Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $29.99 | $14,995.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 22 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,742 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 800 | $29.98 | $23,984.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 21 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,242 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 18,895 | $14.71 | $277,945.45 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 20 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 318 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 38 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 318 shares Expires 2009-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 402 | $0.00 Strike: $10.86 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 37 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 Underlying: Common Stock · 402 shares Expires 2008-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 446 | $0.00 Strike: $11.89 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 36 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common Stock · 446 shares Expires 2008-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 448 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 35 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Underlying: Common Stock · 448 shares Expires 2006-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,847 | $0.00 Strike: $14.71 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 34 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,989 Underlying: Common Stock · 27,847 shares Expires 2006-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,182 | $0.00 Strike: $13.51 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 33 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,182 shares Expires 2005-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,013 | $0.00 Strike: $10.99 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 32 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,013 shares Expires 2005-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 344 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 31 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires 2005-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,950 | $30.19 | $58,870.50 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 19 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,147 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $29.62 | $20,734.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 18 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,097 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $29.61 | $17,766.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 17 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,797 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 14,000 | $29.60 | $414,400.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 16 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,397 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,800 | $29.59 | $171,622.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 15 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,397 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $29.58 | $14,790.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 14 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,197 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 400 | $29.57 | $11,828.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 13 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,697 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $29.52 | $2,952.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,097 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,400 | $29.51 | $70,824.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 11 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,197 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $29.49 | $14,745.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 10 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,597 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,000 | $29.48 | $147,400.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,097 Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 27,847 | $14.71 | $409,629.37 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,182 | $13.51 | $15,968.82 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 318 | $12.23 | $3,889.14 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 446 | $11.89 | $5,302.94 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 2,013 | $10.99 | $22,122.87 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 402 | $10.86 | $4,365.72 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 344 | $8.49 | $2,920.56 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 448 | $7.20 | $3,225.60 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2004 Filed Jun 3, 2004 19:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-04-000084 · hoo223.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,097 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 374 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 43 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 Underlying: Common Stock · 374 shares Expires 2009-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 753 | $0.00 Strike: $10.71 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 42 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436 Underlying: Common Stock · 753 shares Expires 2008-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,106 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 41 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018 Underlying: Common Stock · 1,106 shares Expires 2008-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,012 | $0.00 Strike: $10.86 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 40 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Underlying: Common Stock · 1,012 shares Expires 2008-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 788 | $0.00 Strike: $11.89 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 39 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403 Underlying: Common Stock · 788 shares Expires 2008-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 793 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 38 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 793 shares Expires 2006-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 512 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 37 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 512 shares Expires 2006-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 31,000 | $0.00 Strike: $14.71 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 36 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,836 Underlying: Common Stock · 31,000 shares Expires 2006-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,120 | $0.00 Strike: $13.51 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 35 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182 Underlying: Common Stock · 2,120 shares Expires 2005-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 614 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 34 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344 Underlying: Common Stock · 614 shares Expires 2005-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 571 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 33 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 571 shares Expires 2004-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 335 | $0.00 Strike: $11.40 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 32 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335 shares Expires 2004-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,630 | $0.00 Strike: $19.32 | $0.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · derivative · entry 31 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,630 shares Expires 2003-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 10,569 | $22.30 | $235,688.70 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 29 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,597 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 11,630 | $19.32 | $224,691.60 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 28 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,700 | $22.14 | $37,638.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 27 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,536 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,600 | $22.15 | $57,590.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 26 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,236 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $22.16 | $13,296.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 25 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,836 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,300 | $22.17 | $50,991.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 24 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,436 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.