Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP,Pres.,Glob.Prod. & Supply | May 10, 2021 | May 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 10, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 31,956.466 |
Reported balance
After 2021-05-10 transaction · row 1
1 source rowRow 1 · 2021-05-10 · Sale · Disposed 15,000 · Balance 31,956.466 F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · derivative · entry 18 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,841 Underlying: Common Stock, $0.10 par value · 2,946 shares Expires 2022-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · derivative · entry 17 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 3,002 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · derivative · entry 16 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,655 Underlying: Common Stock, $0.10 par value · 2,654 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · derivative · entry 15 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,198 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,689 | $51.39 | $343,747.71 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 14 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,963.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 15,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 13 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,652.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 955 | $51.39 | $49,077.45 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 12 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,884.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 697 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 11 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,839.466 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 10 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,536.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,137 | $51.39 | $58,430.43 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 9 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,590.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,727.466 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,051.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 888 | $51.39 | $45,634.32 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,049.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,937.466 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,498.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 747 | $51.39 | $38,388.33 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,844.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,591.466 F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor Read SEC document |
| March 10, 2019 Filed Mar 13, 2019 11:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-19-000075 · wf-form4_155247706241313.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,029.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 17,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 21 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,680 Underlying: Common Stock, $0.10 par value · 17,680 shares Expires 2021-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 24,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 20 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 24,282 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 11,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 19 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,787 Underlying: Common Stock, $0.10 par value · 11,787 shares Expires 2022-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 18 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,007 Underlying: Common Stock, $0.10 par value · 3,002 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 17 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Underlying: Common Stock, $0.10 par value · 2,654 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 16 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,198 Underlying: Common Stock, $0.10 par value · 2,196 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · derivative · entry 15 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,547 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 10,301 | $67.92 | $699,643.92 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 14 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,831.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 24,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 13 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,132.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,502 | $67.92 | $102,015.84 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 12 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,850.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 11 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,352.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,002 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 10 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,814.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,174 | $67.92 | $79,738.08 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 9 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,812.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,986.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,873.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 856 | $67.92 | $58,139.52 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,219.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,075.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,947.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 857 | $67.92 | $58,207.44 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,751.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,608.466 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000086 · wf-form4_152097461544567.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,030.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 5,000 | $56.49 | $282,470.00 |
DisclosureSEC source: 0000014272-17-000095 · wf-form4_149012853727637.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,483.466 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.49 to $56.50, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.49 to $56.50, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 15,000 | $56.75 | $851,220.00 |
DisclosureSEC source: 0000014272-17-000093 · wf-form4_148969662114611.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,483.466 F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.74 to $56.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $56.74 to $56.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 18,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 21 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,014 Underlying: Common Stock, $0.10 par value · 18,014 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 23,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 20 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 23,134 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 12,009 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 19 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,009 Underlying: Common Stock, $0.10 par value · 12,009 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,654 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 18 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,963 Underlying: Common Stock, $0.10 par value · 2,654 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 17 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 Underlying: Common Stock, $0.10 par value · 2,196 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 16 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,547 Underlying: Common Stock, $0.10 par value · 2,547 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · derivative · entry 15 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,740 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 10,415 | $58.32 | $607,402.80 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 14 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,483.466 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 23,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000082 · wf-form4_148953779627533.xml · nonDerivative · entry 13 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,898.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.