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McRae Lawrence D

Disclosed activity across 1 company

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15222
SEC CIK
0001323998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Vice ChairmanApril 15, 2024April 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date April 15, 2024 · Filed April 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect236,442 Ending reported balance After 2024-04-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105

Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559

Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect21,182 Reported balance Holding disclosure · report date 2024-04-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 21,182

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,412 Reported balance Holding disclosure · report date 2024-04-15 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 20,412

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

Performance Share UnitSEC Table II · derivative / convertible securityDirect9,776 Reported balance Holding disclosure · report date 2024-04-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 9,776

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect5,424 Reported balance Holding disclosure · report date 2024-04-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 5,424

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse1,045 Reported balance Holding disclosure · report date 2024-04-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,045

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2016 Filed Aug 1, 2016 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,500 $20.86 $219,030.00
Disclosure

SEC source: 0001127602-16-059060 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2016 Filed Aug 1, 2016 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,500 $18.85 $197,925.00
Disclosure

SEC source: 0001127602-16-059060 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2016 Filed Aug 1, 2016 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 21,000 $21.89 $459,690.00
Disclosure

SEC source: 0001127602-16-059060 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2016 Filed Jun 1, 2016 20:16 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 13,463 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-16-054132 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,463

Underlying: Common Stock · 13,463 shares

Expires 2026-05-31

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 29, 2016 Filed May 2, 2016 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 15,064 $0.00 Strike: $18.67 $0.00
Disclosure

SEC source: 0001127602-16-050461 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,064

Underlying: Common Stock · 15,064 shares

Expires 2026-04-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 35,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-049473 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 28, 2013 remained restricted until April 18, 2016, when they vested and converted into GLW common stock per terms of March 2013 Agreement approved by Compensation Committee.

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:14 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 17,591 $20.92 $368,003.72
Disclosure

SEC source: 0001127602-16-049473 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,902

Read SEC document
April 18, 2016 Filed Apr 19, 2016 20:14 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-049473 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:14 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 13,463 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001127602-16-048136 · form4.xml · derivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,463

Underlying: Common Stock · 13,463 shares

Expires 2026-03-31

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:14 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 26,927 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-048136 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,927

Underlying: Common Stock · 26,927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2019. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2019. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2019.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 34,000 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001127602-16-040955 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,000 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 21:07 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 34,000 $18.54 $630,411.00
Disclosure

SEC source: 0001127602-16-040955 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,754

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.4250 to $18.6050, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 34,000 $10.25 $348,500.00
Disclosure

SEC source: 0001127602-16-040955 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2016 Filed Feb 9, 2016 20:03 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 4,437 $18.34 $81,374.58
Disclosure

SEC source: 0001127602-16-040188 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,754

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:29 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-036378 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,336

Underlying: Common Stock · 1,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2015 agreement.

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:29 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,363 $17.91 $24,411.33
Disclosure

SEC source: 0001127602-16-036378 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,191

Read SEC document
January 04, 2016 Filed Jan 6, 2016 21:29 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,363 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-036378 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
July 15, 2015 Filed Jul 17, 2015 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 2,623 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023062 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,191

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated July 15, 2015.

Read SEC document
May 29, 2015 Filed Jun 1, 2015 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 12,914 $0.00 Strike: $20.81 $0.00
Disclosure

SEC source: 0001127602-15-019133 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

Underlying: Common Stock · 12,914 shares

Expires 2025-05-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
May 29, 2015 Filed Jun 26, 2015 20:15 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 12,847 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-15-021460 · form4a.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 12,847 shares

Expires 2025-05-29

F1 · derivative.exercise_price: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F2 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

F1 · derivative.underlying_shares: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

F1 · balance_after: Due to administrative error, the number of stock options, which is derived by dividing the value of the options granted by the closing stock price of the Issuer's shares on 5/29/15, was misstated on the original report due to the use of an incorrect closing stock price. The 5/29/15 grant date closing stock price was $20.92.

Read SEC document
April 30, 2015 Filed May 1, 2015 20:13 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 12,840 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-15-015792 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840

Underlying: Common Stock · 12,840 shares

Expires 2025-04-30

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 20:30 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 23,699 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-013590 · form4.xml · derivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,699

Underlying: Common Stock · 23,699 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 20:30 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 11,850 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-15-013590 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

Underlying: Common Stock · 11,850 shares

Expires 2025-03-31

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 36,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-007126 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2012 remained restricted until February 17, 2015, when they vested and converted into GLW common stock per terms of January 2012 Agreement approved by Compensation Committee.

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:07 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 17,958 $24.60 $441,766.80
Disclosure

SEC source: 0001127602-15-007126 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,568

Read SEC document
February 17, 2015 Filed Feb 19, 2015 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 36,484 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-007126 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
February 09, 2015 Filed Feb 11, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001127602-15-005488 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2015 Filed Feb 11, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 17,000 $24.34 $413,752.80
Disclosure

SEC source: 0001127602-15-005488 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,042

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $24.375, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
February 09, 2015 Filed Feb 11, 2015 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 17,000 $10.05 $170,850.00
Disclosure

SEC source: 0001127602-15-005488 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2015 Filed Feb 6, 2015 21:24 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 4,437 $24.48 $108,617.76
Disclosure

SEC source: 0001127602-15-004852 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,042

Read SEC document
January 02, 2015 Filed Jan 6, 2015 21:06 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-001177 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2014 agreement.

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January 02, 2015 Filed Jan 6, 2015 21:06 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,143 $23.01 $26,300.43
Disclosure

SEC source: 0001127602-15-001177 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,479

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January 02, 2015 Filed Jan 6, 2015 21:06 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-001177 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
August 11, 2014 Filed Aug 13, 2014 20:04 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 12,000 $20.17 $242,042.40
Disclosure

SEC source: 0001127602-14-025471 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,479

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.15 to $20.19 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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May 30, 2014 Filed Jun 2, 2014 20:09 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 11,737 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001127602-14-019397 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

Underlying: Common Stock · 11,737 shares

Expires 2024-05-29

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

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April 30, 2014 Filed May 2, 2014 20:14 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 11,956 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0001127602-14-016084 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,956

Underlying: Common Stock · 11,956 shares

Expires 2024-04-29

Read SEC document
March 31, 2014 Filed Apr 2, 2014 20:05 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 12,008 $0.00 Strike: $20.82 $0.00
Disclosure

SEC source: 0001127602-14-013496 · form4.xml · derivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,008

Underlying: Common Stock · 12,008 shares

Expires 2024-03-29

F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

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March 31, 2014 Filed Apr 2, 2014 20:05 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 24,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-013496 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,015

Underlying: Common Stock · 24,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.

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February 14, 2014 Filed Feb 19, 2014 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 21,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-007091 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded January 3, 2011 remained restricted until February 14, 2014, when they vested and converted into GLW common stock per terms of January 2011 Agreement approved by Compensation Committee.

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February 14, 2014 Filed Feb 19, 2014 21:05 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,510 $19.11 $143,516.10
Disclosure

SEC source: 0001127602-14-007091 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,479

Read SEC document
February 14, 2014 Filed Feb 19, 2014 21:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 21,691 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-007091 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
February 05, 2014 Filed Feb 7, 2014 21:14 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-005134 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,298

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 5, 2014.

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January 02, 2014 Filed Jan 6, 2014 21:27 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,770 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-001259 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,739

Underlying: Common Stock · 1,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2013 agreement.

Read SEC document
January 02, 2014 Filed Jan 6, 2014 21:27 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,770 $17.77 $31,452.90
Disclosure

SEC source: 0001127602-14-001259 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,298

Read SEC document
January 02, 2014 Filed Jan 6, 2014 21:27 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,770 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-001259 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2013 Filed Nov 21, 2013 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001127602-13-032457 · form4.xml · derivative · entry 3

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2018-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2013 Filed Nov 21, 2013 21:08 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 17,000 $16.87 $286,837.60
Disclosure

SEC source: 0001127602-13-032457 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 16.86 to $16.88 inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
November 19, 2013 Filed Nov 21, 2013 21:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 17,000 $8.67 $147,390.00
Disclosure

SEC source: 0001127602-13-032457 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2013 Filed Jun 4, 2013 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 30,982 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-13-019327 · form4.xml · derivative · entry 1

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,982

Underlying: Common Stock · 30,982 shares

Expires 2023-05-30

F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:08 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-018265 · form4.xml · derivative · entry 5

McRae Lawrence D · CIK 0001323998 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,484

Underlying: Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.