Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | SR. VP, Chief Strategy Officer | June 20, 2019 | June 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date June 20, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,487 |
Last balance in matching sequence
After 2019-06-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2019-06-20 · Tax withholding · Disposed 436 · Balance 128,006 F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2019-06-20 · Tax withholding · Disposed 453 · Balance 127,553 F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2019-06-20 · Tax withholding · Disposed 468 · Balance 127,085 F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2019-06-20 · Tax withholding · Disposed 598 · Balance 126,487 F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,802 | $21.22 | $38,238.44 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 10 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,738 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 4,543 | $21.22 | $96,402.46 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 9 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,540 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,752 | $21.22 | $37,177.44 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 8 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,083 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,714 | $21.22 | $36,371.08 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 7 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,835 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,501 | $21.22 | $31,851.22 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 6 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,549 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,494 | $21.22 | $52,922.68 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 5 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,050 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 722 | $21.22 | $15,320.84 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,544 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 636 | $21.22 | $13,495.92 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,266 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 672 | $21.22 | $14,259.84 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,902 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 21:51 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 476 | $21.22 | $10,100.72 |
DisclosureSEC source: 0001275606-17-000030 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,574 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:06 UTC | CIENA CORP CIEN · Entity 1071 | GrantMarket Stock Units · Derivative | 11,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000062 · edgardoc.xml · derivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,478 Underlying: Common Stock · 11,478 shares Expires not disclosed F4 · shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F5 · derivative.exercise_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F5 · derivative.expiration_date: The MSUs will vest on December 20, 2020, subject to the performance conditions described above. F4 · derivative.underlying_shares: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. F4 · balance_after: Each market stock unit (MSU) represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable total shareholder return (TSR) performance conditions over a three-year period from fiscal 2018 through fiscal 2020. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:06 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 28,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000062 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,050 F3 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:06 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 20,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001444157-17-000062 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,355 F1 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/14/2016 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2017, 2018, and 2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 17:02 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.00 | $44,000.00 |
DisclosureSEC source: 0001285617-17-000012 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,123 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 644 | $21.25 | $13,685.00 |
DisclosureSEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,123 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 517 | $21.25 | $10,986.25 |
DisclosureSEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,767 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 482 | $21.25 | $10,242.50 |
DisclosureSEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,284 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 19:13 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 481 | $21.25 | $10,221.25 |
DisclosureSEC source: 0001215181-17-000053 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,766 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 19, 2017 Filed Sep 19, 2017 21:10 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.00 | $44,000.00 |
DisclosureSEC source: 0001444157-17-000030 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,247 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 19:17 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.45 | $48,900.00 |
DisclosureSEC source: 0001177265-17-000015 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,247 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 20:11 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.70 | $51,400.00 |
DisclosureSEC source: 0001699192-17-000008 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,247 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 484 | $25.31 | $12,250.04 |
DisclosureSEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,247 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $25.31 | $13,009.34 |
DisclosureSEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,731 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $25.31 | $12,098.18 |
DisclosureSEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,245 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 22:30 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 643 | $25.31 | $16,274.27 |
DisclosureSEC source: 0001177261-17-000020 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,723 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 14:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.02 | $50,040.00 |
DisclosureSEC source: 0001444157-17-000022 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,366 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 15, 2017 Filed May 17, 2017 18:02 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $23.70 | $47,400.00 |
DisclosureSEC source: 0001285617-17-000004 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,366 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 23:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.00 | $44,000.00 |
DisclosureSEC source: 0001177261-17-000016 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,366 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 514 | $23.95 | $12,310.30 |
DisclosureSEC source: 0001177261-17-000008 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,366 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 478 | $23.95 | $11,448.10 |
DisclosureSEC source: 0001177261-17-000008 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,880 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 490 | $23.95 | $11,735.50 |
DisclosureSEC source: 0001177261-17-000008 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,358 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:01 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 645 | $23.95 | $15,447.75 |
DisclosureSEC source: 0001177261-17-000008 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,848 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 23:46 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.87 | $45,740.00 |
DisclosureSEC source: 0001444157-17-000009 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,493 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $25.48 | $50,960.00 |
DisclosureSEC source: 0001177265-17-000004 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,493 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:03 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $24.25 | $48,500.00 |
DisclosureSEC source: 0001285617-17-000002 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,493 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 671 | $24.67 | $16,553.57 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 10 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,493 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,492 | $24.67 | $61,477.64 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 9 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,164 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,500 | $24.67 | $37,005.00 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 8 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,656 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 645 | $24.67 | $15,912.15 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 7 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,156 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,479 | $24.67 | $36,486.93 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 6 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,801 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 6,272 | $24.67 | $154,730.24 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 5 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,280 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 484 | $24.67 | $11,940.28 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 4 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,552 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,815 | $24.67 | $44,776.05 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,036 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 607 | $24.67 | $14,974.69 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,851 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:44 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,050 | $24.67 | $25,903.50 |
DisclosureSEC source: 0001177269-16-000013 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,458 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $23.71 | $47,420.00 |
DisclosureSEC source: 0001215181-16-000115 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,508 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000016 · edgardoc.xml · nonDerivative · entry 2 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,508 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:51 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 22,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000016 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,175 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 01:23 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $22.40 | $44,800.00 |
DisclosureSEC source: 0001177261-16-000196 · edgardoc.xml · nonDerivative · entry 1 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,695 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 19:04 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,097 | $22.21 | $24,364.37 |
DisclosureSEC source: 0001285617-16-000008 · edgardoc.xml · nonDerivative · entry 3 FRODSHAM JAMES · CIK 0001285617 · SR. VP, Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,695 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.