Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | March 05, 2013 | March 07, 2013 |
| Turtle Beach CorpHEAR · Entity 6255 | Director | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date March 05, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,408 |
Reported balance
After 2013-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-05 · Exercise / conversion · Acquired 37,412 · Balance 85,408 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-05 · Sale · Disposed 37,412 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 79,246 |
Reported balance
After 2013-03-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-05 · Exercise / conversion · Acquired 31,250 · Balance 79,246 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2013-03-05 · Sale · Disposed 31,250 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 60,496 |
Reported balance
After 2013-03-05 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2013-03-05 · Exercise / conversion · Acquired 12,500 · Balance 60,496 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2013-03-05 · Sale · Disposed 12,500 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.66 · Expires 2018-11-06 | Direct | 56,250 |
Reported balance
After 2013-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-03-05 · Exercise / conversion · Disposed 31,250 · Balance 56,250 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 1,667 |
Reported balance
After 2013-03-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-03-05 · Exercise / conversion · Disposed 12,500 · Balance 1,667 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.75 · Expires 2019-11-08 | Direct | 37,764 |
Reported balance
After 2013-03-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-03-05 · Exercise / conversion · Disposed 37,412 · Balance 37,764 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Turtle Beach Corp
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,343 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 9,281 · Balance 67,343 F1: These are restricted shares that will vest on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy The Keitel McSweeney Family Trust | 14,500 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,500 F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.52 · Expires 2024-01-30 | Direct | 800 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.16 · Expires 2025-04-09 | Direct | 5,459 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,459 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2026-04-04 | Direct | 10,776 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,776 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2027-04-19 | Direct | 13,889 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,889 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2028-04-11 | Direct | 16,025 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,025 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2029-04-01 | Direct | 4,132 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,132 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2030-04-01 | Direct | 16,806 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 16,806 F3: All options are exercisable as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares that will vest on April 1, 2024.
F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares.
F3: All options are exercisable as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2011 Filed Nov 10, 2011 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 8,205.334 | $57.03 | $467,950.20 |
DisclosureSEC source: 0001234452-11-000387 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,127 F1 · balance_after: Includes 152 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2011. Read SEC document |
| November 08, 2011 Filed Nov 10, 2011 23:59 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 17,577.334 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-11-000387 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,332.334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,083 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,667 Underlying: Common Stock · 7,083 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 6,250 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,166 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,334 Underlying: Common Stock · 6,166 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,250 | $57.10 | $356,875.00 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,603 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,250 | $35.66 | $222,875.00 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,083 | $57.10 | $404,439.30 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,603 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,083 | $37.29 | $264,125.07 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,166 | $57.10 | $352,078.60 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,603 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2011 Filed Apr 25, 2011 21:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,166 | $34.83 | $214,761.78 |
DisclosureSEC source: 0001234452-11-000200 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,084 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,750 Underlying: Common Stock · 7,084 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,250 Underlying: Common Stock · 6,250 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,167 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 6,167 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,250 | $58.11 | $363,173.13 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,250 | $35.66 | $222,875.00 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,084 | $58.10 | $411,563.40 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,084 | $37.29 | $264,162.36 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,167 | $58.10 | $358,284.82 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 21:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,167 | $34.83 | $214,796.61 |
DisclosureSEC source: 0001234452-11-000135 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,250 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,834 Underlying: Common Stock · 21,250 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,500 Underlying: Common Stock · 12,500 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,333 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,667 Underlying: Common Stock · 12,333 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,500 | $55.75 | $696,875.00 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,500 | $35.66 | $445,750.00 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,250 | $55.75 | $1,184,687.50 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 21,250 | $37.29 | $792,412.50 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,333 | $55.75 | $687,564.75 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 20:26 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,333 | $34.83 | $429,558.39 |
DisclosureSEC source: 0001234452-11-000093 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,586 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · derivative · entry 9 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,764 Underlying: Common Stock · 37,586 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 247,916 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · derivative · entry 8 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,084 Underlying: Common Stock · 247,916 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · derivative · entry 7 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 150,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 150,000 | $54.20 | $8,130,600.00 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $54.1900 to $54.2771. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 150,000 | $35.66 | $5,349,000.00 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 247,916 | $54.20 | $13,438,038.86 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $54.1900 to $54.2771. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 247,916 | $37.29 | $9,244,787.64 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 37,586 | $54.20 | $2,037,311.54 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $54.1900 to $54.2771. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 17:20 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 37,586 | $44.75 | $1,681,973.50 |
DisclosureSEC source: 0001234452-11-000061 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 16:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 296,000 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000037 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 296,000 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 16:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 296,000 | $51.75 | $15,318,740.00 |
DisclosureSEC source: 0001234452-11-000037 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371.3166 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $51.75 to $51.7526. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 16:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 296,000 | $34.83 | $10,309,680.00 |
DisclosureSEC source: 0001234452-11-000037 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,371.3166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 02:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,330 | $49.72 Strike: $1.00 | $115,838.28 |
DisclosureSEC source: 0001234452-11-000023 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 37,173.889 Underlying: Common Stock · 2,330 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 475,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 475,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 123,660 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,660 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 475,000 | $49.75 | $23,631,250.00 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 475,000 | $44.02 | $20,909,500.00 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 123,660 | $49.75 | $6,152,085.00 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2010 Filed Dec 22, 2010 16:39 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 123,660 | $43.62 | $5,394,049.20 |
DisclosureSEC source: 0001234452-10-000310 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2010 Filed Dec 20, 2010 18:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 233,699 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-10-000306 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,660 Underlying: Common Stock · 233,699 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 16, 2010 Filed Dec 20, 2010 18:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 233,699 | $49.75 | $11,626,525.25 |
DisclosureSEC source: 0001234452-10-000306 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,174 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.