DisclosureSEC source: 0001225208-17-015176 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.216 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000068 · wf-form4_150308914755360.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,958.216 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 11:08 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013984 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,577 Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares Expires 2017-11-02 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 11:08 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013984 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048 Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares Expires 2018-11-01 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:55 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000048 · wf-form4_150179370186401.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,956 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 18:53 UTC | Encompass Health Corp HLS · Entity 3460 | GrantHealthsouth Common Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023861 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,233 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On July 17, 2017, HealthSouth paid a dividend on its common stock of $0.24 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| May 15, 2017 Filed May 15, 2017 14:18 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009697 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567 Underlying: Eaton Vance Corp. Non-voting Common Stock · 11 shares Expires 2017-11-02 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| May 15, 2017 Filed May 15, 2017 14:18 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009697 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 Underlying: Eaton Vance Corp. Non-voting Common Stock · 14 shares Expires 2018-11-01 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| May 04, 2017 Filed May 5, 2017 20:07 UTC | Encompass Health Corp HLS · Entity 3460 | GrantHealthsouth Common Stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017060 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,911 F1 · shares: Award of restricted stock pursuant to the Corporation's 2016 Omnibus Performance Incentive Plan. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000031 · wf-form4_149341186070839.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 19:49 UTC | Encompass Health Corp HLS · Entity 3460 | GrantHealthsouth Common Stock | 319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015058 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,845 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 17, 2017, HealthSouth paid a dividend on its common stock of $0.24 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 23:42 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 14 | $37.37 | $523.18 |
DisclosureSEC source: 0000759944-17-000013 · wf-form4_148849812597500.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,821 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:48 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 9 | $38.25 | $344.25 |
DisclosureSEC source: 0000759944-17-000009 · wf-form4_148771367378902.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,807 Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 14:20 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003353 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556 Underlying: Eaton Vance Corp. Non-voting Common Stock · 10 shares Expires 2017-11-02 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 14:20 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 13 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003353 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022 Underlying: Eaton Vance Corp. Non-voting Common Stock · 13 shares Expires 2018-11-01 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 19:13 UTC | Encompass Health Corp HLS · Entity 3460 | GrantHealthsouth Common Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002003 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,526 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 17, 2017, HealthSouth paid a dividend on its common stock of $0.24 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| December 07, 2016 Filed Feb 15, 2017 14:20 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GiftEaton Vance Corp. Non-voting Common Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003353 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 Read SEC document |
| November 28, 2016 Filed Feb 15, 2017 14:20 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GiftEaton Vance Corp. Non-voting Common Stock | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003353 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,809 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 10:03 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041904 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Eaton Vance Corp. Non-voting Common Stock · 12 shares Expires 2017-11-02 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 13:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionPhantom Stock · Derivative | 1,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041253 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 1,448 shares Expires 2016-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 13:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041253 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,448 Underlying: Eaton Vance Corp. Non-voting Common Stock · 11 shares Expires 2016-11-03 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 13:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerEaton Vance Corp. Non-voting Common Stock | 1,448 | $34.99 | $50,665.52 |
DisclosureSEC source: 0001225208-16-041253 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,756 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 13:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041253 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:42 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 2,009 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041043 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,009 Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,009 shares Expires 2018-11-01 F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.