person · Reporting owner

JHA SANJAY K

Disclosed activity across 3 companies

Tapewire entity: 17132
SEC CIK: 0001216458

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Cerence Inc.CRNC · Entity 5708	Director	February 15, 2024	February 16, 2024
QUALCOMM INC/DEQCOM · Entity 2852	COO, EVP & Group President QCT	August 01, 2008	August 05, 2008
Trepont Acquistion Corp ITACA.U · Entity 144985	Director	December 01, 2020	December 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cerence Inc.

Report date February 15, 2024 · Filed February 16, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	37,243	Reported balance After 2024-02-15 transaction · row 1 1 source row Row 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243 F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

QUALCOMM INC/DE

Report date August 01, 2008 · Filed August 05, 2008

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Trust	29,712	Reported balance After 2008-08-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
Common StockSEC Table I · non-derivative	Indirectby Trust	75,112	Reported balance After 2008-08-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
Common StockSEC Table I · non-derivative	Indirectby Trust	25,112	Reported balance After 2008-08-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008. F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06	Direct	0	Reported balance After 2008-08-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27	Direct	354,600	Reported balance After 2008-08-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Trepont Acquistion Corp I

Report date December 01, 2020 · Filed December 01, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Not disclosed	Reported balance Holding disclosure · report date 2020-12-01 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 01, 2006 Filed Dec 5, 2006 18:22 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000222 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
November 15, 2006 Filed Dec 5, 2006 18:22 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GiftCommon Stock	665	$0.00	$0.00	Disclosure SEC source: 0001234452-06-000222 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,891 F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
November 10, 2006 Filed Nov 14, 2006 23:11 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GrantNon-Qualified Stock Option (right to buy) · Derivative	545,000	$0.00 Strike: $34.83	$0.00	Disclosure SEC source: 0001234452-06-000216 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,000 Underlying: Common Stock · 545,000 shares Expires 2016-11-09 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
November 01, 2006 Filed Nov 2, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000209 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
November 01, 2006 Filed Nov 2, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$36.67	$183,360.00	Disclosure SEC source: 0001234452-06-000209 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,556 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
November 01, 2006 Filed Nov 2, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000209 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
October 02, 2006 Filed Oct 4, 2006 00:33 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000202 · edgardoc.xml · derivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
October 02, 2006 Filed Oct 4, 2006 00:33 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$35.82	$179,110.00	Disclosure SEC source: 0001234452-06-000202 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,556 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
October 02, 2006 Filed Oct 4, 2006 00:33 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000202 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
September 29, 2006 Filed Oct 4, 2006 00:31 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GrantPhantom Stock Unit · Derivative	415	$37.68 Strike: $1.00	$15,635.13	Disclosure SEC source: 0001234452-06-000196 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 19,324.982 Underlying: Common Stock · 415 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document
September 01, 2006 Filed Sep 6, 2006 20:34 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000186 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
September 01, 2006 Filed Sep 6, 2006 20:34 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$38.36	$191,794.00	Disclosure SEC source: 0001234452-06-000186 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 482 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
September 01, 2006 Filed Sep 6, 2006 20:34 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000186 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
August 01, 2006 Filed Aug 2, 2006 19:49 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000178 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
August 01, 2006 Filed Aug 2, 2006 19:49 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$34.76	$173,818.00	Disclosure SEC source: 0001234452-06-000178 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 482 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
August 01, 2006 Filed Aug 2, 2006 19:49 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000178 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
July 03, 2006 Filed Jul 6, 2006 00:01 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000174 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
July 03, 2006 Filed Jul 6, 2006 00:01 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$39.51	$197,564.00	Disclosure SEC source: 0001234452-06-000174 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 482 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes 290 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2006. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
July 03, 2006 Filed Jul 6, 2006 00:01 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000174 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
June 30, 2006 Filed Jul 6, 2006 00:01 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GrantPhantom Stock Unit · Derivative	380	$41.12 Strike: $1.00	$15,627.12	Disclosure SEC source: 0001234452-06-000174 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 18,850.719 Underlying: Common Stock · 380 shares Expires not disclosed F5 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F7 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F5 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document
June 01, 2006 Filed Jun 2, 2006 19:57 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000158 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
June 01, 2006 Filed Jun 2, 2006 19:57 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$45.24	$226,194.00	Disclosure SEC source: 0001234452-06-000158 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
June 01, 2006 Filed Jun 2, 2006 19:57 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000158 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
May 17, 2006 Filed May 18, 2006 18:50 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	5,000	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000149 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,600 Underlying: Common Stock · 5,000 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
May 17, 2006 Filed May 18, 2006 18:50 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	5,000	$47.02	$235,085.50	Disclosure SEC source: 0001234452-06-000149 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
May 17, 2006 Filed May 18, 2006 18:50 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	5,000	$16.11	$80,550.00	Disclosure SEC source: 0001234452-06-000149 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
March 31, 2006 Filed Apr 4, 2006 20:47 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GrantPhantom Stock Unit · Derivative	313	$49.98 Strike: $1.00	$15,644.68	Disclosure SEC source: 0001234452-06-000110 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 18,414.291 Underlying: Common Stock · 313 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document
March 08, 2006 Filed Mar 9, 2006 23:58 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	25,400	$0.00 Strike: $16.11	$0.00	Disclosure SEC source: 0001234452-06-000082 · edgardoc.xml · derivative · entry 6 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,600 Underlying: Common Stock · 25,400 shares Expires 2013-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
March 08, 2006 Filed Mar 9, 2006 23:58 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	94,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000082 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
March 08, 2006 Filed Mar 9, 2006 23:58 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	120,200	$49.52	$5,951,703.00	Disclosure SEC source: 0001234452-06-000082 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
March 08, 2006 Filed Mar 9, 2006 23:58 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	94,800	$11.97	$1,134,756.00	Disclosure SEC source: 0001234452-06-000082 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 120,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
March 08, 2006 Filed Mar 9, 2006 23:58 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	25,400	$16.11	$409,194.00	Disclosure SEC source: 0001234452-06-000082 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 15, 2006 Filed Feb 17, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000051 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
February 15, 2006 Filed Feb 17, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	4,800	$47.21	$226,593.12	Disclosure SEC source: 0001234452-06-000051 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 15, 2006 Filed Feb 17, 2006 19:05 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	4,800	$11.97	$57,456.00	Disclosure SEC source: 0001234452-06-000051 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 08, 2006 Filed Feb 9, 2006 21:09 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000045 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,800 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
February 08, 2006 Filed Feb 9, 2006 21:09 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	4,800	$45.87	$220,176.00	Disclosure SEC source: 0001234452-06-000045 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 08, 2006 Filed Feb 9, 2006 21:09 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	4,800	$11.97	$57,456.00	Disclosure SEC source: 0001234452-06-000045 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 01, 2006 Filed Feb 3, 2006 18:52 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000037 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,600 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
February 01, 2006 Filed Feb 3, 2006 18:52 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	4,800	$47.49	$227,952.00	Disclosure SEC source: 0001234452-06-000037 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 454 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
February 01, 2006 Filed Feb 3, 2006 18:52 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	4,800	$11.97	$57,456.00	Disclosure SEC source: 0001234452-06-000037 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 26, 2006 Filed Feb 9, 2006 21:09 UTC	QUALCOMM INC/DE QCOM · Entity 2852	GiftCommon Stock	262	$0.00	$0.00	Disclosure SEC source: 0001234452-06-000045 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192 F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 25, 2006 Filed Jan 27, 2006 01:13 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000032 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
January 25, 2006 Filed Jan 27, 2006 01:13 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	4,800	$48.22	$231,456.00	Disclosure SEC source: 0001234452-06-000032 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 454 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 25, 2006 Filed Jan 27, 2006 01:13 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	4,800	$11.97	$57,456.00	Disclosure SEC source: 0001234452-06-000032 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 18, 2006 Filed Jan 20, 2006 22:56 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000029 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,200 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
January 18, 2006 Filed Jan 20, 2006 22:56 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000029 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document
January 18, 2006 Filed Jan 20, 2006 22:56 UTC	QUALCOMM INC/DE QCOM · Entity 2852	SaleCommon Stock	4,800	$47.50	$228,000.00	Disclosure SEC source: 0001234452-06-000029 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 454 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 18, 2006 Filed Jan 20, 2006 22:56 UTC	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionCommon Stock	4,800	$11.97	$57,456.00	Disclosure SEC source: 0001234452-06-000029 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document
January 18, 2006 Filed Mar 9, 2006 23:59 UTC Amendment	QUALCOMM INC/DE QCOM · Entity 2852	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	4,800	$0.00 Strike: $11.97	$0.00	Disclosure SEC source: 0001234452-06-000083 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Stock · 4,800 shares Expires 2009-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person filed a Form 4 on 01/20/06 which mistakenly reported an exercise of 4,800 option shares twice. The transaction should have been reported only once. F2 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.