Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | Director | February 14, 2019 | February 26, 2019 |
| HIGHLAND OPPORTUNITIES & INCOME FUND?HFRO? · Entity 5622 | Director | November 03, 2017 | November 21, 2017 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNHF · Entity 6001 | Director | May 22, 2019 | May 24, 2019 |
| NEXPOINT HEALTHCARE OPPORTUNITIES FUNDNONE · Entity 163069 | Director | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 14, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 3,699 |
Reported balance
Holding disclosure · report date 2019-02-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,699 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date November 03, 2017 · Filed November 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date May 22, 2019 · Filed May 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36 |
Reported balance
After 2019-05-22 transaction · row 1
1 source rowRow 1 · 2019-05-22 · Exercise / conversion · Acquired 9 · Balance 36 |
| Subscription rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.77 · Expires 2019-05-22 | Direct | 0 |
Reported balance
After 2019-05-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-22 · Exercise / conversion · Disposed 9 · Balance 0 |
NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 24, 2019 17:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionSubscription rights (right to buy) · Derivative | 9 | $0.00 Strike: $17.77 | $0.00 |
DisclosureSEC source: 0000899243-19-014757 · doc4.xml · derivative · entry 2 WARD BRYAN A · CIK 0001227772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9 shares Expires 2019-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 24, 2019 17:45 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NHF · Entity 6001 | Exercise / conversionCommon Stock | 9 | $17.77 | $159.93 |
DisclosureSEC source: 0000899243-19-014757 · doc4.xml · nonDerivative · entry 1 WARD BRYAN A · CIK 0001227772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.