Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $22.18 | $15,526.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 23 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,736 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $22.19 | $6,657.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 22 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,436 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 8,100 | $22.20 | $179,820.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 21 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,736 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 900 | $22.21 | $19,989.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 20 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,836 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,100 | $22.22 | $135,542.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 19 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,736 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,900 | $22.23 | $42,237.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 18 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,836 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,800 | $22.24 | $40,032.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 17 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,736 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 900 | $22.25 | $20,025.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 16 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,536 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,300 | $22.26 | $28,938.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 15 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,436 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $22.27 | $11,135.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 14 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,736 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,778 | $22.28 | $39,613.84 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 13 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,236 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 31,000 | $14.71 | $456,010.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 753 | $10.71 | $8,064.63 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 11 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 571 | $11.62 | $6,635.02 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 10 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 335 | $11.40 | $3,819.00 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 374 | $11.10 | $4,151.40 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,106 | $14.28 | $15,793.68 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,012 | $10.86 | $10,990.32 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 512 | $5.87 | $3,005.44 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 788 | $11.89 | $9,369.32 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 793 | $7.20 | $5,709.60 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 2,120 | $13.51 | $28,641.20 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 614 | $8.49 | $5,212.86 |
DisclosureSEC source: 0000097745-03-000123 · hoo125.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:26 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $22.08 | $6,624.00 |
DisclosureSEC source: 0000097745-03-000126 · hoo126.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,097 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:26 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $22.12 | $11,060.00 |
DisclosureSEC source: 0000097745-03-000126 · hoo126.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,397 Read SEC document |
| July 25, 2003 Filed Jul 28, 2003 22:26 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 7,700 | $22.13 | $170,401.00 |
DisclosureSEC source: 0000097745-03-000126 · hoo126.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,897 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.