Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 11, 2022 | February 14, 2022 |
| Encompass Health CorpEHC · Entity 3460 | Director | April 18, 2022 | April 20, 2022 |
| Enhabit, Inc.EHAB · Entity 46765 | Director | June 28, 2023 | June 30, 2023 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | June 15, 2005 | June 17, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 11, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,766.875 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 129.59 · Balance 33,766.875 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Encompass Health Corp
Report date April 18, 2022 · Filed April 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Encompass Health Common StockSEC Table I · non-derivative | Direct | 5,104 |
Reported balance
After 2022-04-18 transaction · row 1
1 source rowRow 1 · 2022-04-18 · Grant · Acquired 298 · Balance 5,104 F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. |
| Encompass Health Common StockSEC Table I · non-derivative | IndirectBy irrevocable trust for the benefit of spouse and issue | 75,287 |
Reported balance
Holding disclosure · report date 2022-04-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 75,287 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment.
Enhabit, Inc.
Report date June 28, 2023 · Filed June 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,776 |
Reported balance
After 2023-06-28 transaction · row 1
1 source rowRow 1 · 2023-06-28 · Grant · Acquired 12,702 · Balance 29,776 |
| Common StockSEC Table I · non-derivative | IndirectBy 2016 Exempt Family Trust | 7,926 |
Reported balance
Holding disclosure · report date 2023-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,926 |
NEWMONT Corp /DE/
Report date June 15, 2005 · Filed June 17, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 9,563 |
Reported balance
After 2005-06-15 transaction · row 1
1 source rowRow 1 · 2005-06-15 · Grant · Acquired 1,303 · Balance 9,563 F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mirror Merger Sub 2, LLC
Report date March 01, 2021 · Filed March 03, 2021
Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 1
1 source rowRow 1 · 2021-03-01 · Disposition to issuer · Disposed 8,923 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger. |
| Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-01 · Disposition to issuer · Disposed 5,840 · Balance 0 F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock. F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.46 · Expires 2021-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-01 · Disposition to issuer · Disposed 6,420 · Balance 0 F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.23 · Expires 2022-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-01 · Disposition to issuer · Disposed 5,680 · Balance 0 F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2023-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-01 · Disposition to issuer · Disposed 4,045 · Balance 0 F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.84 · Expires 2026-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Disposition to issuer · Disposed 11,777 · Balance 0 F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.76 · Expires 2025-11-02 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Disposition to issuer · Disposed 7,451 · Balance 0 F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.71 · Expires 2024-11-03 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-01 · Disposition to issuer · Disposed 5,737 · Balance 0 F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-01 · Disposition to issuer · Disposed 3,252 · Balance 0 F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock. F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00.
F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56.
F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.
F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32.
F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2020 Filed Jul 20, 2020 21:08 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-021830 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,630 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On July 15, 2020, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $65.21. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| May 15, 2020 Filed May 15, 2020 14:24 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007781 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,993 Underlying: Eaton Vance Corp. Non-voting Common Stock · 34 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| May 15, 2020 Filed May 15, 2020 14:24 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007781 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,251 Underlying: Eaton Vance Corp. Non-voting Common Stock · 37 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| May 15, 2020 Filed May 15, 2020 14:24 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007781 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,094 Underlying: Eaton Vance Corp. Non-voting Common Stock · 35 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 279.398 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000076 · wf-form4_158948779186390.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,665.521 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 06, 2020 Filed May 7, 2020 21:43 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015808 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,321 F1 · shares: Annual award of restricted stock pursuant to the Corporation's 2016 Omnibus Performance Incentive Plan. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 20:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 6,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000059 · wf-form4_158775970566229.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,386.123 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 13:15 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013958 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,017 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 15, 2020, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $69.76. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 19:29 UTC | Encompass Health Corp EHC · Entity 3460 | PurchaseEncompass Health Common Stock | 1,000 | $64.07 | $64,070.00 |
DisclosureSEC source: 0001127602-20-010596 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,738 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 19:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 1,000 | $27.73 | $27,730.00 |
DisclosureSEC source: 0000759944-20-000042 · wf-form4_158378040349943.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,967.123 Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 16:40 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002385 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Eaton Vance Corp. Non-voting Common Stock · 24 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 16:40 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002385 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Underlying: Eaton Vance Corp. Non-voting Common Stock · 26 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 16:40 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002385 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,059 Underlying: Eaton Vance Corp. Non-voting Common Stock · 25 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 73.781 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000024 · wf-form4_158162843858170.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,967.123 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 14:19 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001995 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,738 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 15, 2020, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $77.50. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 15:11 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014529 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935 Underlying: Eaton Vance Corp. Non-voting Common Stock · 26 shares Expires not disclosed F3 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F4 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F5 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F5 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 15:11 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014529 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188 Underlying: Eaton Vance Corp. Non-voting Common Stock · 28 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 22:35 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 69.209 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000089 · wf-form4_157377091410237.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,893.342 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 17:10 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 3,034 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014066 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,034 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · derivative.exercise_date: The shares of Deferred Stock granted on November 1, 2019 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F2 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2019 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| October 16, 2019 Filed Oct 17, 2019 15:34 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030678 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,488 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On October 15, 2019, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $64.71. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 14:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-011429 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909 Underlying: Eaton Vance Corp. Non-voting Common Stock · 24 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 14:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-011429 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Underlying: Eaton Vance Corp. Non-voting Common Stock · 26 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 81.764 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000072 · wf-form4_156590005794766.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,824.133 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 11:38 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 4,883 | $0.00 Strike: $27.50 | $0.00 |
DisclosureSEC source: 0001225208-19-010268 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 4,883 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 11:38 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | SaleEaton Vance Corp. Non-voting Common Stock | 4,883 | $44.32 | $216,418.95 |
DisclosureSEC source: 0001225208-19-010268 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021 Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 11:38 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 4,883 | $27.50 | $134,258.09 |
DisclosureSEC source: 0001225208-19-010268 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 22:12 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024799 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,190 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On July 15, 2019, Encompass Health paid a dividend on its common stock of $0.27 per share and the closing price was $64.39. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| May 15, 2019 Filed May 15, 2019 11:41 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008030 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885 Underlying: Eaton Vance Corp. Non-voting Common Stock · 25 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| May 15, 2019 Filed May 15, 2019 11:41 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008030 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134 Underlying: Eaton Vance Corp. Non-voting Common Stock · 27 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| May 15, 2019 Filed May 16, 2019 15:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 66.765 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000060 · wf-form4_155802164263538.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,742.369 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 03, 2019 Filed May 7, 2019 16:02 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 2,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017544 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,902 F1 · shares: Annual award of restricted stock units pursuant to the Corporation's 2016 Omnibus Performance Incentive Plan. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 20:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000034 · wf-form4_155631164970057.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,675.604 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 23, 2019 Filed Apr 24, 2019 13:10 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016098 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,575 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 15, 2019, Encompass Health paid a dividend on its common stock of $0.27 per share and the closing price was $61.37. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 17:41 UTC | Encompass Health Corp EHC · Entity 3460 | PurchaseEncompass Health Common Stock | 1,000 | $58.84 | $58,840.00 |
DisclosureSEC source: 0001127602-19-010521 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,284 Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 15:49 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002736 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,860 Underlying: Eaton Vance Corp. Non-voting Common Stock · 27 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 15:49 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002736 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Eaton Vance Corp. Non-voting Common Stock · 30 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 19:54 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 30.91 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000011 · wf-form4_155026044750487.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,036.604 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 21:10 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002125 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,284 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 15, 2019, Encompass Health paid a dividend on its common stock of $0.27 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 13:02 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015572 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833 Underlying: Eaton Vance Corp. Non-voting Common Stock · 22 shares Expires not disclosed F1 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F3 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 25.665 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000090 · wf-form4_154240408195303.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,005.694 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 11:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionPhantom Stock · Derivative | 2,112 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015160 · doc4.xml · derivative · entry 5 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,112 shares Expires 2018-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 11:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015160 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112 Underlying: Eaton Vance Corp. Non-voting Common Stock · 16 shares Expires 2018-11-01 F3 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. F4 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 11:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 3,077 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015160 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077 Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,077 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · derivative.expiration_date: The shares of Deferred Stock granted on November 1, 2018 become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 11:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerEaton Vance Corp. Non-voting Common Stock | 2,112 | $45.50 | $96,096.00 |
DisclosureSEC source: 0001225208-18-015160 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021 Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 11:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 2,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015160 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 11:48 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 5,943 | $0.00 Strike: $21.46 | $0.00 |
DisclosureSEC source: 0001225208-18-014851 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,943 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 11:48 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | SaleEaton Vance Corp. Non-voting Common Stock | 5,943 | $43.97 | $261,291.13 |
DisclosureSEC source: 0001225208-18-014851 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021 Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 11:48 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 5,943 | $21.46 | $127,555.20 |
DisclosureSEC source: 0001225208-18-014851 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:00 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030494 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,015 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account on common stock dividend payment dates. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On October 15, 2018, Encompass Health paid a dividend on its common stock of $0.27 per share. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:24 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 23.222 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000072 · wf-form4_153445105394662.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,980.029 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.