Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 11, 2022 | February 14, 2022 |
| Encompass Health CorpEHC · Entity 3460 | Director | April 18, 2022 | April 20, 2022 |
| Enhabit, Inc.EHAB · Entity 46765 | Director | June 28, 2023 | June 30, 2023 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | June 15, 2005 | June 17, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 11, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,766.875 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 129.59 · Balance 33,766.875 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Encompass Health Corp
Report date April 18, 2022 · Filed April 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Encompass Health Common StockSEC Table I · non-derivative | Direct | 5,104 |
Reported balance
After 2022-04-18 transaction · row 1
1 source rowRow 1 · 2022-04-18 · Grant · Acquired 298 · Balance 5,104 F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. |
| Encompass Health Common StockSEC Table I · non-derivative | IndirectBy irrevocable trust for the benefit of spouse and issue | 75,287 |
Reported balance
Holding disclosure · report date 2022-04-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 75,287 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment.
Enhabit, Inc.
Report date June 28, 2023 · Filed June 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,776 |
Reported balance
After 2023-06-28 transaction · row 1
1 source rowRow 1 · 2023-06-28 · Grant · Acquired 12,702 · Balance 29,776 |
| Common StockSEC Table I · non-derivative | IndirectBy 2016 Exempt Family Trust | 7,926 |
Reported balance
Holding disclosure · report date 2023-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,926 |
NEWMONT Corp /DE/
Report date June 15, 2005 · Filed June 17, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 9,563 |
Reported balance
After 2005-06-15 transaction · row 1
1 source rowRow 1 · 2005-06-15 · Grant · Acquired 1,303 · Balance 9,563 F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,303 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mirror Merger Sub 2, LLC
Report date March 01, 2021 · Filed March 03, 2021
Section 16 reporting ended · disclosed 2021-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 1
1 source rowRow 1 · 2021-03-01 · Disposition to issuer · Disposed 8,923 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger. |
| Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-01 · Disposition to issuer · Disposed 5,840 · Balance 0 F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock. F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.46 · Expires 2021-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-01 · Disposition to issuer · Disposed 6,420 · Balance 0 F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.23 · Expires 2022-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-01 · Disposition to issuer · Disposed 5,680 · Balance 0 F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2023-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-01 · Disposition to issuer · Disposed 4,045 · Balance 0 F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.84 · Expires 2026-11-01 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Disposition to issuer · Disposed 11,777 · Balance 0 F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.76 · Expires 2025-11-02 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-01 · Disposition to issuer · Disposed 7,451 · Balance 0 F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.71 · Expires 2024-11-03 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-01 · Disposition to issuer · Disposed 5,737 · Balance 0 F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-01 · Disposition to issuer · Disposed 3,252 · Balance 0 F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock. F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger.
F2: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock.
F3: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00.
F4: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56.
F5: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13.
F6: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50.
F7: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32.
F8: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24.
F9: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73.
F10: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock.
F11: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2023 Filed Jun 30, 2023 14:05 UTC | Enhabit, Inc. EHAB · Entity 46765 | GrantCommon Stock | 12,702 | $11.81 | $150,010.62 |
DisclosureSEC source: 0001803737-23-000125 · wk-form4_1688148295.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,776 Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 10:39 UTC | Enhabit, Inc. EHAB · Entity 46765 | PurchaseCommon Stock | 426 | $13.57 | $5,780.82 |
DisclosureSEC source: 0001803737-22-000114 · wf-form4_166800835951455.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 Exempt Family Trust Disclosed balance after: 7,926 Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 18:29 UTC | Enhabit, Inc. EHAB · Entity 46765 | PurchaseCommon Stock | 3,000 | $12.37 | $37,110.00 |
DisclosureSEC source: 0001803737-22-000084 · wf-form4_165999773025692.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 Exempt Family Trust Disclosed balance after: 7,500 Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 18:06 UTC | Enhabit, Inc. EHAB · Entity 46765 | PurchaseCommon Stock | 4,500 | $13.57 | $61,065.00 |
DisclosureSEC source: 0001803737-22-000078 · wf-form4_165973717223370.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 Exempt Family Trust Disclosed balance after: 4,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.45 to $13.71, inclusive. The reporting person undertakes to provide to Enhabit, Inc., any security holder of Enhabit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 19:12 UTC | Enhabit, Inc. EHAB · Entity 46765 | GrantCommon Stock | 6,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001803737-22-000054 · wf-form4_165714915416577.xml · nonDerivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,038 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 19:12 UTC | Enhabit, Inc. EHAB · Entity 46765 | GrantCommon Stock | 8,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001803737-22-000054 · wf-form4_165714915416577.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,441 Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 19:12 UTC | Enhabit, Inc. EHAB · Entity 46765 | OtherCommon Stock | 40,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001803737-22-000054 · wf-form4_165714915416577.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,195 F1 · kind: In connection with the spin-off of Enhabit, Inc. ("Enhabit") by Encompass Health Corporation ("Encompass") on June 30, 2022, Encompass distributed all of the issued and outstanding shares of Enhabit common stock to Encompass stockholders (the "Distribution"). Encompass stockholders received one share of Enhabit common stock for every two shares of Encompass common stock held as of the close of business on June 24, 2022. The number of shares of Enhabit common stock reported as acquired on this Form 4 reflects the number of shares of Enhabit common stock, including shares of restricted stock, acquired by the reporting person pursuant to the Distribution. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 17:53 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-012243 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,104 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $71.41. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:39 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 129.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000017 · wf-form4_164487473422508.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766.875 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:10 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001731 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 18, 2022, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $61.63. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 19:26 UTC | Encompass Health Corp EHC · Entity 3460 | GiftEncompass Health Common Stock | 75,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030792 · form4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By irrevocable trust for the benefit of spouse and issue Disclosed balance after: 75,287 F1 · shares: Mr. Higdon contributed these vested restricted stock units to a family trust for which he has exclusive power to manage and direct the investment of these trust assets. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 19:26 UTC | Encompass Health Corp EHC · Entity 3460 | GiftEncompass Health Common Stock | 75,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030792 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463 F1 · shares: Mr. Higdon contributed these vested restricted stock units to a family trust for which he has exclusive power to manage and direct the investment of these trust assets. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:09 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 141.884 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000162 · wf-form4_163702132328144.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,637.285 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 13:31 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 311 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-027254 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,750 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On October 15, 2021, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $67.62. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 155.08 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000114 · wf-form4_162914944588665.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,495.401 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 18:54 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-022098 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,439 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On July 15, 2021, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $79.89. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 139.22 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000071 · wf-form4_162102424466371.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,340.321 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 06, 2021 Filed May 10, 2021 16:13 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 1,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-015986 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,176 F1 · shares: Award of restricted stock units pursuant to the Corporation's 2016 Omnibus Performance Incentive Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000061 · wf-form4_161920964185655.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,201.101 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 13:47 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013955 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,419 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On April 15, 2021, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $82.66. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerPhantom Stock · Derivative | 3,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 9 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,252 shares Expires not disclosed F10 · security: Each Phantom Stock Unit is the economic equivalent of one share of non-voting common stock. F11 · price: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. F11 · derivative.exercise_date: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. F11 · derivative.expiration_date: This Phantom Stock Unit award, which was granted on November 1, 2017, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $237,396.00. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 5,737 | $36.29 Strike: $36.71 | $208,195.73 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 8 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,737 shares Expires 2024-11-03 F9 · price: This option award, which was granted on November 3, 2014, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $208,195.73. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 7,451 | $36.24 Strike: $36.76 | $270,024.24 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 7 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 7,451 shares Expires 2025-11-02 F8 · price: This option award, which was granted on November 2, 2015, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $270,024.24. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 11,777 | $38.16 Strike: $34.84 | $449,410.32 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 6 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 11,777 shares Expires 2026-11-01 F7 · price: This option award, which was granted on November 1, 2016, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $449,410.32. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 4,045 | $31.10 Strike: $41.90 | $125,799.50 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 5 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 4,045 shares Expires 2023-11-01 F6 · price: This option award, which was granted on November 1, 2013, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $125,799.50. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 5,680 | $44.77 Strike: $28.23 | $254,293.60 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,680 shares Expires 2022-11-01 F5 · price: This option award, which was granted on November 1, 2012, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $254,310.13. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerOption (right to buy) · Derivative | 6,420 | $48.54 Strike: $24.46 | $311,630.01 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 6,420 shares Expires 2021-11-01 F4 · price: This option award, which was granted on November 1, 2011, was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $311,629.56. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerDeferred Stock · Derivative | 5,840 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 5,840 shares Expires not disclosed F2 · security: Each Deferred Stock Unit is the economic equivalent of one share of non-voting common stock. F3 · price: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. F3 · derivative.exercise_date: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. F3 · derivative.expiration_date: This Deferred Stock Unit award was canceled and converted in the Merger into the right to receive a cash payment of $73 per share for a total of $426,320.00. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 17:28 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerEaton Vance Corp. Non-voting Common Stock | 8,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004552 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 7, 2020 (the Merger Agreement), by and among Issuer, Morgan Stanley, Mirror Merger Sub 1, Inc. and Mirror Merger Sub 2, LLC, in exchange for $200,349.38 and 5,879 shares of Morgan Stanley Common Stock having a market value of $79.16 per share on the Effective Date of the Merger. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 135.355 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000023 · wf-form4_161368445014669.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,191.101 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 17:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002526 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252 Underlying: Eaton Vance Corp. Non-voting Common Stock · 17 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 17:33 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002526 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,840 Underlying: Eaton Vance Corp. Non-voting Common Stock · 31 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 17:36 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002088 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,172 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On January 15, 2021, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $83.42. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 13:48 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014873 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235 Underlying: Eaton Vance Corp. Non-voting Common Stock · 193 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 13:48 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 347 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014873 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,809 Underlying: Eaton Vance Corp. Non-voting Common Stock · 347 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 14:34 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013579 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,042 Underlying: Eaton Vance Corp. Non-voting Common Stock · 19 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 14:34 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013579 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,462 Underlying: Eaton Vance Corp. Non-voting Common Stock · 20 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 182.231 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000104 · wf-form4_160530400838651.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,055.746 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 15:59 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 2,317 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013012 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,442 Underlying: Eaton Vance Corp. Non-voting Common Stock · 2,317 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F2 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:05 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionDeferred Stock · Derivative | 3,303 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012963 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 3,303 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:05 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012963 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,303 Underlying: Eaton Vance Corp. Non-voting Common Stock · 20 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:05 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Disposition to issuerEaton Vance Corp. Non-voting Common Stock | 3,303 | $59.79 | $197,486.37 |
DisclosureSEC source: 0001225208-20-012963 · doc4.xml · nonDerivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 17:05 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012963 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 14:38 UTC | Encompass Health Corp EHC · Entity 3460 | GrantEncompass Health Common Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-027246 · form4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,928 F1 · shares: Pursuant to outstanding restricted stock unit award agreements, additional restricted stock units ("RSUs") are credited to each non-employee director's account in connection with common stock dividend payments. The number of RSUs credited is equal to (a) the product of (i) the number of the RSUs in each director's account on the associated dividend record date and (ii) the per share dividend, divided by (b) the closing price on the dividend payment date. On October 15, 2020, Encompass Health paid a dividend on its common stock of $0.28 per share and the closing price was $68.11. The transaction reported on this Form 4 is an award of RSUs associated with that dividend payment. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 15:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 4,902 | $0.00 Strike: $28.69 | $0.00 |
DisclosureSEC source: 0001225208-20-012273 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 4,902 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 15:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 4,902 | $28.69 | $140,617.79 |
DisclosureSEC source: 0001225208-20-012273 · doc4.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 16:04 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantPhantom Stock · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010631 · doc4.xml · derivative · entry 4 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,023 Underlying: Eaton Vance Corp. Non-voting Common Stock · 30 shares Expires not disclosed F4 · security: Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. F5 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. F6 · derivative.exercise_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. F6 · derivative.expiration_date: The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination. Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 16:04 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010631 · doc4.xml · derivative · entry 3 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Underlying: Eaton Vance Corp. Non-voting Common Stock · 32 shares Expires 2020-11-01 F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. Read SEC document |
| August 14, 2020 Filed Aug 14, 2020 16:04 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantDeferred Stock · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010631 · doc4.xml · derivative · entry 2 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Eaton Vance Corp. Non-voting Common Stock · 31 shares Expires not disclosed F1 · security: Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock. F2 · shares: As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company. F3 · derivative.exercise_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. F3 · derivative.expiration_date: Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 16:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 207.994 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000092 · wf-form4_159733509778921.xml · nonDerivative · entry 1 HIGDON LEO I JR · CIK 0001064587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,873.515 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.