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person · Reporting owner

MILLER JOSEPH A

Disclosed activity across 3 companies

Tapewire entity
16741
SEC CIK
0001206155

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Executive OfficerJuly 09, 2012July 11, 2012
Lightwave Logic, Inc.LWLG · Entity 5128DirectorJanuary 14, 2021January 19, 2021
Nuvectra CorpNVTR · Entity 152882DirectorFebruary 07, 2019February 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date July 09, 2012 · Filed July 11, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,211 Reported balance After 2012-07-09 transaction · row 1
1 source row

Row 1 · 2012-07-09 · Sale · Disposed 1,426.1406 · Balance 96,211

F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan.

F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account.

Filing footnotes · ownership attribution and instrument terms

F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan.

F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account.

Lightwave Logic, Inc.

Report date January 14, 2021 · Filed January 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2031-01-13Direct630,000 Reported balance After 2021-01-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-14 · Grant · Acquired 60,000 · Balance 630,000

F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.

Nuvectra Corp

Report date February 07, 2019 · Filed February 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,106 Last balance in matching sequence After 2019-02-07 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rows

Row 1 · 2019-02-07 · Exercise / conversion · Acquired 2,482 · Balance 51,512

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 2 · 2019-02-07 · Exercise / conversion · Acquired 2,072 · Balance 53,584

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 3 · 2019-02-07 · Exercise / conversion · Acquired 2,410 · Balance 55,994

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 4 · 2019-02-07 · Exercise / conversion · Acquired 2,339 · Balance 58,333

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 5 · 2019-02-07 · Exercise / conversion · Acquired 574 · Balance 58,907

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 6 · 2019-02-07 · Exercise / conversion · Acquired 959 · Balance 59,866

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Row 7 · 2019-02-07 · Exercise / conversion · Acquired 240 · Balance 60,106

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2019-02-28Direct30,446 Reported balance After 2019-02-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-02-07 · Exercise / conversion · Disposed 2,482 · Balance 30,446

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.88 · Expires 2019-02-28Direct28,374 Reported balance After 2019-02-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-02-07 · Exercise / conversion · Disposed 2,072 · Balance 28,374

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2019-02-28Direct25,964 Reported balance After 2019-02-07 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-02-07 · Exercise / conversion · Disposed 2,410 · Balance 25,964

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.63 · Expires 2019-02-28Direct23,625 Reported balance After 2019-02-07 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-02-07 · Exercise / conversion · Disposed 2,339 · Balance 23,625

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 · Expires 2019-02-28Direct23,051 Reported balance After 2019-02-07 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-02-07 · Exercise / conversion · Disposed 574 · Balance 23,051

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.83 · Expires 2019-02-28Direct22,092 Reported balance After 2019-02-07 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-02-07 · Exercise / conversion · Disposed 959 · Balance 22,092

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.49 · Expires 2019-02-28Direct21,852 Reported balance After 2019-02-07 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-02-07 · Exercise / conversion · Disposed 240 · Balance 21,852

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.

F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 44,838 $18.03 $808,559.17
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 6

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,602.62

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.94 to $18.08, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Cancel Attach

Read SEC document
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 193,666 $17.96 $3,477,505.43
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 5

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,440.62

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.08, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 86,000 $12.70 $1,092,200.00
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 4

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,106.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,888 $8.67 $311,148.96
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 3

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,106.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,889 $10.05 $360,684.45
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 2

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,218.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2010 Filed Feb 9, 2010 21:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,889 $10.25 $367,862.25
Disclosure

SEC source: 0001127602-10-003945 · form4.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,329.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 21:19 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 193,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-003608 · form4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,050

Underlying: Common Stock · 193,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:10 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.16 $0.00
Disclosure

SEC source: 0001127602-10-003329 · form4.xml · derivative · entry 4

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-01-31

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:10 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerCommon Stock 10,718 $18.16 $194,638.88
Disclosure

SEC source: 0001127602-10-003329 · form4.xml · nonDerivative · entry 2

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,440.62

Read SEC document
February 01, 2010 Filed Feb 3, 2010 21:10 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerCommon Stock 17,944 $18.16 $325,863.04
Disclosure

SEC source: 0001127602-10-003329 · form4.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,158.62

Read SEC document
February 01, 2010 Filed Feb 6, 2010 00:48 UTC Amendment CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 10,718 $18.16 $194,638.88
Disclosure

SEC source: 0001127602-10-003667 · form4a.xml · nonDerivative · entry 2

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,440.62

F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock.

Read SEC document
February 01, 2010 Filed Feb 6, 2010 00:48 UTC Amendment CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 17,944 $18.16 $325,863.04
Disclosure

SEC source: 0001127602-10-003667 · form4a.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,158.62

F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock.

Read SEC document
January 04, 2010 Filed Jan 6, 2010 21:11 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001127602-10-000944 · form4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-01-03

Read SEC document
December 02, 2009 Filed Dec 4, 2009 22:22 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-024426 · form4.xml · derivative · entry 2

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013.

Read SEC document
December 02, 2009 Filed Dec 4, 2009 22:22 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0001127602-09-024426 · form4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2019-12-01

Read SEC document
February 09, 2009 Filed Feb 9, 2009 21:34 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 46,318 $11.91 $551,457.48
Disclosure

SEC source: 0001127602-09-002950 · form4.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,102.62

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $11.92, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 04, 2009 Filed Feb 5, 2009 21:45 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerCommon Stock 41,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-002699 · form4.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,420.62

Read SEC document
February 02, 2009 Filed Feb 3, 2009 21:27 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 107,667 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-09-002444 · form4.xml · derivative · entry 4

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,667

Underlying: Common Stock · 107,667 shares

Expires 2019-02-01

Read SEC document
February 02, 2009 Filed Feb 3, 2009 21:27 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,943 $10.25 $81,415.75
Disclosure

SEC source: 0001127602-09-002444 · form4.xml · nonDerivative · entry 2

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,580.62

Read SEC document
February 02, 2009 Filed Feb 3, 2009 21:27 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 16,239 $10.25 $166,449.75
Disclosure

SEC source: 0001127602-09-002444 · form4.xml · nonDerivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,523.62

Read SEC document
January 02, 2009 Filed Jan 5, 2009 21:58 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 107,667 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001127602-09-000506 · form4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,667

Underlying: Common Stock · 107,667 shares

Expires 2019-01-01

Read SEC document
December 03, 2008 Filed Dec 5, 2008 21:17 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 107,666 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001127602-08-010686 · form4.xml · derivative · entry 1

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,666

Underlying: Common Stock · 107,666 shares

Expires 2018-12-02

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 39,500 $0.00 Strike: $12.79 $0.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · derivative · entry 33

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,500 shares

Expires 2014-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 43,000 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · derivative · entry 32

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,000 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 79,000 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · derivative · entry 31

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,000 shares

Expires 2013-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 43,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · derivative · entry 30

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,000 shares

Expires 2015-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 100 $26.91 $2,691.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 28

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,762.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 684 $26.89 $18,389.34
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 27

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,862.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 2,800 $26.87 $75,222.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 26

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,546.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 3,416 $26.85 $91,719.60
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 25

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,346.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 1,700 $26.84 $45,628.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 24

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,762.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 6,700 $26.83 $179,761.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 23

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,462.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 2,200 $26.82 $59,004.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 22

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,162.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 575 $26.81 $15,415.75
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 21

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,362.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 6,273 $26.80 $168,116.40
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 20

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,937.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 4,552 $26.79 $121,948.08
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 19

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,210.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 13,749 $26.78 $368,198.22
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 18

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,762.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 50,883 $26.77 $1,362,137.91
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 17

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,511.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 4,350 $26.76 $116,406.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 16

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,394.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 100 $26.73 $2,673.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 15

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,744.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 2,418 $26.71 $64,584.78
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 14

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,844.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 1,500 $26.70 $40,050.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 13

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,262.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 1,000 $26.66 $26,660.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 12

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,762.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 6,400 $26.65 $170,560.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 11

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,762.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 2,000 $26.63 $53,260.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 10

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,162.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 8,300 $26.62 $220,946.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 9

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,162.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 7,400 $26.61 $196,914.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 8

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,462.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 72,500 $26.60 $1,928,500.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 7

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,862.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 4,000 $26.58 $106,320.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 6

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,362.62

Read SEC document
May 06, 2008 Filed May 7, 2008 20:24 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 900 $26.57 $23,913.00
Disclosure

SEC source: 0000024741-08-000207 · doc.xml · nonDerivative · entry 5

MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,362.62

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.