Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP,Pres.,Glob.Prod. & Supply | May 10, 2021 | May 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 10, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 31,956.466 |
Reported balance
After 2021-05-10 transaction · row 1
1 source rowRow 1 · 2021-05-10 · Sale · Disposed 15,000 · Balance 31,956.466 F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in two transactions at prices $65.245 and $65.250, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2015 Filed Mar 10, 2015 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,198 | $65.12 | $143,133.76 |
DisclosureSEC source: 0000014272-15-000118 · wf-form4_142602071852696.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,209.309 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000118 · wf-form4_142602071852696.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,407.309 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000118 · wf-form4_142602071852696.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,053.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 23,133.892 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 8 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,133.892 Underlying: Common Stock, $0.10 par value · 23,133.892 shares Expires 2017-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F12 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 380.794 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 7 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,411.446 Underlying: Common Stock, $0.10 par value · 380.794 shares Expires 2016-03-31 F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F10 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 8,294.11 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,030.652 Underlying: Common Stock, $0.10 par value · 8,294.11 shares Expires 2016-03-31 F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F8 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 19,994.52 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 19,994.52 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 528.8065 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,994.52 Underlying: Common Stock, $0.10 par value · 528.8065 shares Expires 2015-03-31 F5 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F6 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F5 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F5 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 7,653.773 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · derivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465.7135 Underlying: Common Stock, $0.10 par value · 7,653.773 shares Expires 2015-03-31 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F4 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,651 | $62.30 | $414,357.30 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,525.309 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 19,994.52 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000103 · wf-form4_142552312347465.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,176.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. Read SEC document |
| January 29, 2015 Filed Feb 3, 2015 00:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 5,250 | $60.73 | $318,849.83 |
DisclosureSEC source: 0000014272-15-000026 · wf-form4_142292194917671.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,181.789 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.73 to $60.74, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2014 Filed Oct 6, 2014 21:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 13,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · derivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 13,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on October 3, 2011. F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on October 3, 2011. Read SEC document |
| October 03, 2014 Filed Oct 6, 2014 21:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,133 | $50.85 | $311,863.05 |
DisclosureSEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,431.789 F1 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| October 03, 2014 Filed Oct 6, 2014 21:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,564.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2014 Filed Mar 10, 2014 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 8,799 | $55.81 | $491,063.39 |
DisclosureSEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,860.789 F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $55.8013 to $55.825, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,188 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · derivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188 Underlying: Common Stock, $0.10 par value · 10,188 shares Expires 2018-03-10 F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,219 Underlying: Common Stock, $0.10 par value · 2,739 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,212 | $56.14 | $68,041.68 |
DisclosureSEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,842.789 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,599.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · derivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,056 Underlying: Common Stock, $0.10 par value · 2,528 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,281 | $55.56 | $71,172.36 |
DisclosureSEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,659.789 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,940.789 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,223.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 173.542 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,736.542 Underlying: Common Stock, $0.10 par value · 173.542 shares Expires 2016-03-31 F7 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F8 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F7 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F7 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,563 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,563 Underlying: Common Stock, $0.10 par value · 5,563 shares Expires 2016-03-31 F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F6 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 357.3353 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,811.9405 Underlying: Common Stock, $0.10 par value · 357.3353 shares Expires 2015-03-31 F3 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F4 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F3 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F3 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:40 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,454.6052 Underlying: Common Stock, $0.10 par value · 5,134 shares Expires 2015-03-31 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F2 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| February 28, 2014 Filed Feb 28, 2014 21:44 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 6,088 | $54.49 | $331,735.73 |
DisclosureSEC source: 0000014272-14-000066 · wf-form4_139362385750768.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,695.789 Read SEC document |
| October 03, 2013 Filed Oct 4, 2013 20:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 13,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · derivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,934 Underlying: Common Stock, $0.10 par value · 13,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest on the third anniversary of the grant date. F3 · derivative.expiration_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest on the third anniversary of the grant date. Read SEC document |
| October 03, 2013 Filed Oct 4, 2013 20:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,085 | $46.56 | $236,757.60 |
DisclosureSEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,783.789 F1 · shares: Shares withheld for payment of taxes upon vesting of resticted stock units. Read SEC document |
| October 03, 2013 Filed Oct 4, 2013 20:19 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-13-000021 · wf-form4_138091796688031.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,868.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2013 Filed Mar 11, 2013 21:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007264 · doc4.xml · derivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,958 Underlying: Common Stock, $0.10 par value · 10,958 shares Expires 2017-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 242.6052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 6 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320.6052 Underlying: Common Stock, $0.10 par value · 242.6052 shares Expires 2015-03-31 F7 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F8 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F7 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F7 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 5 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,078 Underlying: Common Stock, $0.10 par value · 6,078 shares Expires 2015-03-31 F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F6 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · derivative · entry 4 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584 Underlying: Common Stock, $0.10 par value · 2,528 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 859 | $37.53 | $32,238.27 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,934.789 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,793.789 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007229 · doc4.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,444.789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| October 03, 2012 Filed Oct 4, 2012 20:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 13,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-020972 · doc4.xml · derivative · entry 3 Schmukler Louis S · CIK 0001530894 · Pres., Global Manufacturing & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,868 Underlying: Common Stock, $0.10 par value · 13,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest in two equal installments on the second and third anniversaries of the grant date. F3 · derivative.expiration_date: Represents vesting of one third of restricted stock units granted on October 3, 2011. The balance of the award is scheduled to vest in two equal installments on the second and third anniversaries of the grant date. Read SEC document |
| October 03, 2012 Filed Oct 4, 2012 20:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,114 | $33.56 | $138,065.84 |
DisclosureSEC source: 0001225208-12-020972 · doc4.xml · nonDerivative · entry 2 Schmukler Louis S · CIK 0001530894 · Pres., Global Manufacturing & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,819 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| October 03, 2012 Filed Oct 4, 2012 20:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-020972 · doc4.xml · nonDerivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Global Manufacturing & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 10,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007116 · doc4.xml · derivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,112 Underlying: Common Stock, $0.10 par value · 10,112 shares Expires 2016-03-06 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 00:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 41,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-022948 · doc4.xml · derivative · entry 1 Schmukler Louis S · CIK 0001530894 · Pres., Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,801 Underlying: Common Stock, $0.10 par value · 41,801 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on October 3, 2012. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on October 3, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.