Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Financial Officer | March 05, 2013 | March 07, 2013 |
| Turtle Beach CorpHEAR · Entity 6255 | Director | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date March 05, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,408 |
Reported balance
After 2013-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-03-05 · Exercise / conversion · Acquired 37,412 · Balance 85,408 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-03-05 · Sale · Disposed 37,412 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 79,246 |
Reported balance
After 2013-03-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2013-03-05 · Exercise / conversion · Acquired 31,250 · Balance 79,246 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2013-03-05 · Sale · Disposed 31,250 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | Direct | 60,496 |
Reported balance
After 2013-03-05 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2013-03-05 · Exercise / conversion · Acquired 12,500 · Balance 60,496 |
| Common StockSEC Table I · non-derivative | Direct | 47,996 |
Reported balance
After 2013-03-05 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2013-03-05 · Sale · Disposed 12,500 · Balance 47,996 F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.66 · Expires 2018-11-06 | Direct | 56,250 |
Reported balance
After 2013-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-03-05 · Exercise / conversion · Disposed 31,250 · Balance 56,250 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.29 · Expires 2017-11-11 | Direct | 1,667 |
Reported balance
After 2013-03-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-03-05 · Exercise / conversion · Disposed 12,500 · Balance 1,667 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.75 · Expires 2019-11-08 | Direct | 37,764 |
Reported balance
After 2013-03-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-03-05 · Exercise / conversion · Disposed 37,412 · Balance 37,764 F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Turtle Beach Corp
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,343 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 9,281 · Balance 67,343 F1: These are restricted shares that will vest on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy The Keitel McSweeney Family Trust | 14,500 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,500 F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.52 · Expires 2024-01-30 | Direct | 800 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 800 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.16 · Expires 2025-04-09 | Direct | 5,459 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,459 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2026-04-04 | Direct | 10,776 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,776 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2027-04-19 | Direct | 13,889 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,889 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.12 · Expires 2028-04-11 | Direct | 16,025 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,025 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2029-04-01 | Direct | 4,132 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,132 F3: All options are exercisable as of the date of this Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2030-04-01 | Direct | 16,806 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 16,806 F3: All options are exercisable as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares that will vest on April 1, 2024.
F2: These shares are held in a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares.
F3: All options are exercisable as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2006 Filed Apr 25, 2006 16:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-06-000124 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 130,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 16:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 130,000 | $52.08 | $6,770,400.00 |
DisclosureSEC source: 0001234452-06-000124 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 16:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 130,000 | $17.47 | $2,271,100.00 |
DisclosureSEC source: 0001234452-06-000124 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 638 | $43.94 Strike: $1.00 | $28,034.36 |
DisclosureSEC source: 0001234452-06-000011 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,939.218 Underlying: Common Stock · 638 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 23:47 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 475,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-05-000252 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock · 475,000 shares Expires 2015-11-03 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 21:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,557 | $43.42 Strike: $1.00 | $111,012.16 |
DisclosureSEC source: 0001234452-05-000003 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 15,180.318 Underlying: Common Stock · 2,557 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-04-000239 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2014-12-02 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,200 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,200 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest as to one-third annually beginning on 12/5/00. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 76,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 48,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F3 · derivative.exercise_date: The options vest as to 25% annually beginning on 7/17/00. F2 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 48,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 76,800 | $40.04 | $3,075,072.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 76,800 | $3.51 | $269,568.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,200 | $40.04 | $168,168.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,200 | $4.01 | $16,842.00 |
DisclosureSEC source: 0001234452-04-000157 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2004 Filed Sep 10, 2004 23:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,400 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001234452-04-000152 · edgardoc.xml · derivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 9,400 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to one-third annually beginning on 12/5/00. Read SEC document |
| September 09, 2004 Filed Sep 10, 2004 23:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,400 | $40.00 | $376,000.00 |
DisclosureSEC source: 0001234452-04-000152 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 09, 2004 Filed Sep 10, 2004 23:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,400 | $4.01 | $37,694.00 |
DisclosureSEC source: 0001234452-04-000152 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,400 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · derivative · entry 6 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 34,400 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 40,000 shares of common stock at an exercise price of $8.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F5 · derivative.exercise_date: The options vest as to one-third annually beginning on 12/5/00. F4 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 40,000 shares of common stock at an exercise price of $8.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 56,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,000 shares Expires 2006-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $5.12 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F3 · derivative.exercise_date: The options vest as to 50% annually beginning on 7/19/00. F2 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $5.12 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 34,400 | $38.02 | $1,307,888.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · nonDerivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 34,400 | $4.01 | $137,944.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 56,000 | $38.02 | $2,129,120.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490 F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| September 02, 2004 Filed Sep 2, 2004 22:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 56,000 | $2.56 | $143,360.00 |
DisclosureSEC source: 0001234452-04-000145 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| December 31, 2003 Filed Jan 3, 2004 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,353 | $52.66 Strike: $1.00 | $71,248.98 |
DisclosureSEC source: 0001234452-04-000009 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 6,283.996 Underlying: Common Stock · 1,353 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 22:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001234452-03-000157 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2013-11-27 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 96,000 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · derivative · entry 5 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,000 shares Expires 2006-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest as to one-third of the options on 5/24/00 and two-third on 5/24/01. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $5.11 | $0.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · derivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 4,000 shares Expires 2006-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest as to 50% annually beginning on 7/19/00. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $38.03 | $3,803,000.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,000 | $5.11 | $20,440.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 96,000 | $5.91 | $567,360.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 6.752 | $36.31 Strike: $1.00 | $245.15 |
DisclosureSEC source: 0001191307-03-000027 · edgardoc.xml · derivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Senior Vice President & 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 6.752 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.