Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chairman | April 15, 2024 | April 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date April 15, 2024 · Filed April 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 236,442 |
Ending reported balance
After 2024-04-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105 Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559 Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F7: The restricted stock units (RSUs) vested 100% on April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 21,182 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 21,182 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,412 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 20,412 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F8: The performance share units (PSUs) vested 100% on April 15, 2024. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,776 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,776 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 5,424 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,424 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 1,045 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,045 F1: The reporting person disclaims beneficial ownership of all securities held by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of all securities held by spouse.
F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.
F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.
F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.
F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.
F8: The performance share units (PSUs) vested 100% on April 15, 2024.
F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2013 Filed May 24, 2013 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-018265 · form4.xml · derivative · entry 4 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,691 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,967 | $15.75 | $46,730.25 |
DisclosureSEC source: 0001127602-13-018265 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,298 Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-018265 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2013 Filed May 24, 2013 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-018265 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2013 Filed May 2, 2013 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 32,841 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-13-015224 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,841 Underlying: Common Stock · 32,841 shares Expires 2023-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 35,723 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-13-012509 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,723 Underlying: Common Stock · 35,723 shares Expires 2023-03-27 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 37,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-012509 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,509 Underlying: Common Stock · 37,509 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 20,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-007015 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 10,572 | $12.79 | $135,215.88 |
DisclosureSEC source: 0001127602-13-007015 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,298 Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 20,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007015 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| August 31, 2012 Filed Aug 31, 2012 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 18,000 | $11.94 | $214,923.60 |
DisclosureSEC source: 0001127602-12-025522 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,370 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.93 to $11.95, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| March 01, 2012 Filed Mar 2, 2012 22:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 32,125 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-12-009331 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,125 Underlying: Common Stock · 32,125 shares Expires 2022-02-28 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 17, 2012 Filed Feb 17, 2012 22:01 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,000 | $13.70 | $273,988.00 |
DisclosureSEC source: 0001127602-12-006766 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,370 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.69 to $13.70, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 92,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-003972 · form4.xml · derivative · entry 4 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F3 · derivative.expiration_date: Earned Performance Share Units awarded February 3, 2010, remained restricted until February 1, 2012, when they vested and converted into GLW common stock per terms of December 2008 Agreement approved by Compensation Committee. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 32,300 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-12-003972 · form4.xml · derivative · entry 3 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,300 Underlying: Common Stock · 32,300 shares Expires 2022-01-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 35,205 | $12.90 | $454,144.50 |
DisclosureSEC source: 0001127602-12-003972 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,370 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 92,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003972 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 38,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001133 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,344 Underlying: Common Stock · 38,344 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 31,953 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-12-001133 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,953 Underlying: Common Stock · 31,953 shares Expires 2022-01-02 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 14,711 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-11-008448 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,711 Underlying: Common Stock · 14,711 shares Expires 2021-02-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 1, 2012. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2018-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,622 | $22.69 | $82,183.18 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · nonDerivative · entry 4 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,625 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 34,000 | $22.65 | $769,964.00 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,247 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.64 to $22.65, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,000 | $10.05 | $170,850.00 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 22:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,000 | $8.67 | $147,390.00 |
DisclosureSEC source: 0001127602-11-004659 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 14,283 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-11-003536 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,283 Underlying: Common Stock · 14,283 shares Expires 2021-01-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 1, 2012. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:17 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,347 | $22.69 | $30,563.43 |
DisclosureSEC source: 0001127602-11-003536 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,247 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 22,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001098 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798 Underlying: Common Stock · 22,798 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 16,888 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-11-001098 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,888 Underlying: Common Stock · 16,888 shares Expires 2021-01-02 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 3, 2012. Read SEC document |
| November 08, 2010 Filed Nov 10, 2010 21:33 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 6,000 | $19.06 | $114,360.00 |
DisclosureSEC source: 0001127602-10-027681 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,594 Read SEC document |
| September 08, 2010 Filed Sep 8, 2010 20:15 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 7,000 | $16.75 | $117,250.70 |
DisclosureSEC source: 0001127602-10-022686 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,594 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.75 to $16.7550, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| May 27, 2010 Filed May 28, 2010 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 13,000 | $17.37 | $225,810.00 |
DisclosureSEC source: 0001127602-10-015625 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,594 Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,250 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · derivative · entry 11 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,250 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · derivative · entry 10 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · derivative · entry 9 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 17,000 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · derivative · entry 8 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 17,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 64,250 | $17.88 | $1,148,995.60 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · nonDerivative · entry 5 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,594 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.88 to $17.89, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,250 | $11.84 | $192,400.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · nonDerivative · entry 4 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,000 | $12.79 | $179,060.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,000 | $10.25 | $174,250.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,000 | $10.05 | $170,850.00 |
DisclosureSEC source: 0001127602-10-004591 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,622 | $17.84 | $64,616.48 |
DisclosureSEC source: 0001127602-10-003949 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,594 Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:18 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 92,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003607 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,950 Underlying: Common Stock · 92,950 shares Expires not disclosed F1 · derivative.exercise_price: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 15,334 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-10-003328 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,334 Underlying: Common Stock · 15,334 shares Expires 2020-01-31 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 3,622 | $18.16 | $65,775.52 |
DisclosureSEC source: 0001127602-10-003328 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,216 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 7,481 | $18.16 | $135,854.96 |
DisclosureSEC source: 0001127602-10-003328 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,838 Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:47 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,622 | $18.16 | $65,775.52 |
DisclosureSEC source: 0001127602-10-003666 · form4a.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,216 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:47 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 7,481 | $18.16 | $135,854.96 |
DisclosureSEC source: 0001127602-10-003666 · form4a.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,838 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 15,333 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-10-000937 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,333 Underlying: Common Stock · 15,333 shares Expires 2020-01-03 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.