Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP and CIO | June 15, 2007 | June 19, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 15, 2007 · Filed June 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 176,757 |
Reported balance
After 2007-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-06-15 · Other · Disposed 40,000 · Balance 176,757 F1: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k). |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2007-06-16 | Direct | 0 |
Reported balance
After 2007-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2007-06-15 · Other · Disposed 400 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,200 | $18.82 | $22,584.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 6 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,167 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000 | $18.81 | $18,813.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,367 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,900 | $18.81 | $35,739.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,367 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,500 | $18.80 | $28,200.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,267 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,500 | $18.79 | $46,975.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,767 Read SEC document |
| November 07, 2006 Filed Nov 8, 2006 19:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100 | $18.78 | $1,878.00 |
DisclosureSEC source: 0001296455-06-000011 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,267 Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 81,081 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001296455-06-000009 · edgar.xml · derivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,081 Underlying: Common Stock · 81,081 shares Expires 2013-10-30 F3 · derivative.exercise_price: Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10). F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 25,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001296455-06-000009 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,367 F1 · shares: The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date. F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 10,000 shares held in trust, 7,710 shares held by an ESOP, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, and 159 shares held in a 401(k). Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 22,923 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · derivative · entry 8 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,923 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 184,992 | $0.00 Strike: $8.73 | $0.00 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · derivative · entry 7 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184,992 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 55,498 | $17.69 | $981,759.62 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 6 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,262 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 10,000 shares held in a trust, 1,361 shares held in a custodial account for his daughter, 1011 shares held in a custodial account for his son, 7,710 shares held in an ESOP, and 159 held in a 401(k). Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 108,408 | $17.70 | $1,918,821.60 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 5 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,760 Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,927 | $17.71 | $51,837.17 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 4 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,168 Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,167 | $17.72 | $56,119.24 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,095 Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 22,923 | $8.73 | $200,117.79 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2006 Filed Oct 27, 2006 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 184,992 | $8.73 | $1,614,980.16 |
DisclosureSEC source: 0001296455-06-000007 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2006 Filed Jul 27, 2006 21:23 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,000 | $15.39 | $153,900.00 |
DisclosureSEC source: 0001296455-06-000004 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,347 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 10,000 shares held in a trust, 1,361 shares held in a custodial account for his daughter, 1011 shares held in a custodial account for his son, 7,710 shares held in an ESOP, and 159 held in a 401(k). Read SEC document |
| July 26, 2006 Filed Jul 26, 2006 20:56 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,000 | $14.97 | $149,700.00 |
DisclosureSEC source: 0001296455-06-000003 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,347 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 10,000 shares held in a trust, 1,361 shares held in a custodial account for his daughter, 1011 shares held in a custodial account for his son, 7,710 shares held in an ESOP, and 159 held in a 401(k). Read SEC document |
| July 26, 2006 Filed Dec 26, 2006 20:28 UTC Amendment | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,000 | $14.97 | $149,700.00 |
DisclosureSEC source: 0001296455-06-000013 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,347 F1 · balance_after: On July 26, 2006, the reporting person filed a Form 4 that mistakenly overstated his ESOP holdings in company common stock by 5,428 shares. As of July 26, 2006, the reporting person had a direct beneficial ownership interest in 264,347 shares (as stated in Table I) and an indirect beneficial ownership interest 10,000 shares held in a trust, 1,361 shares held in a custodial account for his daughter, 1011 shares held in a custodial account for his son, 2,282 shares held in an ESOP, and 159 held in a 401(k). Read SEC document |
| February 28, 2006 Filed Mar 2, 2006 20:30 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCall Options (obligation to sell) · Derivative | 400 | $15.00 Strike: $20.00 | $6,000.00 |
DisclosureSEC source: 0001296455-06-000002 · edgar.xml · derivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 40,000 shares Expires 2006-06-17 Read SEC document |
| October 31, 2005 Filed Oct 31, 2005 19:51 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 10,000 | $15.06 | $150,600.00 |
DisclosureSEC source: 0001296455-05-000007 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 10,000 F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 274,347 shares of company stock and an indirect beneficial ownership interest in 1,361 shares held in a custodial account for his daughter, 1,011 shares held in a custodial account for his son, 2,276 shares held by an ESOP and 158 shares held in a 401(k). Read SEC document |
| October 28, 2005 Filed Oct 28, 2005 18:32 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,400 | $14.47 | $107,078.00 |
DisclosureSEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 20,000 F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 274,347 shares of company stock and an indirect beneficial ownership interest in 1,361 shares held in a custodial account for his daughter, 1,011 shares held in a custodial account for his son, 2,276 shares held by an ESOP and 158 shares held in a 401(k). Read SEC document |
| October 28, 2005 Filed Oct 28, 2005 18:32 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,800 | $14.48 | $26,064.00 |
DisclosureSEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 27,400 Read SEC document |
| October 28, 2005 Filed Oct 28, 2005 18:32 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,300 | $14.49 | $47,817.00 |
DisclosureSEC source: 0001296455-05-000005 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 29,200 Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $17.08 | $0.00 |
DisclosureSEC source: 0000923738-05-000043 · edgar.xml · derivative · entry 2 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2012-09-07 F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date. Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 18:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0000923738-05-000043 · edgar.xml · derivative · entry 1 Sasson Gideon · CIK 0001296455 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2012-09-07 F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date. Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 16:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 12,657 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001296455-05-000003 · edgar.xml · derivative · entry 4 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,657 shares Expires 2005-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 16:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,057 | $13.69 | $14,470.33 |
DisclosureSEC source: 0001296455-05-000003 · edgar.xml · nonDerivative · entry 3 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,347 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 32,500 shares held in a trust, 1,361 shares held in a custodian account for his daughter, 1011 shares held in a custodian account for his son, 2,275 shares held in an ESOP, and 158 held in a 401(k). Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 16:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 11,600 | $13.67 | $158,572.00 |
DisclosureSEC source: 0001296455-05-000003 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,404 Read SEC document |
| July 25, 2005 Filed Jul 26, 2005 16:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 12,657 | $3.35 | $42,400.95 |
DisclosureSEC source: 0001296455-05-000003 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2005 Filed May 10, 2005 14:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,300 | $10.70 | $24,610.00 |
DisclosureSEC source: 0001296455-05-000001 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,347 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 32,500 shares held in a trust, 1,361 shares held in a custodian account for his daughter, 1011 shares held in a custodian account for his son, 2,271 shares held in an ESOP, and 158 held in a 401(k). Read SEC document |
| May 09, 2005 Filed May 10, 2005 14:53 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 7,700 | $10.69 | $82,313.00 |
DisclosureSEC source: 0001296455-05-000001 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,647 Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 18:09 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 228,103 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0001296455-04-000018 · edgar.xml · derivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,103 Underlying: Common Stock · 228,103 shares Expires 2011-09-30 F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007. Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 15:45 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,358 | $8.63 | $11,719.54 |
DisclosureSEC source: 0001296455-04-000016 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person has a direct beneficial ownership interest in 284,347 shares and an indirect beneficial ownership interest in 32,500 shares held in trust, 1,361 shares held as custodian for his daughter, 1011 shares held as custodian for his son, 2,246 shares held by an ESOP and 156 shares held in a 401(k). Read SEC document |
| July 26, 2004 Filed Jul 28, 2004 16:40 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 117,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001296455-04-000013 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,347 F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 32,500 shares held in trust, 1,358 shares held by his spouse, 1,361 shares held as custodian for his daughter, 1011 shares held as custodian for his son, 2,246 shares held by ESOP and 156 shares held in a 401(k). Read SEC document |
| July 23, 2004 Filed Jul 23, 2004 22:11 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,000 | $8.71 | $17,420.00 |
DisclosureSEC source: 0001296455-04-000004 · edgar.xml · nonDerivative · entry 2 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,319 F1 · balance_after: The reporting person also has in indirect beneficial ownership interest in 32,500 shares held in trust, 1,358 shares held by his spouse, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,246 shares held by an ESOP and 156 shares held in a 401(k). Read SEC document |
| July 23, 2004 Filed Jul 23, 2004 22:11 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 8,000 | $8.70 | $69,600.00 |
DisclosureSEC source: 0001296455-04-000004 · edgar.xml · nonDerivative · entry 1 Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,319 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.