Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | March 05, 2013 | March 07, 2013 |
| Turtle Beach CorpHEAR · Entity 6255 | Director | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date March 05, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,408 |
Reported balance
After 2013-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-05 · Exercise / conversion · Acquired 37,412 · Balance 85,408 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-05 · Sale · Disposed 37,412 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 79,246 |
Reported balance
After 2013-03-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-05 · Exercise / conversion · Acquired 31,250 · Balance 79,246 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2013-03-05 · Sale · Disposed 31,250 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 60,496 |
Reported balance
After 2013-03-05 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2013-03-05 · Exercise / conversion · Acquired 12,500 · Balance 60,496 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2013-03-05 · Sale · Disposed 12,500 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.66 · Expires 2018-11-06 | Direct | 56,250 |
Reported balance
After 2013-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-03-05 · Exercise / conversion · Disposed 31,250 · Balance 56,250 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 1,667 |
Reported balance
After 2013-03-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-03-05 · Exercise / conversion · Disposed 12,500 · Balance 1,667 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.75 · Expires 2019-11-08 | Direct | 37,764 |
Reported balance
After 2013-03-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-03-05 · Exercise / conversion · Disposed 37,412 · Balance 37,764 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Turtle Beach Corp
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,343 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 9,281 · Balance 67,343 F1: These are restricted shares that will vest on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy The Keitel McSweeney Family Trust | 14,500 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,500 F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.52 · Expires 2024-01-30 | Direct | 800 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.16 · Expires 2025-04-09 | Direct | 5,459 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,459 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2026-04-04 | Direct | 10,776 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,776 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2027-04-19 | Direct | 13,889 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,889 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2028-04-11 | Direct | 16,025 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,025 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2029-04-01 | Direct | 4,132 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,132 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2030-04-01 | Direct | 16,806 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 16,806 F3: All options are exercisable as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares that will vest on April 1, 2024.
F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares.
F3: All options are exercisable as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2010 Filed Dec 20, 2010 18:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 233,699 | $43.62 | $10,193,950.38 |
DisclosureSEC source: 0001234452-10-000306 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,641 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,359 Underlying: Common Stock · 42,641 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,667 | $0.00 Strike: $22.23 | $0.00 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2013-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 42,641 | $49.75 | $2,121,389.75 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 42,641 | $43.62 | $1,860,000.42 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 32,667 | $49.75 | $1,625,183.25 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2010 Filed Dec 15, 2010 23:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,667 | $22.23 | $726,187.41 |
DisclosureSEC source: 0001234452-10-000302 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2010 Filed Nov 11, 2010 01:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 51,915 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-10-000254 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,915 Underlying: Common Stock · 51,915 shares Expires 2020-11-07 F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 22:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 295 | $43.55 Strike: $1.00 | $12,846.96 |
DisclosureSEC source: 0001234452-10-000183 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 34,843.889 Underlying: Common Stock · 295 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 17:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 387 | $34.97 Strike: $1.00 | $13,531.46 |
DisclosureSEC source: 0001234452-10-000137 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 34,402 Underlying: Common Stock · 387 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 21:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 285 | $40.83 Strike: $1.00 | $11,635.89 |
DisclosureSEC source: 0001234452-10-000098 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 33,829.099 Underlying: Common Stock · 285 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 31, 2009 Filed Jan 6, 2010 02:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,528 | $45.82 Strike: $1.00 | $115,832.96 |
DisclosureSEC source: 0001234452-10-000029 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 33,409.77 Underlying: Common Stock · 2,528 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 17:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 150,350 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-09-000408 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,350 Underlying: Common Stock · 150,350 shares Expires 2019-11-08 F1 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 351 | $44.90 Strike: $1.00 | $15,759.20 |
DisclosureSEC source: 0001234452-09-000360 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 30,767.727 Underlying: Common Stock · 351 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 20:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 268 | $45.44 Strike: $1.00 | $12,176.58 |
DisclosureSEC source: 0001234452-09-000252 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 30,302.444 Underlying: Common Stock · 268 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 303 | $38.33 Strike: $1.00 | $11,612.78 |
DisclosureSEC source: 0001234452-09-000127 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 29,924.546 Underlying: Common Stock · 303 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 31, 2008 Filed Jan 6, 2009 02:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 5,056 | $34.67 Strike: $1.00 | $175,291.52 |
DisclosureSEC source: 0001234452-09-000027 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 29,393.468 Underlying: Common Stock · 5,056 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 23:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 375,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-08-000707 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2018-11-06 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 25, 2008 Filed Jul 28, 2008 21:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,333 | $0.00 Strike: $22.23 | $0.00 |
DisclosureSEC source: 0001234452-08-000536 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 42,333 shares Expires 2013-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 25, 2008 Filed Jul 28, 2008 21:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 42,333 | $55.00 | $2,328,315.00 |
DisclosureSEC source: 0001234452-08-000536 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 25, 2008 Filed Jul 28, 2008 21:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 42,333 | $22.23 | $941,062.59 |
DisclosureSEC source: 0001234452-08-000536 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2010-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2009-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $22.23 | $0.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 200,000 shares Expires 2013-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 200,000 | $53.23 | $10,646,000.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 200,000 | $22.23 | $4,446,000.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 60,000 | $53.23 | $3,193,800.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 60,000 | $43.00 | $2,580,000.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 80,000 | $53.23 | $4,258,400.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 80,000 | $41.75 | $3,340,000.00 |
DisclosureSEC source: 0001234452-08-000520 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2008 Filed May 30, 2008 22:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001234452-08-000260 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2011-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 29, 2008 Filed May 30, 2008 22:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 250,000 | $49.00 | $12,250,000.00 |
DisclosureSEC source: 0001234452-08-000260 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 29, 2008 Filed May 30, 2008 22:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 250,000 | $29.21 | $7,302,500.00 |
DisclosureSEC source: 0001234452-08-000260 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2012-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest as to 10% of the total shares granted on October 19, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on November 19, 2002. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 98,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $46.71 | $4,671,380.00 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 925 shares acquired under the Company's Employee Stock Purchase Plan from December 29, 2006 through January 31, 2008. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100,000 | $19.20 | $1,920,000.00 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 98,000 | $46.71 | $4,577,952.40 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 23, 2008 Filed May 28, 2008 01:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 98,000 | $17.47 | $1,712,060.00 |
DisclosureSEC source: 0001234452-08-000228 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2007 Filed Jan 3, 2008 21:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 3,278 | $39.44 Strike: $1.00 | $129,281.04 |
DisclosureSEC source: 0001234452-08-000023 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 24,006.459 Underlying: Common Stock · 3,278 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 425,000 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-07-000326 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2017-11-11 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 29, 2006 Filed Jan 4, 2007 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 3,236 | $38.24 Strike: $1.00 | $123,751.11 |
DisclosureSEC source: 0001234452-07-000011 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 20,484.348 Underlying: Common Stock · 3,236 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,138 | $43.94 Strike: $1.00 | $50,004.86 |
DisclosureSEC source: 0001234452-06-000226 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 17,248.348 Underlying: Common Stock · 1,138 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 10, 2006 Filed Nov 14, 2006 23:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 370,000 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-06-000218 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,000 Underlying: Common Stock · 370,000 shares Expires 2016-11-09 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 04, 2006 Filed May 5, 2006 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $22.23 | $0.00 |
DisclosureSEC source: 0001234452-06-000139 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 04, 2006 Filed May 5, 2006 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $53.00 | $265,000.00 |
DisclosureSEC source: 0001234452-06-000139 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 04, 2006 Filed May 5, 2006 17:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $22.23 | $111,150.00 |
DisclosureSEC source: 0001234452-06-000139 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 52,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-06-000127 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Underlying: Common Stock · 52,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 52,000 | $52.04 | $2,706,080.00 |
DisclosureSEC source: 0001234452-06-000127 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 21:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 52,000 | $17.47 | $908,440.00 |
DisclosureSEC source: 0001234452-06-000127 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.