Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2006 Filed Nov 15, 2006 01:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 10,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-06-000202 · hoo351.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,282 Read SEC document |
| June 02, 2006 Filed Jun 5, 2006 19:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,088 | $36.92 | $77,088.96 |
DisclosureSEC source: 0000097745-06-000126 · hoo327.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,182 Read SEC document |
| February 27, 2006 Filed Mar 1, 2006 22:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $34.86 | $0.00 |
DisclosureSEC source: 0000097745-06-000042 · hoo311.xml · derivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2013-02-27 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 27, 2007. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,814 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 37 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,814 shares Expires 2006-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 474 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 36 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 474 shares Expires 2006-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,353 | $0.00 Strike: $24.16 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 35 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,353 shares Expires 2005-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 789 | $0.00 Strike: $16.30 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 34 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 789 shares Expires 2005-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,820 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 33 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,820 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,212 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 32 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,212 shares Expires 2005-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,800 | $29.30 | $52,740.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 30 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,700 | $29.31 | $167,067.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 29 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,356 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,600 | $29.32 | $134,872.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 28 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,056 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,600 | $29.33 | $76,258.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 27 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,656 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,700 | $29.34 | $79,218.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 26 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,256 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,500 | $29.35 | $44,025.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 25 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,956 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,300 | $29.36 | $38,168.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 24 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,456 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $29.37 | $58,740.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 23 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,756 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,048 | $29.38 | $60,170.24 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 22 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,756 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $29.39 | $8,817.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 21 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,804 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 12,093 | $28.94 | $349,971.42 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 20 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,104 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 474 | $7.20 | $3,412.80 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 19 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,353 | $24.16 | $32,688.48 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 18 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 789 | $16.30 | $12,860.70 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 17 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 13,820 | $15.82 | $218,632.40 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 16 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,212 | $20.25 | $24,543.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 15 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 28,814 | $17.25 | $497,041.50 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $29.22 | $5,844.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $29.23 | $2,923.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 900 | $29.25 | $26,325.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $29.27 | $2,927.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,656 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,400 | $29.28 | $99,552.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,400 | $29.29 | $41,006.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,156 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 59,094 | $0.00 Strike: $14.71 | $0.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · derivative · entry 31 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,094 shares Expires 2006-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 7,000 | $28.84 | $201,880.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 14 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,900 | $28.85 | $199,065.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 13 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,549 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 9,000 | $28.86 | $259,740.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,449 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,000 | $28.87 | $57,740.00 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 11 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,449 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 34,194 | $28.95 | $989,916.30 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,449 Read SEC document |
| August 09, 2005 Filed Aug 11, 2005 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 59,094 | $14.71 | $869,272.74 |
DisclosureSEC source: 0000097745-05-000123 · hoo288.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2005 Filed Jun 3, 2005 21:19 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,588 | $26.40 | $41,923.20 |
DisclosureSEC source: 0000097745-05-000098 · hoo284.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549 Read SEC document |
| February 25, 2005 Filed Feb 28, 2005 22:49 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0000097745-05-000025 · hoo259.xml · derivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2012-02-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 25, 2006. Read SEC document |
| October 01, 2004 Filed Feb 11, 2005 20:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-05-000011 · hoo254.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,137 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,895 | $0.00 Strike: $14.71 | $0.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · derivative · entry 39 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,094 Underlying: Common Stock · 18,895 shares Expires 2006-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $30.10 | $9,030.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 29 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,147 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $30.08 | $6,016.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 28 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,447 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $30.07 | $18,042.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 27 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,647 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,795 | $30.05 | $83,989.75 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 26 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,247 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $30.03 | $6,006.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 25 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,042 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $30.02 | $21,014.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 24 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,242 Read SEC document |
| June 08, 2004 Filed Jun 8, 2004 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 12,800 | $30.00 | $384,000.00 |
DisclosureSEC source: 0000097745-04-000089 · hoo231.xml · nonDerivative · entry 23 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,942 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.