Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Sr VP, General Counsel & PA | December 13, 2023 | December 15, 2023 |
| HNI CORPHNI · Entity 4148 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 13, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 73,130.7781 |
Reported balance
After 2023-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-13 · Grant · Acquired 1,969 · Balance 73,130.7781 F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 72,957.7781 |
Reported balance
After 2023-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-12-14 · Tax withholding · Disposed 173 · Balance 72,957.7781 F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $377.01 · Expires 2033-12-13 | Direct | 7,571 |
Reported balance
After 2023-12-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-13 · Grant · Acquired 7,571 · Balance 7,571 F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.
HNI CORP
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,057.5405 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 4,786 · Balance 44,057.5405 F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.
F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 23, 2017 20:37 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 6,941 | $88.82 | $616,499.62 |
DisclosureSEC source: 0000315189-17-000010 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,336.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related withholding of shares to pay the exercise price and tax withholding obligations pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on December 12, 2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:01 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-17-000042 · wf-form4_148736528001972.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,803 F1 · price: These shares were acquired under the Corporation's 2007 Equity Plan for Non-Employee Directors in lieu of quarterly board retainer fees of $16,320. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:56 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 23,463 | $0.00 Strike: $100.55 | $0.00 |
DisclosureSEC source: 0000315189-16-000134 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Underlying: Common Stock · 23,463 shares Expires 2026-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 19:56 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000134 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,395.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 22,829 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares. Read SEC document |
| December 11, 2016 Filed Dec 13, 2016 20:31 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000124 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,323.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. F2 · balance_after: Includes 18,757 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 02:09 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-16-000160 · wf-form4_147917574759011.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 F1 · price: These shares were acquired under the Corporation's 2007 Equity Plan for Non-Employee Directors in lieu of partial quarterly board retainer fees of $8,131.10. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 19:19 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 30,918 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000061 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,918 Underlying: Common Stock · 30,918 shares Expires 2025-12-09 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 19:19 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000061 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,148.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 18,757 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,000 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,175 Underlying: Common Stock · 7,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,000 | $90.00 | $630,004.20 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 14,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| March 23, 2015 Filed Mar 23, 2015 20:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,000 | $52.25 | $365,750.00 |
DisclosureSEC source: 0000315189-15-000024 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,444.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 15, 2014. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Option · Derivative | 3,484 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · derivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,484 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 3,484 | $89.44 | $311,618.72 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.7781 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.17 to $89.49, inclusive. The reporting person undertakes to provide Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 14,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| March 16, 2015 Filed Mar 17, 2015 21:19 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 3,484 | $48.38 | $168,538.50 |
DisclosureSEC source: 0000315189-15-000023 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928.7781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b) 5-1 stock option excercise plan adopted on December 15, 2014. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 17:19 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 867 | $87.10 | $75,515.70 |
DisclosureSEC source: 0000315189-14-000048 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.7781 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 14,053 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 17:19 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000048 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,311.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 19:36 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 27,800 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-14-000039 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Underlying: Common Stock · 27,800 shares Expires 2024-12-10 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2015, December 10, 2016 and December 10, 2017. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 19:36 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000039 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,501.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 14,053 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 20:14 UTC | DEERE & CO dc6*polk · Entity 106 | GrantMarket Priced Options · Derivative | 20,086 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-13-000056 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,086 Underlying: Common Stock · 20,086 shares Expires 2023-12-11 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 20:14 UTC | DEERE & CO dc6*polk · Entity 106 | Grant$1 Par Common Stock | 4,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000056 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. V.P. & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,073.7781 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 9,625 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 19:04 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 941 | $85.39 | $80,351.99 |
DisclosureSEC source: 0000315189-13-000047 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,015.7781 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 5,567 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 19:04 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,964 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000047 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,956.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.