Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Executive Officer | July 09, 2012 | July 11, 2012 |
| Lightwave Logic, Inc.LWLG · Entity 5128 | Director | January 14, 2021 | January 19, 2021 |
| Nuvectra CorpNVTR · Entity 152882 | Director | February 07, 2019 | February 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date July 09, 2012 · Filed July 11, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,211 |
Reported balance
After 2012-07-09 transaction · row 1
1 source rowRow 1 · 2012-07-09 · Sale · Disposed 1,426.1406 · Balance 96,211 F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan. F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan.
F2: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account.
Lightwave Logic, Inc.
Report date January 14, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2031-01-13 | Direct | 630,000 |
Reported balance
After 2021-01-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-14 · Grant · Acquired 60,000 · Balance 630,000 F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The registrant granted the reporting person an option to purchase up to 60,000 shares of company stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2021.
Nuvectra Corp
Report date February 07, 2019 · Filed February 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,106 |
Last balance in matching sequence
After 2019-02-07 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2019-02-07 · Exercise / conversion · Acquired 2,482 · Balance 51,512 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 2 · 2019-02-07 · Exercise / conversion · Acquired 2,072 · Balance 53,584 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 3 · 2019-02-07 · Exercise / conversion · Acquired 2,410 · Balance 55,994 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 4 · 2019-02-07 · Exercise / conversion · Acquired 2,339 · Balance 58,333 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 5 · 2019-02-07 · Exercise / conversion · Acquired 574 · Balance 58,907 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 6 · 2019-02-07 · Exercise / conversion · Acquired 959 · Balance 59,866 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. Row 7 · 2019-02-07 · Exercise / conversion · Acquired 240 · Balance 60,106 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2019-02-28 | Direct | 30,446 |
Reported balance
After 2019-02-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-07 · Exercise / conversion · Disposed 2,482 · Balance 30,446 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.88 · Expires 2019-02-28 | Direct | 28,374 |
Reported balance
After 2019-02-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-02-07 · Exercise / conversion · Disposed 2,072 · Balance 28,374 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2019-02-28 | Direct | 25,964 |
Reported balance
After 2019-02-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-02-07 · Exercise / conversion · Disposed 2,410 · Balance 25,964 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.63 · Expires 2019-02-28 | Direct | 23,625 |
Reported balance
After 2019-02-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-02-07 · Exercise / conversion · Disposed 2,339 · Balance 23,625 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.85 · Expires 2019-02-28 | Direct | 23,051 |
Reported balance
After 2019-02-07 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-02-07 · Exercise / conversion · Disposed 574 · Balance 23,051 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.83 · Expires 2019-02-28 | Direct | 22,092 |
Reported balance
After 2019-02-07 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-02-07 · Exercise / conversion · Disposed 959 · Balance 22,092 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.49 · Expires 2019-02-28 | Direct | 21,852 |
Reported balance
After 2019-02-07 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-02-07 · Exercise / conversion · Disposed 240 · Balance 21,852 F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares. F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of stock options prior to their expiration. The reporting person is holding all of the shares.
F2: This option was exercisable in full upon Nuvectra Corporation's spin-off from Greatbatch Inc. on March 14, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2012 Filed Jul 11, 2012 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,426.1406 | $12.67 | $18,069.20 |
DisclosureSEC source: 0001127602-12-022118 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Retired Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,211 F1 · shares: Shares previously owned indirectly through Corning Incorporated 401(k) Investment Plan. F2 · shares: Cash from sale of 1,317.93545 of these shares was rolled over into Reporting Person's IRA account. Read SEC document |
| May 10, 2012 Filed May 11, 2012 20:29 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 66,134 | $13.38 | $884,833.24 |
DisclosureSEC source: 0001127602-12-016619 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,211 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.37 to $13.40, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 30,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · derivative · entry 8 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: A prorated number of restricted stock units from the January 1, 2012 grant were forfeited at retirement pursuant to the 1/12 agreement. F2 · derivative.exercise_date: A prorated number of restricted stock units from the January 1, 2012 grant were forfeited at retirement pursuant to the 1/12 agreement. F2 · derivative.expiration_date: A prorated number of restricted stock units from the January 1, 2012 grant were forfeited at retirement pursuant to the 1/12 agreement. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 15,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · derivative · entry 7 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,675 Underlying: Common Stock · 15,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5 · derivative.exercise_date: Earned units vested at retirement pursuant to the 1/12 agreement. F5 · derivative.expiration_date: Earned units vested at retirement pursuant to the 1/12 agreement. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 30,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · derivative · entry 6 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned units vested at retirement pursuant to the 1/11 agreement. F3 · derivative.expiration_date: Earned units vested at retirement pursuant to the 1/11 agreement. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 32,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · derivative · entry 5 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4 · derivative.exercise_date: Earned units vested at retirement pursuant to the 12/09 agreement. F4 · derivative.expiration_date: Earned units vested at retirement pursuant to the 12/09 agreement. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 35,214 | $14.32 | $504,264.48 |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · nonDerivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,345 Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · nonDerivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-015526 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · Former Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2012 Filed Apr 3, 2012 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,588 | $13.90 | $272,273.20 |
DisclosureSEC source: 0001127602-12-012899 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,140 Read SEC document |
| March 01, 2012 Filed Mar 2, 2012 22:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 38,551 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-12-009332 · form4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,551 Underlying: Common Stock · 38,551 shares Expires 2022-02-28 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 114,548 | $13.62 | $1,559,731.39 |
DisclosureSEC source: 0001127602-12-004711 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,728 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.625, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 193,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-003974 · form4.xml · derivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 193,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F3 · derivative.expiration_date: Earned Performance Share Units awarded February 3, 2010, remained restricted until February 1, 2012, when they vested and converted into GLW common stock per terms of December 2008 Agreement approved by Compensation Committee. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 38,760 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-12-003974 · form4.xml · derivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,760 Underlying: Common Stock · 38,760 shares Expires 2022-01-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 78,502 | $12.90 | $1,012,675.80 |
DisclosureSEC source: 0001127602-12-003974 · form4.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,276 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 193,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003974 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001134 · form4.xml · derivative · entry 5 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,136 Underlying: Common Stock · 1,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 46,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001134 · form4.xml · derivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,012 Underlying: Common Stock · 46,012 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 38,344 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-12-001134 · form4.xml · derivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,344 Underlying: Common Stock · 38,344 shares Expires 2022-01-02 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,130 | $13.04 | $14,735.20 |
DisclosureSEC source: 0001127602-12-001134 · form4.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,728 Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001134 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2011 Filed May 6, 2011 20:36 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 22,865 | $20.26 | $463,260.91 |
DisclosureSEC source: 0001127602-11-015426 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,728 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $20.30, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,652 | $20.61 | $405,027.72 |
DisclosureSEC source: 0001127602-11-011999 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,593.62 Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 20,175 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-11-008449 · form4.xml · derivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,175 Underlying: Common Stock · 20,175 shares Expires 2021-02-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 1, 2012. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,889 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · derivative · entry 12 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,889 Underlying: Common Stock · 35,889 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,889 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · derivative · entry 11 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,889 Underlying: Common Stock · 35,889 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,889 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · derivative · entry 10 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,889 Underlying: Common Stock · 35,889 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 27,750 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · derivative · entry 9 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,750 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $15.87 | $0.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · derivative · entry 8 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2011-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 235,417 | $22.69 | $5,341,211.52 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 7 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,245.62 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.65 to $22.75, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 35,889 | $10.25 | $367,862.25 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 6 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,662.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 35,889 | $10.05 | $360,684.45 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 5 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,773.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 35,889 | $8.67 | $311,157.63 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,884.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 27,750 | $18.85 | $523,087.50 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,995.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 100,000 | $15.87 | $1,587,000.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,245.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 5,000 | $22.65 | $113,250.00 |
DisclosureSEC source: 0001127602-11-004660 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,245.62 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:18 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 19,588 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-11-003539 · form4.xml · derivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,588 Underlying: Common Stock · 19,588 shares Expires 2021-01-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 1, 2012. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:18 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,840 | $22.69 | $64,439.60 |
DisclosureSEC source: 0001127602-11-003539 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,245.62 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001099 · form4.xml · derivative · entry 5 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,946 Underlying: Common Stock · 1,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:26 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 31,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001099 · form4.xml · derivative · entry 4 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,266 Underlying: Common Stock · 31,266 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:26 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 23,160 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-11-001099 · form4.xml · derivative · entry 3 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,160 Underlying: Common Stock · 23,160 shares Expires 2021-01-02 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 3, 2012. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:26 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,054 | $19.19 | $20,226.26 |
DisclosureSEC source: 0001127602-11-001099 · form4.xml · nonDerivative · entry 2 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,085.62 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001099 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,139.62 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 22,865 | $19.16 | $438,088.83 |
DisclosureSEC source: 0001127602-10-013227 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,085.62 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.18, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,652 | $20.38 | $400,507.76 |
DisclosureSEC source: 0001127602-10-010487 · form4.xml · nonDerivative · entry 1 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,950.62 Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 86,000 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001127602-10-003945 · form4.xml · derivative · entry 11 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,000 shares Expires 2014-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,888 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-10-003945 · form4.xml · derivative · entry 10 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,778 Underlying: Common Stock · 35,888 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,889 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-10-003945 · form4.xml · derivative · entry 9 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,778 Underlying: Common Stock · 35,889 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,889 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-10-003945 · form4.xml · derivative · entry 8 MILLER JOSEPH A · CIK 0001206155 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,778 Underlying: Common Stock · 35,889 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.