Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SR. VP, Chief Strategy Officer | June 20, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date June 20, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,487 |
Last balance in matching sequence
After 2019-06-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2019-06-20 · Tax withholding · Disposed 436 · Balance 128,006 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2019-06-20 · Tax withholding · Disposed 453 · Balance 127,553 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2019-06-20 · Tax withholding · Disposed 468 · Balance 127,085 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2019-06-20 · Tax withholding · Disposed 598 · Balance 126,487 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 15, 2016 19:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 801 | $22.21 | $17,790.21 |
DisclosureSEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,792 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 102 | $22.21 | $2,265.42 |
DisclosureSEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,593 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $21.45 | $10,253.10 |
DisclosureSEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,695 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 648 | $21.45 | $13,899.60 |
DisclosureSEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,173 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 490 | $21.45 | $10,510.50 |
DisclosureSEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,821 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:35 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,063 | $21.45 | $22,801.35 |
DisclosureSEC source: 0001177261-16-000176 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,311 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.