Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chairman | April 15, 2024 | April 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date April 15, 2024 · Filed April 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 236,442 |
Ending reported balance
After 2024-04-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105 Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559 Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F7: The restricted stock units (RSUs) vested 100% on April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 21,182 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 21,182 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,412 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 20,412 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F8: The performance share units (PSUs) vested 100% on April 15, 2024. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,776 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,776 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 5,424 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,424 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 1,045 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,045 F1: The reporting person disclaims beneficial ownership of all securities held by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of all securities held by spouse.
F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.
F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.
F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.
F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.
F8: The performance share units (PSUs) vested 100% on April 15, 2024.
F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2018 Filed Dec 20, 2018 21:01 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 20,000 | $14.50 | $290,000.00 |
DisclosureSEC source: 0001127602-18-036947 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,334 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-18-028213 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,334 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,333 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-18-028213 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,333 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 30,667 | $36.18 | $1,109,587.26 |
DisclosureSEC source: 0001127602-18-028213 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,716 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.1710 to $36.2070, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,334 | $18.16 | $278,465.44 |
DisclosureSEC source: 0001127602-18-028213 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,333 | $19.56 | $299,913.48 |
DisclosureSEC source: 0001127602-18-028213 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,285 | $28.60 | $36,751.00 |
DisclosureSEC source: 0001127602-18-023402 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,716 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 22,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-014844 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until April 16, 2018, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2015 remained restricted until April 16, 2018, when they vested and converted into GLW common stock per terms of March 2015 Agreement approved by Compensation Committee. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,414 | $27.49 | $286,280.86 |
DisclosureSEC source: 0001127602-18-014844 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,001 Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 22,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014844 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 39,960 | $0.00 Strike: $27.03 | $0.00 |
DisclosureSEC source: 0001127602-18-014018 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,960 Underlying: Common Stock · 39,960 shares Expires 2028-04-02 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 22,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014018 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,198 Underlying: Common Stock · 22,198 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000590 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,701 Underlying: Common Stock · 1,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2017 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2017 agreement. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,132 | $32.62 | $36,925.84 |
DisclosureSEC source: 0001127602-18-000590 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,079 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000590 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 35,723 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-17-035420 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,723 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,953 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-17-035420 · form4.xml · derivative · entry 4 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,953 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 51,676 | $32.42 | $1,675,372.09 |
DisclosureSEC source: 0001127602-17-035420 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,079 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.335 to $32.57, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 35,723 | $13.33 | $476,187.59 |
DisclosureSEC source: 0001127602-17-035420 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,953 | $13.04 | $208,027.12 |
DisclosureSEC source: 0001127602-17-035420 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,125 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-17-026764 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,125 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-17-026764 · form4.xml · derivative · entry 4 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,953 Underlying: Common Stock · 16,000 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 48,125 | $28.61 | $1,376,966.94 |
DisclosureSEC source: 0001127602-17-026764 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,079 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $28.67, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,125 | $12.97 | $416,661.25 |
DisclosureSEC source: 0001127602-17-026764 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2017 Filed Aug 31, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,000 | $13.04 | $208,640.00 |
DisclosureSEC source: 0001127602-17-026764 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 22,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-015074 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until April 17, 2017, when they vested and converted into GLW common stock per terms of March 2014 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2014 remained restricted until April 17, 2017, when they vested and converted into GLW common stock per terms of March 2014 Agreement approved by Compensation Committee. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 11,258 | $26.54 | $298,787.32 |
DisclosureSEC source: 0001127602-17-015074 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,079 Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:22 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 22,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015074 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:28 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013935 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 Underlying: Common Stock · 20,833 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2020. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2020. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2020. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2020. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2020. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2020. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:28 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 37,504 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013935 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,504 Underlying: Common Stock · 37,504 shares Expires 2027-03-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2018-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $27.58 | $1,379,085.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · nonDerivative · entry 4 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,465 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.535 to $27.62, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,500 | $24.61 | $307,625.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,500 | $23.37 | $292,125.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,000 | $24.92 | $623,000.00 |
DisclosureSEC source: 0001127602-17-006902 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,437 | $26.71 | $118,512.27 |
DisclosureSEC source: 0001127602-17-004585 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,465 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-001046 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,503 Underlying: Common Stock · 1,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the March 2016 agreement. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,424 | $24.30 | $34,603.20 |
DisclosureSEC source: 0001127602-17-001046 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,902 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001046 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,300 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-16-068315 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,300 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 32,300 | $24.04 | $776,469.39 |
DisclosureSEC source: 0001127602-16-068315 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,902 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.025 to $24.05, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,300 | $12.90 | $416,670.00 |
DisclosureSEC source: 0001127602-16-068315 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,333 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · derivative · entry 9 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,333 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $20.86 | $0.00 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · derivative · entry 8 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $21.89 | $0.00 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 57,333 | $22.26 | $1,276,393.11 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · nonDerivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,902 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.285, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| July 28, 2016 Filed Aug 1, 2016 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,333 | $17.82 | $273,234.06 |
DisclosureSEC source: 0001127602-16-059060 · form4.xml · nonDerivative · entry 4 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.