Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Sr VP, General Counsel & PA | December 13, 2023 | December 15, 2023 |
| HNI CORPHNI · Entity 4148 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 13, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 73,130.7781 |
Reported balance
After 2023-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-13 · Grant · Acquired 1,969 · Balance 73,130.7781 F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 72,957.7781 |
Reported balance
After 2023-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-12-14 · Tax withholding · Disposed 173 · Balance 72,957.7781 F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $377.01 · Expires 2033-12-13 | Direct | 7,571 |
Reported balance
After 2023-12-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-13 · Grant · Acquired 7,571 · Balance 7,571 F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.
HNI CORP
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,057.5405 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 4,786 · Balance 44,057.5405 F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.
F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2020 Filed Nov 30, 2020 17:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 27,800 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-20-000027 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,800 shares Expires 2024-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on August 31, 2020. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:28 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 27,800 | $257.43 | $7,156,556.78 |
DisclosureSEC source: 0000315189-20-000027 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,254.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on August 31, 2020. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.180 to $264.660, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 22,549 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 27,800 | $88.19 | $2,451,543.00 |
DisclosureSEC source: 0000315189-20-000027 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,054.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:11 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000153 · wf-form4_160503547666694.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,233.1357 F1 · price: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $17,472.00. F2 · balance_after: The total in column 5 includes reinvested dividends of 24.4463 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 16:23 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 587 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000124 · wf-form4_159673097665745.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,683.6894 F1 · price: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $17,480.86. F2 · balance_after: The total in column 5 includes reinvested dividends of 30.8356 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:28 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000095 · wf-form4_158886891713678.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,065.8537 F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F3 · balance_after: The total in column 5 includes reinvested dividends of 23.0869 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:28 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000095 · wf-form4_158886891713678.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,434.7669 F1 · price: These shares were acquired under the Corporation's 2017 Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $13,121,64. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000034 · wf-form4_158171440672425.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,860.7669 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $17,478.72. Read SEC document |
| December 14, 2019 Filed Dec 16, 2019 21:12 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 7,756 | $172.50 | $1,337,910.00 |
DisclosureSEC source: 0000315189-19-000039 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,254.7781 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F3 · balance_after: Include 22,549 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2019 Filed Dec 16, 2019 21:12 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 13,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000039 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,010.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 15:14 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Option · Derivative | 19,280 | $0.00 Strike: $169.70 | $0.00 |
DisclosureSEC source: 0000315189-19-000024 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · SR VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,280 Underlying: Common Stock · 19,280 shares Expires 2029-12-11 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2020, 2021, and 2022. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 15:14 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-19-000024 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · SR VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,978.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Include 26,621 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:35 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-19-000091 · wf-form4_155742693622800.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,335.37 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F2 · balance_after: The total in column 5 includes reinvested dividends of 37.8451 shares. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:24 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 12,789 | $0.00 Strike: $148.14 | $0.00 |
DisclosureSEC source: 0000315189-18-000040 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · SR VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,789 Underlying: Common Stock · 12,789 shares Expires 2028-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:24 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,895 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000040 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · SR VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,071.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Include 23,714 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 16:37 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 8,959 | $147.26 | $1,319,302.34 |
DisclosureSEC source: 0000315189-18-000030 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,176.7781 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 20,819 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2018 Filed Dec 11, 2018 16:37 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,052 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-18-000030 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,135.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 15:13 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 423 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000211 · wf-form4_154177641592447.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,285.53 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,729.65. F2 · balance_after: The total reported in column 5 includes reinvested dividends of 16.7378 shares. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 20:59 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000192 · wf-form4_153376193123751.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,845.79 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,707.28. F2 · price: The total reported in column 5 includes reinvested dividends of 19.209 shares. Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:05 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 3,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000143 · wf-form4_152600071965784.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,438.58 F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. F3 · balance_after: The total reported in column 5 includes reinvested dividends of 18.1895 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:05 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 474 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000143 · wf-form4_152600071965784.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,363.39 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,741.68. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 14:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 20,086 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-18-000008 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,086 shares Expires 2023-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 14:41 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 20,086 | $172.25 | $3,459,865.72 |
DisclosureSEC source: 0000315189-18-000008 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,212.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.00 to $172.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. F3 · balance_after: Includes 25,652 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 14:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 20,086 | $87.46 | $1,756,721.56 |
DisclosureSEC source: 0000315189-18-000008 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,298.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-18-000038 · wf-form4_151873245735761.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,889.39 F1 · price: These shares were acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,245.60. F2 · balance_after: The total reported in column 5 includes reinvested dividends of 19.625 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| January 09, 2018 Filed Jan 9, 2018 22:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 10,220 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-18-000004 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,220 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. Read SEC document |
| January 09, 2018 Filed Jan 9, 2018 22:21 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,220 | $165.06 | $1,686,947.95 |
DisclosureSEC source: 0000315189-18-000004 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,212.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.00 to $165.145, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. F3 · balance_after: Includes 25,652 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| January 09, 2018 Filed Jan 9, 2018 22:21 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 10,220 | $86.36 | $882,599.20 |
DisclosureSEC source: 0000315189-18-000004 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,432.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:04 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 15,379 | $0.00 Strike: $151.95 | $0.00 |
DisclosureSEC source: 0000315189-17-000060 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,379 Underlying: Common Stock · 15,379 shares Expires 2027-12-13 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:04 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000060 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,212.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 25,652 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 20:25 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,396 | $151.58 | $514,765.68 |
DisclosureSEC source: 0000315189-17-000046 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,389.7781 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 20:25 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-17-000046 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,785.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 10,775 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 9 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,775 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 5,411 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 8 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,411 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,175 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · derivative · entry 7 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,175 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,775 | $148.01 | $1,594,805.60 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,701.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. F3 · balance_after: Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,775 | $74.24 | $799,936.00 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,476.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 5,411 | $148.01 | $800,881.03 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,701.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 5,411 | $80.61 | $436,180.71 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,112.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,175 | $148.01 | $1,061,970.32 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,701.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,175 | $52.25 | $374,893.75 |
DisclosureSEC source: 0000315189-17-000040 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,786.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 22:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000186 · wf-form4_151061081041554.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,449.7665 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,217.82. F2 · balance_after: The total reported in column 5 includes reinvested dividends of 17.955 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:56 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000162 · wf-form4_150239858956755.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945.8114 F1 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,245.96. F2 · balance_after: The total reported in column 5 includes reinvested dividends of 14.74 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:55 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 2,325.07 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000118 · wf-form4_149444973543269.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,487.07 F2 · price: These shares were granted to the reporting person under the Corporation's 2017 Equity Plan for Non-Employee Directors. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:55 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000118 · wf-form4_149444973543269.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,162 F1 · price: These shares were acquired under the Corporation's 2017 Directors Deferred Compensation Plan in lieu of quarterly board retainer fees of $16,212.44. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 10,453 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · derivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,453 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F5 · security: All options include the ability to withhold shares upon exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options became exercisable in two installments on December 17, 2010 and December 17, 2011. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 6,941 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · derivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,941 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F5 · security: All options include the ability to withhold shares upon exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,549 | $109.81 | $279,901.36 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,701.7781 F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.76 to $109.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 9,539 | $109.30 | $1,042,619.38 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,520.7781 F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.75 to $109.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 10,453 | $39.67 | $414,618.25 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,789.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.