Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Sr VP, General Counsel & PA | December 13, 2023 | December 15, 2023 |
| HNI CORPHNI · Entity 4148 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 13, 2023 · Filed December 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 73,130.7781 |
Reported balance
After 2023-12-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-13 · Grant · Acquired 1,969 · Balance 73,130.7781 F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 72,957.7781 |
Reported balance
After 2023-12-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-12-14 · Tax withholding · Disposed 173 · Balance 72,957.7781 F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $377.01 · Expires 2033-12-13 | Direct | 7,571 |
Reported balance
After 2023-12-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-13 · Grant · Acquired 7,571 · Balance 7,571 F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F3: Includes 5,279 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026.
HNI CORP
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,057.5405 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 4,786 · Balance 44,057.5405 F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors. F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted to the reporting person under HNI Corporation's 2017 Equity Plan for Non-Employee Directors.
F2: The total in column 5 includes reinvested dividends of 15.5413 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 5,500 | $271.85 | $1,495,191.50 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 8 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,287 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.41, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,000 | $269.67 | $539,348.00 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 7 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,787 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.10, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 4,493 | $268.68 | $1,207,192.72 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,787 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.04, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 8,511 | $267.61 | $2,277,603.18 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,280 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.04 to $268.04, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 5,746 | $266.53 | $1,531,492.87 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,791 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.03 to $267.02, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,571 | $265.39 | $416,932.40 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,537 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.03 to $265.96, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 400 | $264.26 | $105,703.20 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,108 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:29 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 30,918 | $79.24 | $2,449,942.32 |
DisclosureSEC source: 0000315189-21-000001 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 8,568 | $0.00 Strike: $148.14 | $0.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · derivative · entry 28 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 Underlying: Common Stock · 8,568 shares Expires 2028-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F24 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F26 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 9,835 | $0.00 Strike: $151.95 | $0.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · derivative · entry 27 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,835 shares Expires 2027-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F24 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F25 · derivative.exercise_date: The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $273.08 | $81,923.10 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 26 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,590 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F22 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.71 to $273.57, inclusive. F23 · balance_after: Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,100 | $272.04 | $299,244.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 25 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,890 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F21 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.68 to $272.54, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 100 | $270.08 | $27,007.50 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 24 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,990 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 500 | $269.25 | $134,627.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 23 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,090 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F20 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.80 to $269.78, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 748 | $268.15 | $200,572.46 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 22 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,590 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F19 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.78 to $268.71, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,100 | $267.02 | $293,724.20 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 21 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,338 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F18 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.60 to $267.54, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 400 | $265.93 | $106,373.60 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 20 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,438 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F17 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.38 to $266.22, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 100 | $264.34 | $26,433.50 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 19 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,838 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 4,348 | $148.14 | $644,112.72 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 18 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $272.75 | $81,825.60 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 17 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,590 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F16 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.62 to $272.92, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,000 | $271.93 | $271,932.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 16 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,890 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F15 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.27, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 200 | $270.02 | $54,004.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 15 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,890 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F14 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.68 to $270.36, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 700 | $268.96 | $188,274.80 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 14 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,090 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F13 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.66 to $269.47, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 920 | $267.54 | $246,132.20 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 13 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,790 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F12 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.15 to $267.94, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 800 | $266.60 | $213,283.20 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 12 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,710 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F11 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.12 to $266.94, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $265.45 | $79,634.10 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 11 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,510 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F10 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.99 to $265.92, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 4,220 | $148.14 | $625,150.80 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 10 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 900 | $272.72 | $245,451.60 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 9 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,590 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.04, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,300 | $271.87 | $625,289.50 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 8 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,490 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.47 to $272.45, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 500 | $269.70 | $134,850.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 7 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,790 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $269.97, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,600 | $268.85 | $430,158.40 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,290 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.49 to $269.44, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,635 | $267.72 | $437,714.03 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,890 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pricing ranging from $267.39 to $268.32, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,600 | $266.85 | $426,956.80 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,525 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.38 to $267.34, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,000 | $266.07 | $266,074.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,125 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.36 to $266.35, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $264.61 | $79,383.00 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,125 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.18 to $265.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 22. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 9,835 | $151.95 | $1,494,428.25 |
DisclosureSEC source: 0000315189-21-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 6,555 | $0.00 Strike: $169.70 | $0.00 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · derivative · entry 10 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,725 Underlying: Common Stock · 6,555 shares Expires 2029-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F11 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F12 · derivative.exercise_date: The options become exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 400 | $272.81 | $109,125.60 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 9 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,590 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F9 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.62 to $272.92, inclusive. F10 · balance_after: Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,700 | $271.92 | $462,258.90 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 8 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,990 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F8 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.51, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 400 | $269.78 | $107,910.00 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 7 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,690 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F7 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.50 to $270.00, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 800 | $268.84 | $215,072.80 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 6 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,090 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.48 to $269.42, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,455 | $267.70 | $389,503.50 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 5 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,890 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.34 to $268.26, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,000 | $266.73 | $266,729.00 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 4 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,345 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F4 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.31 to $267.01, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 500 | $265.91 | $132,956.50 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 3 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,345 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.30 to $266.26, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 300 | $264.80 | $79,438.50 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,845 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.26 to $265.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 9. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 6,555 | $169.70 | $1,112,383.50 |
DisclosureSEC source: 0000315189-21-000003 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020. Read SEC document |
| December 13, 2020 Filed Dec 15, 2020 16:52 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 5,133 | $255.77 | $1,312,867.41 |
DisclosureSEC source: 0000315189-20-000042 · primary_doc.xml · nonDerivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,590 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares. F3 · balance_after: Includes 21,702 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 13, 2020 Filed Dec 15, 2020 16:52 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 8,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-20-000042 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,723.7781 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on growth rate of revenues. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 15:10 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 10,508 | $0.00 Strike: $254.83 | $0.00 |
DisclosureSEC source: 0000315189-20-000033 · primary_doc.xml · derivative · entry 2 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,508 Underlying: Common Stock · 10,508 shares Expires 2030-12-09 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2021, 2022, and 2023. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 15:10 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-20-000033 · primary_doc.xml · nonDerivative · entry 1 Jones Mary K.W. · CIK 0001566435 · Sr VP, General Counsel & PA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,101.7781 F1 · security: Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy income tax obligations. F2 · balance_after: Includes 24,396 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.