Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director | February 15, 2024 | February 16, 2024 |
| QUALCOMM INC/DEQCOM · Entity 2852 | COO, EVP & Group President QCT | August 01, 2008 | August 05, 2008 |
| Trepont Acquistion Corp ITACA.U · Entity 144985 | Director | December 01, 2020 | December 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date February 15, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,243 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243 F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.
QUALCOMM INC/DE
Report date August 01, 2008 · Filed August 05, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 29,712 |
Reported balance
After 2008-08-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 75,112 |
Reported balance
After 2008-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 25,112 |
Reported balance
After 2008-08-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008. F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06 | Direct | 0 |
Reported balance
After 2008-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27 | Direct | 354,600 |
Reported balance
After 2008-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Trepont Acquistion Corp I
Report date December 01, 2020 · Filed December 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2007 Filed Oct 2, 2007 21:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 401 | $41.01 Strike: $1.00 | $16,446.21 |
DisclosureSEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 31 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 23,793.414 Underlying: Common Stock · 401 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · derivative · entry 6 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,600 Underlying: Common Stock · 2,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,100 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,500 | $40.00 | $100,000.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · nonDerivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,532 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,500 | $16.11 | $40,275.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $39.94 | $199,700.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,532 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 21:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000200 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| August 01, 2007 Filed Aug 3, 2007 17:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000185 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,100 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2007 Filed Aug 3, 2007 17:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $41.50 | $311,250.00 |
DisclosureSEC source: 0001234452-07-000185 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,532 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| August 01, 2007 Filed Aug 3, 2007 17:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000185 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 30, 2007 Filed Feb 11, 2008 23:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001234452-08-000065 · edgardoc.xml · derivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust S Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2009-11-11 F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999. F2 · ownership.nature: Securities held by the Fiona Mackin-Jha Annuity Trust dated July 19, 2007. Read SEC document |
| July 30, 2007 Filed Feb 11, 2008 23:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001234452-08-000065 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2009-11-11 F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999. Read SEC document |
| July 12, 2007 Filed Jul 13, 2007 23:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000169 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 12, 2007 Filed Jul 13, 2007 23:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $45.01 | $225,044.00 |
DisclosureSEC source: 0001234452-07-000169 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,532 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 12, 2007 Filed Jul 13, 2007 23:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000169 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 22:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000155 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,600 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 22:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $43.60 | $327,000.00 |
DisclosureSEC source: 0001234452-07-000155 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,532 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes 330 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2007. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 22:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000155 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| June 29, 2007 Filed Jul 3, 2007 22:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 383 | $43.03 Strike: $1.00 | $16,479.72 |
DisclosureSEC source: 0001234452-07-000155 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 23,315.573 Underlying: Common Stock · 383 shares Expires not disclosed F5 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F7 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F5 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 01, 2007 Filed Jun 5, 2007 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000128 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,100 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 01, 2007 Filed Jun 5, 2007 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $43.50 | $326,250.00 |
DisclosureSEC source: 0001234452-07-000128 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| June 01, 2007 Filed Jun 5, 2007 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000128 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| May 14, 2007 Filed May 16, 2007 01:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000112 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 14, 2007 Filed May 16, 2007 01:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $45.01 | $225,062.00 |
DisclosureSEC source: 0001234452-07-000112 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| May 14, 2007 Filed May 16, 2007 01:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000112 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| May 01, 2007 Filed May 3, 2007 16:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000103 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,600 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 01, 2007 Filed May 3, 2007 16:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $43.85 | $328,875.00 |
DisclosureSEC source: 0001234452-07-000103 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| May 01, 2007 Filed May 3, 2007 16:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000103 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 21:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000094 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,100 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 21:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $45.00 | $225,017.00 |
DisclosureSEC source: 0001234452-07-000094 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 21:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000094 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000081 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,100 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $42.80 | $321,023.25 |
DisclosureSEC source: 0001234452-07-000081 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 01:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000081 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| March 30, 2007 Filed Apr 4, 2007 01:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 385 | $42.81 Strike: $1.00 | $16,480.31 |
DisclosureSEC source: 0001234452-07-000081 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 22,859.156 Underlying: Common Stock · 385 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 01, 2007 Filed Mar 3, 2007 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000044 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,600 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2007 Filed Mar 3, 2007 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $40.00 | $300,000.00 |
DisclosureSEC source: 0001234452-07-000044 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| March 01, 2007 Filed Mar 3, 2007 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000044 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000031 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,100 Underlying: Common Stock · 7,500 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,500 | $42.52 | $318,900.00 |
DisclosureSEC source: 0001234452-07-000031 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 18:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,500 | $16.11 | $120,825.00 |
DisclosureSEC source: 0001234452-07-000031 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000016 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $37.67 | $188,346.00 |
DisclosureSEC source: 0001234452-07-000016 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 19:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000016 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| January 03, 2007 Filed Jan 4, 2007 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-07-000002 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 03, 2007 Filed Jan 4, 2007 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $38.06 | $190,318.00 |
DisclosureSEC source: 0001234452-07-000002 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,202 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes 311 shares acquired under the Company's Employee Stock Purchase Plan on December 29 2006. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| January 03, 2007 Filed Jan 4, 2007 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $16.11 | $80,550.00 |
DisclosureSEC source: 0001234452-07-000002 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| December 29, 2006 Filed Jan 4, 2007 20:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 3,024 | $38.24 Strike: $1.00 | $115,643.81 |
DisclosureSEC source: 0001234452-07-000002 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 22,348.982 Underlying: Common Stock · 3,024 shares Expires not disclosed F5 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F7 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F5 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 01, 2006 Filed Dec 5, 2006 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.11 | $0.00 |
DisclosureSEC source: 0001234452-06-000222 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 01, 2006 Filed Dec 5, 2006 18:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $36.26 | $181,280.00 |
DisclosureSEC source: 0001234452-06-000222 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,891 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.