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person · Reporting owner

JHA SANJAY K

Disclosed activity across 3 companies

Tapewire entity
17132
SEC CIK
0001216458

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cerence Inc.CRNC · Entity 5708DirectorFebruary 15, 2024February 16, 2024
QUALCOMM INC/DEQCOM · Entity 2852COO, EVP & Group President QCTAugust 01, 2008August 05, 2008
Trepont Acquistion Corp ITACA.U · Entity 144985DirectorDecember 01, 2020December 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cerence Inc.

Report date February 15, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,243 Reported balance After 2024-02-15 transaction · row 1
1 source row

Row 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243

F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

QUALCOMM INC/DE

Report date August 01, 2008 · Filed August 05, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust29,712 Reported balance After 2008-08-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Common StockSEC Table I · non-derivativeIndirectby Trust75,112 Reported balance After 2008-08-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Common StockSEC Table I · non-derivativeIndirectby Trust25,112 Reported balance After 2008-08-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06Direct0 Reported balance After 2008-08-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27Direct354,600 Reported balance After 2008-08-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Trepont Acquistion Corp I

Report date December 01, 2020 · Filed December 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2020-12-01 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 123 $42.11 $5,179.53
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 20

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 123 $16.11 $1,981.53
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 19

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 180 $42.12 $7,581.60
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 18

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 180 $16.11 $2,899.80
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 17

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 82 $42.14 $3,455.48
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 16

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 82 $16.11 $1,321.02
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 15

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 273 $42.17 $11,512.41
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 14

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 273 $16.11 $4,398.03
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 13

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 247 $42.18 $10,418.46
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 12

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 247 $16.11 $3,979.17
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 11

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 335 $42.19 $14,133.65
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 10

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 335 $16.11 $5,396.85
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 9

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 229 $42.15 $9,652.35
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 8

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 229 $16.11 $3,689.19
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 7

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 2,595 $42.21 $109,534.95
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 6

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,595 $16.11 $41,805.45
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 5

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 53 $42.16 $2,234.48
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 53 $16.11 $853.83
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 3

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 106 $42.19 $4,471.61
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 106 $16.11 $1,707.66
Disclosure

SEC source: 0001234452-07-000227 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,765 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 30

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,100

Underlying: Common Stock · 1,765 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 141 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 29

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,865

Underlying: Common Stock · 141 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 675 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 28

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,006

Underlying: Common Stock · 675 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 19 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 27

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,681

Underlying: Common Stock · 19 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 123 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 26

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,700

Underlying: Common Stock · 123 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 83 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 25

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,823

Underlying: Common Stock · 83 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 194 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 24

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,906

Underlying: Common Stock · 194 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 205 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 23

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,100

Underlying: Common Stock · 205 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 22

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,305

Underlying: Common Stock · 18 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 54 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 21

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,323

Underlying: Common Stock · 54 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 123 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 20

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,377

Underlying: Common Stock · 123 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 180 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 19

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,500

Underlying: Common Stock · 180 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 82 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 18

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,680

Underlying: Common Stock · 82 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 273 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 17

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,762

Underlying: Common Stock · 273 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 247 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 16

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,035

Underlying: Common Stock · 247 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 335 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 15

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,282

Underlying: Common Stock · 335 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 229 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 14

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,617

Underlying: Common Stock · 229 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,595 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 13

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,846

Underlying: Common Stock · 2,595 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 53 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 12

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,441

Underlying: Common Stock · 53 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 106 $0.00 Strike: $16.11 $0.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · derivative · entry 11

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,494

Underlying: Common Stock · 106 shares

Expires 2013-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 1,765 $41.96 $74,059.40
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 10

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 1,765 $16.11 $28,434.15
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 9

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 141 $42.06 $5,930.46
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 8

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 141 $16.11 $2,271.51
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 7

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 675 $42.20 $28,485.00
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 6

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 675 $16.11 $10,874.25
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 5

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 19 $42.04 $798.76
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 19 $16.11 $306.09
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 3

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 123 $42.05 $5,172.15
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,532

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
October 01, 2007 Filed Oct 2, 2007 21:29 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 123 $16.11 $1,981.53
Disclosure

SEC source: 0001234452-07-000228 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.