Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP - Client Solutions | June 05, 2015 | June 09, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 05, 2015 · Filed June 09, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,838.3798 |
Ending reported balance
After 2015-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-06-05 · Exercise / conversion · Acquired 64,000 · Balance 174,838.3798 Row 2 · 2015-06-05 · Sale · Disposed 64,000 · Balance 110,838.3798 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.36 · Expires 2018-11-03 | Direct | 64,041 |
Reported balance
After 2015-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-06-05 · Exercise / conversion · Disposed 64,000 · Balance 64,041 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 29,442.288 |
Reported balance
Holding disclosure · report date 2015-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,442.288 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 5,309.506 |
Reported balance
Holding disclosure · report date 2015-06-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,309.506 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,007 | $11.87 | $11,953.09 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,897.5645 Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,904.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 69,063 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019193 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,063 Underlying: Common Stock · 69,063 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 59,179 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008480 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,179 Underlying: Common Stock · 59,179 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 02, 2010 Filed Nov 4, 2010 18:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024247 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,640.825 Read SEC document |
| November 01, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 61,869 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-11-003672 · doc5.xml · derivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,869 Underlying: Common Stock · 61,869 shares Expires 2020-11-01 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 60,719 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003672 · doc5.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,719 Underlying: Common Stock · 60,719 shares Expires 2020-08-02 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 17:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 52,435 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-10-006769 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,435 Underlying: Common Stock · 52,435 shares Expires 2020-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 19:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 147,591 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-09-021610 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,591 Underlying: Common Stock · 147,591 shares Expires 2019-11-02 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 23:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (Right to buy) · Derivative | 23,981 | $0.00 Strike: $18.49 | $0.00 |
DisclosureSEC source: 0001389181-08-000014 · edgar.xml · derivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981 Underlying: Common Stock · 23,981 shares Expires 2018-12-10 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 23:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001389181-08-000014 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,525.34 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,369.11 shares held by a 401(k) and 4,871.66 shares held by an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (Right to buy) · Derivative | 128,041 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001389181-08-000012 · edgar.xml · derivative · entry 2 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,041 Underlying: Common Stock · 128,041 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 13,042 | $19.17 | $250,015.14 |
DisclosureSEC source: 0001389181-08-000012 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,557.21 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 11,811 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 9 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,436 Underlying: Common Stock · 11,811 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 2,097 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 8 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,097 shares Expires 2011-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 2,622 | $0.00 Strike: $19.92 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 7 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,622 shares Expires 2011-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock option (Right to buy) · Derivative | 2,622 | $0.00 Strike: $19.92 | $0.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · derivative · entry 6 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,622 shares Expires 2011-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 11,811 | $26.41 | $311,928.51 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 5 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,515.21 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 7,341 | $26.00 | $190,866.00 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 4 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,326.21 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 11,811 | $18.29 | $216,023.19 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 3 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,667.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,097 | $19.71 | $41,331.87 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,856.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 22, 2008 20:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,244 | $19.92 | $104,460.48 |
DisclosureSEC source: 0001389181-08-000010 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,759.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock option (Right to buy) · Derivative | 5,978 | $0.00 Strike: $22.22 | $0.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 11 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,978 shares Expires 2009-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 5,978 | $0.00 Strike: $22.22 | $0.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 10 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,978 shares Expires 2009-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 11,956 | $24.89 | $297,584.84 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 6 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,515.21 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. Read SEC document |
| September 16, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 11,956 | $22.22 | $265,662.32 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 5 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,471.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock option (Right to buy) · Derivative | 2,761 | $0.00 Strike: $14.31 | $0.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 9 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,761 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 8,711 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 8 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,711 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock option (Right to buy) · Derivative | 52,445 | $0.00 Strike: $14.31 | $0.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · derivative · entry 7 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,445 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 81,345 | $23.20 | $1,887,204.00 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 4 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,515.21 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,761 | $14.31 | $39,509.91 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 3 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,860.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,711 | $8.76 | $76,308.36 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,099.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 16, 2008 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 52,455 | $14.31 | $750,631.05 |
DisclosureSEC source: 0001389181-08-000008 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,388.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2008 Filed Aug 27, 2008 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001389181-08-000006 · edgar.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,943.21 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 8,353.27 shares held by a 401(k) and 4,857 shares held by an ESOP. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 22 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,711 Underlying: Common Stock · 20,000 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 7,342 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 21 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,342 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 6,293 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 20 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,293 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (Right to buy) · Derivative | 7,727 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 19 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,445 Underlying: Common Stock · 7,727 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to buy) · Derivative | 6,293 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 18 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,293 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to buy) · Derivative | 4,720 | $0.00 Strike: $8.32 | $0.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · derivative · entry 17 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,720 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,600 | $21.36 | $34,176.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 16 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,703 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,296 shares held by a 401(k) and 4,827 shares held by an ESOP. Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,300 | $21.35 | $70,455.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 15 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,303 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,200 | $21.34 | $89,628.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 14 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,603 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $21.34 | $8,534.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 13 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,803 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,500 | $21.33 | $53,325.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 12 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,203 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 700 | $21.32 | $14,924.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 11 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,703 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $21.32 | $8,526.00 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 10 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,403 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,935 | $21.31 | $233,024.85 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 9 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,803 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100 | $21.31 | $2,130.50 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 8 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,738 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 17,227 | $21.30 | $366,935.10 |
DisclosureSEC source: 0001389181-08-000004 · edgar.xml · nonDerivative · entry 7 McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,838 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.