Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $48.77 | $4,877.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 13 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,282 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 196 | $48.76 | $9,556.96 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,500 | $48.75 | $73,125.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 11 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,578 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $48.74 | $4,874.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 10 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,078 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $48.73 | $9,746.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $48.72 | $4,872.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,378 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $48.71 | $4,871.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,478 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $48.70 | $9,740.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,578 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $48.68 | $34,076.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,778 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $48.67 | $9,734.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,478 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,000 | $48.66 | $48,660.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,678 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,200 | $48.65 | $58,380.00 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,678 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 20:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 9,596 | $22.47 | $215,622.12 |
DisclosureSEC source: 0000097745-07-000045 · hoo473.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 261 | $0.00 Strike: $12.23 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 37 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Stock · 261 shares Expires 2009-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 315 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 36 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 Underlying: Common Stock · 315 shares Expires 2009-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 432 | $0.00 Strike: $27.78 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 35 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432 Underlying: Common Stock · 432 shares Expires 2009-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 721 | $0.00 Strike: $26.59 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 34 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722 Underlying: Common Stock · 721 shares Expires 2009-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.27 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 33 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 10,000 shares Expires 2009-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 436 | $0.00 Strike: $10.71 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 32 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 436 shares Expires 2008-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,018 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 31 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,018 shares Expires 2008-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 858 | $0.00 Strike: $10.86 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 30 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 858 shares Expires 2008-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,595 | $0.00 Strike: $22.47 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 29 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,596 Underlying: Common Stock · 9,595 shares Expires 2008-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $22.47 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 28 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,191 Underlying: Common Stock · 25,000 shares Expires 2008-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,751 | $0.00 Strike: $15.55 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 27 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,751 shares Expires 2008-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 957 | $0.00 Strike: $11.89 | $0.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · derivative · entry 26 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 957 shares Expires 2008-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 21,324 | $45.00 | $959,580.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 24 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,282 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,200 | $44.97 | $233,844.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 23 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $44.95 | $13,485.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 22 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,806 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,100 | $44.94 | $229,194.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 21 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,106 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 920 | $44.93 | $41,335.60 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 20 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,206 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $44.92 | $26,952.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 19 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,126 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 12,700 | $44.91 | $570,357.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 18 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,726 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,100 | $44.90 | $139,190.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 17 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,426 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,600 | $44.89 | $71,824.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 16 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $44.88 | $13,464.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 15 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,126 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $44.87 | $4,487.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 14 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,426 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $44.86 | $4,486.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 13 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,526 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2006. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 432 | $27.78 | $12,000.96 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 12 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 721 | $26.59 | $19,171.39 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 11 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 315 | $11.10 | $3,496.50 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 10 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $20.27 | $202,700.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 9 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 261 | $12.23 | $3,192.03 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 8 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 9,595 | $22.47 | $215,599.65 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 25,000 | $22.47 | $561,750.00 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 436 | $10.71 | $4,669.56 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,018 | $14.28 | $14,537.04 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,751 | $15.55 | $27,228.05 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 858 | $10.86 | $9,317.88 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2007 Filed Jan 9, 2007 23:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 957 | $11.89 | $11,378.73 |
DisclosureSEC source: 0000097745-07-000030 · hoo467.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 01:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 116,800 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0000097745-06-000202 · hoo351.xml · derivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,800 Underlying: Common Stock · 116,800 shares Expires 2013-11-09 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.