Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP,Pres.,Glob.Prod. & Supply | May 10, 2021 | May 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 10, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 31,956.466 |
Reported balance
After 2021-05-10 transaction · row 1
1 source rowRow 1 · 2021-05-10 · Sale · Disposed 15,000 · Balance 31,956.466 F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,023 | $58.32 | $59,661.36 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 12 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,764.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 11 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,787.466 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 10 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,169.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 859 | $58.32 | $50,096.88 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 9 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,515.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,374.466 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,662.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 912 | $58.32 | $53,187.84 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,466.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,378.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,358.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,243 | $58.32 | $72,491.76 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,811.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,054.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,711.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| May 02, 2016 Filed May 4, 2016 21:28 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 22,218 | $71.95 | $1,598,651.75 |
DisclosureSEC source: 0000014272-16-000404 · wf-form4_146239727176417.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,971.467 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $71.75 to $72.29, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 24,142.158 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 19 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 24,142.158 shares Expires 2016-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 553.478 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 18 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,142.158 Underlying: Common Stock, $0.10 par value · 553.478 shares Expires 2016-03-10 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 9,177.325 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 17 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,588.68 Underlying: Common Stock, $0.10 par value · 9,177.325 shares Expires 2016-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 15,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 16 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,926 Underlying: Common Stock, $0.10 par value · 15,926 shares Expires 2019-03-10 F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,617 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 15 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,617 Underlying: Common Stock, $0.10 par value · 10,617 shares Expires 2020-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 14 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,590 Underlying: Common Stock, $0.10 par value · 2,196 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 13 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,094 Underlying: Common Stock, $0.10 par value · 2,547 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · derivative · entry 12 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Underlying: Common Stock, $0.10 par value · 2,739 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 10,870 | $64.94 | $705,897.80 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 11 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,189.467 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 24,142.158 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 10 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,059.467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 974 | $64.94 | $63,251.56 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 9 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,917.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,891.309 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,925.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,309 | $64.94 | $85,006.46 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,729.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,038.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,678.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,082 | $64.94 | $135,205.08 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,131.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,213.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000371 · wf-form4_145800626316259.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,328.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,528 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,562 | $64.71 | $101,077.02 |
DisclosureSEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,589.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,151.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2016 Filed Mar 8, 2016 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,746.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2016 Filed Mar 7, 2016 22:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 22,074.825 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000311 · wf-form4_145739042543939.xml · derivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,074.825 Underlying: Common Stock, $0.10 par value · 22,074.825 shares Expires 2018-03-10 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| March 16, 2015 Filed Mar 16, 2015 23:02 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 7,000 | $67.08 | $469,560.00 |
DisclosureSEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,218.309 Read SEC document |
| March 13, 2015 Filed Mar 16, 2015 23:02 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 4,400 | $66.80 | $293,898.00 |
DisclosureSEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,218.309 Read SEC document |
| March 13, 2015 Filed Mar 16, 2015 23:02 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 600 | $66.79 | $40,074.00 |
DisclosureSEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,618.309 Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 8,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 9 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,786 Underlying: Common Stock, $0.10 par value · 8,786 shares Expires 2019-03-10 F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,641 Underlying: Common Stock, $0.10 par value · 2,547 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · derivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Stock, $0.10 par value · 2,740 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,267 | $65.53 | $83,026.51 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,218.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,485.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,218.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,016 | $65.53 | $132,108.48 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,671.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,687.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000142 · wf-form4_142620083515011.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,949.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000118 · wf-form4_142602071852696.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528 Underlying: Common Stock, $0.10 par value · 2,528 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.