Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERSIL CORP/DEISIL · Entity 17486 | Director | September 20, 2005 | September 21, 2005 |
| MACDERMID INCMRD · Entity 17738 | Director | September 22, 2003 | September 23, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERSIL CORP/DE
Report date September 20, 2005 · Filed September 21, 2005
Jointly reported with CITIGROUP INC, Citicorp LLC, CITICORP VENTURE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 346,488 |
Reported balance
After 2005-09-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-09-20 · Sale · Disposed 15,308 · Balance 346,488 F1: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC").
F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
MACDERMID INC
Report date September 22, 2003 · Filed September 23, 2003
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP VENTURE CAPITAL LTD
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 0 |
Reported balance
After 2003-09-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-09-22 · Disposition to issuer · Disposed 851,720 · Balance 0 F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC"). F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition of 851,720 shares reported herein represents shares of Common Stock that were, prior to the disposition, directly beneficially owned by Citicorp Venture Capital ("CVC").
F2: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHIPPAC INC
Report date August 04, 2004 · Filed August 23, 2004
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP VENTURE CAPITAL LTD, Citicorp Capital Investors, LTD, CITICORP MEZZANINE III L P
Section 16 reporting ended · disclosed 2004-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Citicorp Venture Capital Ltd. | 0 |
Reported balance
After 2004-08-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-08-04 · Other · Disposed 9,153,995 · Balance 0 F1: See General Remarks. F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
| 8% Convertible Subordinated Notes Due 2001SEC Table II · derivative / convertible security | IndirectBy Citicorp Mezzanine III, L.P. | Not disclosed |
Reported balance
After 2004-08-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-08-04 · Other · Disposed Not disclosed · Balance Not disclosed F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
F3: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011.
F4: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
EBS BUILDING LLC
Report date December 31, 2004 · Filed March 08, 2005 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP NORTH AMERICA INC
Section 16 reporting ended · disclosed 2005-02-14. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Membership UnitsSEC Table I · non-derivative | IndirectBy Subsidiary | 1,597,450 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 1,597,450 F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA"). F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class A Membership Units ("Class A") reported herein represent (i) 841,524 Class A directly beneficially owned by Citibank, N.A. and (ii) 755,926 Class A directly beneficially owned by Citicorp North America, Inc. ("CNA").
F2: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
KEMET CORP
Report date August 11, 2003 · Filed September 12, 2003 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP HOLDINGS CO, CITICORP, CITICORP VENTURE CAPITAL LTD
Section 16 reporting ended · disclosed 2003-09-12. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 5,285,820 |
Reported balance
After 2003-08-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2003-08-11 · Sale · Disposed 35,000 · Balance 5,285,820 F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock reported herein is directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interests therein.
STRATOS INTERNATIONAL INC
Report date September 20, 2005 · Filed October 11, 2005 · Amendment
Jointly reported with CITIGROUP INC, Citicorp LLC, CITICORP VENTURE CAPITAL LTD
Section 16 reporting ended · disclosed 2005-09-28. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 1,533,867 |
Reported balance
After 2005-09-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2005-09-20 · Sale · Disposed 12,779 · Balance 1,533,867 F1: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2005 Filed Sep 28, 2005 19:35 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 23,397 | $5.88 | $137,574.36 |
DisclosureSEC source: 0001181431-05-053780 · rrd93183.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. Citicorp Holdings Inc. · CIK 0001336397 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,448,207 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 26, 2005 Filed Sep 27, 2005 17:21 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 35,582 | $5.85 | $208,154.70 |
DisclosureSEC source: 0001181431-05-053565 · rrd93067.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,471,604 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 23, 2005 Filed Sep 27, 2005 17:21 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 22,160 | $5.85 | $129,636.00 |
DisclosureSEC source: 0001181431-05-053565 · rrd93067.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,507,186 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 21, 2005 Filed Sep 22, 2005 19:20 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 15,300 | $5.95 | $91,035.00 |
DisclosureSEC source: 0001181431-05-052964 · rrd92763.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,529,346 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 20, 2005 Filed Sep 21, 2005 22:21 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 15,308 | $21.47 | $328,662.76 |
DisclosureSEC source: 0001181431-05-052806 · rrd92637.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 346,488 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 20, 2005 Filed Sep 22, 2005 19:20 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 2,000 | $6.03 | $12,060.00 |
DisclosureSEC source: 0001181431-05-052964 · rrd92763.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,544,646 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 20, 2005 Filed Oct 11, 2005 16:32 UTC Amendment | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 12,779 | $6.04 | $77,185.16 |
DisclosureSEC source: 0001181431-05-056136 · rrd94291.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,533,867 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 19, 2005 Filed Sep 20, 2005 20:37 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 15,428 | $6.01 | $92,722.28 |
DisclosureSEC source: 0001181431-05-052578 · rrd92460.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,546,646 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 16, 2005 Filed Sep 19, 2005 19:16 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 23,000 | $21.51 | $494,730.00 |
DisclosureSEC source: 0001181431-05-052323 · rrd92325.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 361,796 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 20:37 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 10,500 | $6.00 | $63,000.00 |
DisclosureSEC source: 0001181431-05-052578 · rrd92460.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,562,074 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 15, 2005 Filed Sep 16, 2005 19:06 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 3,600 | $6.00 | $21,600.00 |
DisclosureSEC source: 0001181431-05-052133 · rrd92246.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,572,574 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 15, 2005 Filed Sep 19, 2005 19:16 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 40,470 | $21.42 | $866,867.40 |
DisclosureSEC source: 0001181431-05-052323 · rrd92325.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 384,796 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 14, 2005 Filed Sep 15, 2005 20:16 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 5,552 | $21.50 | $119,368.00 |
DisclosureSEC source: 0001181431-05-051951 · rrd92038.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 425,266 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 14, 2005 Filed Sep 16, 2005 19:06 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 37,600 | $5.92 | $222,592.00 |
DisclosureSEC source: 0001181431-05-052133 · rrd92246.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,576,174 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 13, 2005 Filed Sep 15, 2005 20:12 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 13,811 | $5.79 | $79,965.69 |
DisclosureSEC source: 0001181431-05-051949 · rrd92017.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,613,774 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 13, 2005 Filed Sep 15, 2005 20:16 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 218,800 | $21.55 | $4,715,140.00 |
DisclosureSEC source: 0001181431-05-051951 · rrd92038.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 430,818 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 12, 2005 Filed Sep 13, 2005 20:22 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 33,600 | $5.74 | $192,864.00 |
DisclosureSEC source: 0001181431-05-051581 · rrd91831.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,627,585 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 09, 2005 Filed Sep 13, 2005 20:22 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 28,476 | $5.50 | $156,618.00 |
DisclosureSEC source: 0001181431-05-051581 · rrd91831.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,661,185 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 09, 2005 Filed Sep 14, 2005 19:20 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 130,500 | $21.56 | $2,813,580.00 |
DisclosureSEC source: 0001181431-05-051749 · rrd92007.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 649,618 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 08, 2005 Filed Sep 14, 2005 19:20 UTC | INTERSIL CORP/DE ISIL · Entity 17486 | SaleClass A Common Stock, par value $0.01 | 270,000 | $21.55 | $5,818,500.00 |
DisclosureSEC source: 0001181431-05-051749 · rrd92007.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · Director Citicorp Holdings Inc. · CIK 0001336397 · Director CITIBANK NA · CIK 0000036684 · Director CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 780,118 F1 · balance_after: The securities reported herein are directly beneficially owned by an affiliate of Citicorp Venture Capital Ltd. ("CVC"). F2 · ownership.nature: An employee of CVC serves on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 21:42 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 5,530 | $5.51 | $30,470.30 |
DisclosureSEC source: 0001181431-05-050999 · rrd91553.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,689,661 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 06, 2005 Filed Sep 7, 2005 20:22 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 81,000 | $5.50 | $445,500.00 |
DisclosureSEC source: 0001181431-05-050713 · rrd91420.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,695,191 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 02, 2005 Filed Sep 7, 2005 20:22 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 13,963 | $5.52 | $77,075.76 |
DisclosureSEC source: 0001181431-05-050713 · rrd91420.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,776,191 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| September 01, 2005 Filed Sep 2, 2005 19:44 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 10,585 | $5.50 | $58,217.50 |
DisclosureSEC source: 0001181431-05-050212 · rrd91211.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,790,154 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2005 Filed Sep 2, 2005 19:44 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 9,895 | $5.51 | $54,521.45 |
DisclosureSEC source: 0001181431-05-050212 · rrd91211.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,800,739 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 30, 2005 Filed Sep 1, 2005 19:03 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 280,271 | $5.51 | $1,544,293.21 |
DisclosureSEC source: 0001181431-05-049876 · rrd91036.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,810,634 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 29, 2005 Filed Aug 30, 2005 22:50 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 227,000 | $5.50 | $1,248,500.00 |
DisclosureSEC source: 0001181431-05-049609 · rrd90849.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,090,905 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 26, 2005 Filed Aug 30, 2005 22:50 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 4,322 | $5.52 | $23,857.44 |
DisclosureSEC source: 0001181431-05-049609 · rrd90849.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,317,905 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 25, 2005 Filed Aug 29, 2005 20:46 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 19,314 | $5.56 | $107,385.84 |
DisclosureSEC source: 0001181431-05-049335 · rrd90713.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,322,227 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 24, 2005 Filed Aug 25, 2005 20:52 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 15,000 | $5.51 | $82,650.00 |
DisclosureSEC source: 0001181431-05-048866 · rrd90456.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,341,541 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 23, 2005 Filed Aug 25, 2005 20:52 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 5,100 | $5.50 | $28,050.00 |
DisclosureSEC source: 0001181431-05-048866 · rrd90456.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,356,541 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 22, 2005 Filed Aug 23, 2005 20:08 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 5,000 | $5.51 | $27,550.00 |
DisclosureSEC source: 0001181431-05-048419 · rrd90201.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,361,641 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 19, 2005 Filed Aug 23, 2005 20:08 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 6,100 | $5.55 | $33,855.00 |
DisclosureSEC source: 0001181431-05-048419 · rrd90201.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,366,641 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 21:31 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 3,910 | $5.60 | $21,896.00 |
DisclosureSEC source: 0001181431-05-048033 · rrd89978.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,372,741 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks. Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 21:31 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 58,500 | $5.49 | $321,165.00 |
DisclosureSEC source: 0001181431-05-048033 · rrd89978.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,376,651 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks. Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 20:56 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 18,998 | $5.50 | $104,489.00 |
DisclosureSEC source: 0001181431-05-047513 · rrd89679.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,435,151 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:56 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | SaleCommon Stock, par value $0.01 | 20,700 | $5.50 | $113,850.00 |
DisclosureSEC source: 0001181431-05-047513 · rrd89679.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner Citicorp Holdings Inc. · CIK 0001336397 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,454,149 F1 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp Holdings Inc. ("CHI"). CHI is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Citigroup, CHI and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. See General Remarks. Read SEC document |
| April 04, 2005 Filed May 31, 2005 17:21 UTC | STRATOS INTERNATIONAL INC STLW · Entity 17491 | GiftCommon Stock, par value $0.01 | 1,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-05-031817 · rrd78914.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,474,849 F1 · price: not applicable F2 · ownership.nature: The securities reported herein are directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC"). CVC is a wholly owned subsidiary of Citibank, N.A. Citibank, N.A. is a wholly owned subsidiary of Citicorp. Citicorp is a wholly owned subsidiary of Citigroup Holdings Company ("CHC"). CHC is a wholly owned subsidiary of Citigroup. Citigroup, CHC, Citicorp and Citibank, N.A. disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 04, 2004 Filed Feb 14, 2005 14:59 UTC | EBS BUILDING LLC XXEBB · Entity 17554 | SaleClass A Membership Units | 1,597,450 | $1.16 | $1,853,042.00 |
DisclosureSEC source: 0001181431-05-009470 · rrd67751.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITICORP NORTH AMERICA INC · CIK 0000839424 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · shares: On November 4, 2004, Citibank, N.A. sold 755,926 Class A Membership Units and Citicorp North America, Inc. ("CNA") sold 804,024 Class A Membership Units in a privately negotiated transaction. F2 · ownership.nature: Citicorp is the sole stockholder of each of CNA and Citibank, N.A. Citigroup Holdings Company ("Citigroup Holdings") is the sole stockholder of Citicorp. Citigroup Inc. ("Citigroup") is the sole stockholder of Citigroup Holdings. Citicorp, Citigroup Holdings and Citigroup disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 04, 2004 Filed Aug 23, 2004 16:55 UTC | CHIPPAC INC CHPC · Entity 17624 | Other8% Convertible Subordinated Notes Due 2001 · Derivative | Not disclosed | Not disclosed | $50,000,000.00 |
DisclosureSEC source: 0001181431-04-041298 · rrd50430.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks. CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Citicorp Mezzanine III, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock, $0.01 par value · 5,020,081 shares Expires not disclosed F3 · derivative.exercise_price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · kind: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · price: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · derivative.exercise_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F3 · derivative.expiration_date: In connection with the Merger, the 8% Convertible Subordinated Notes Due 2001 directly beneficially owned by Citicorp Mezzanine III, L.P. (the "8% Notes"), which were formerly convertible into Common Stock, became convertible into 4,367,469 ADSs. The ADSs had a market value of $6.36 per ADS as of August 5, 2004. The 8% Notes may be converted into ADSs at any time and mature on June 15, 2011. F4 · ownership.nature: Citicorp Capital Investors, Limited ("CCI") is the general partner of Citicorp Mezzanine III, L.P. CCI is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citicorp Capital Investors, Limited disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| August 04, 2004 Filed Aug 23, 2004 16:55 UTC | CHIPPAC INC CHPC · Entity 17624 | OtherClass A Common Stock, $0.01 par value | 9,153,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-041298 · rrd50430.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP HOLDINGS CO · CIK 0001105742 · See General Remarks. CITICORP · CIK 0000020405 · See General Remarks. CITIBANK NA · CIK 0000036684 · See General Remarks. CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · See General Remarks. Citicorp Capital Investors, LTD · CIK 0001300330 · See General Remarks. CITICORP MEZZANINE III L P · CIK 0001098417 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Citicorp Venture Capital Ltd. Disclosed balance after: 0 F1 · kind: See General Remarks. F1 · price: See General Remarks. F2 · ownership.nature: CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 04, 2003 Filed Dec 8, 2003 16:06 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 21,250 | $8.02 | $170,425.00 |
DisclosureSEC source: 0001181431-03-034543 · rrd24947.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 9,153,995 F1 · ownership.nature: Represents (i) 9,153,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 10:12 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 850,000 | $8.03 | $6,825,500.00 |
DisclosureSEC source: 0001181431-03-034239 · rrd24662.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 9,175,245 F1 · ownership.nature: Represents (i) 9,175,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 10:32 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 850,000 | $7.95 | $6,757,500.00 |
DisclosureSEC source: 0001181431-03-034040 · rrd24443.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 10,025,245 F1 · ownership.nature: Represents (i) 10,025,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| December 01, 2003 Filed Dec 3, 2003 10:48 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 800,700 | $7.80 | $6,245,460.00 |
DisclosureSEC source: 0001181431-03-033832 · rrd24367.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 10,875,245 F1 · ownership.nature: Represents (i) 10,875,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 10:46 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 28,050 | $7.75 | $217,387.50 |
DisclosureSEC source: 0001181431-03-033557 · rrd24292.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,675,945 F1 · ownership.nature: Represents (i) 11,675,945 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 20, 2003 Filed Nov 24, 2003 15:27 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 66,250 | $7.77 | $514,762.50 |
DisclosureSEC source: 0001181431-03-032625 · rrd23734.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,703,995 F1 · ownership.nature: Represents (i) 11,703,995 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 16:00 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 186,250 | $7.43 | $1,383,837.50 |
DisclosureSEC source: 0001181431-03-031798 · rrd23303.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,770,245 F1 · ownership.nature: Represents (i) 11,770,245 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 17, 2003 Filed Nov 18, 2003 15:26 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 40,000 | $7.32 | $292,800.00 |
DisclosureSEC source: 0001181431-03-031587 · rrd23187.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,956,495 F1 · ownership.nature: Represents (i) 11,956,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
| November 14, 2003 Filed Nov 17, 2003 16:20 UTC | CHIPPAC INC CHPC · Entity 17624 | SaleClass A Common Stock, $0.01 par value | 38,750 | $7.53 | $291,787.50 |
DisclosureSEC source: 0001181431-03-031388 · rrd23040.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner CITIGROUP HOLDINGS CO · CIK 0001105742 · 10% owner CITICORP · CIK 0000020405 · 10% owner CITIBANK NA · CIK 0000036684 · 10% owner CITICORP VENTURE CAPITAL LTD · CIK 0000356516 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 11,996,495 F1 · ownership.nature: Represents (i) 11,996,495 shares of the Issuer's Class A Common Stock, par value $0.01 directly beneficially owned by Citicorp Venture Capital Ltd. ("CVC") and (ii) $50,000,000 8% Convertible Subordinated Notes directly beneficially owned by Citicorp Mezzanine III, L.P. ("CMIII"). Two employees of CVC serve on the Issuer's Board of Directors. CVC is a wholly owned subsidiary of Citibank, N.A., which is a wholly owned subsidiary of Citicorp, which is a wholly owned subsidiary of Citigroup Holdings Company, which is a wholly owned subsidiary of Citigroup Inc. Each of Citigroup Inc., Citigroup Holdings Company, Citicorp and Citibank, N.A. disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.