Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Vice Chairman | April 15, 2024 | April 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date April 15, 2024 · Filed April 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 236,442 |
Ending reported balance
After 2024-04-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105 Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559 Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F7: The restricted stock units (RSUs) vested 100% on April 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 21,182 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 21,182 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,412 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 20,412 F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-04-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F8: The performance share units (PSUs) vested 100% on April 15, 2024. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 9,776 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,776 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 5,424 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,424 F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock. F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 1,045 |
Reported balance
Holding disclosure · report date 2024-04-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,045 F1: The reporting person disclaims beneficial ownership of all securities held by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of all securities held by spouse.
F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.
F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.
F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.
F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.
F8: The performance share units (PSUs) vested 100% on April 15, 2024.
F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2021 Filed Apr 19, 2021 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 21,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-014020 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until April 15, 2021, when they vested and converted into GLW common stock per terms of April 2018 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 9,845 | $45.90 | $451,885.50 |
DisclosureSEC source: 0001127602-21-014020 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,117 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 21,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014020 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 17,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013077 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,731 Underlying: Common Stock · 17,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,737 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · derivative · entry 11 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,737 shares Expires 2024-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,956 | $0.00 Strike: $20.91 | $0.00 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · derivative · entry 10 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,956 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,008 | $0.00 Strike: $20.82 | $0.00 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · derivative · entry 9 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,008 shares Expires 2024-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 30,982 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · derivative · entry 8 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,982 shares Expires 2023-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 66,683 | $40.15 | $2,677,309.11 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.015 to $40.23, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,737 | $21.30 | $249,998.10 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 4 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,956 | $20.91 | $249,999.96 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,008 | $20.82 | $250,006.56 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:07 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 30,982 | $15.37 | $476,193.34 |
DisclosureSEC source: 0001127602-21-010772 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004210 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,485 Underlying: Common Stock · 1,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 32,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004210 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,606 Underlying: Common Stock · 32,606 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F4 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F4 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 35,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004210 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,731 Underlying: Common Stock · 35,731 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,121 | $36.34 | $40,737.14 |
DisclosureSEC source: 0001127602-21-004210 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,845 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004210 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001419 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,423 Underlying: Common Stock · 1,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,608 | $36.98 | $59,463.84 |
DisclosureSEC source: 0001127602-21-001419 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,845 Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-001419 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,711 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-20-022411 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,711 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,283 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-20-022411 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,283 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 28,994 | $31.67 | $918,202.29 |
DisclosureSEC source: 0001127602-20-022411 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $31.695, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,711 | $22.03 | $324,083.33 |
DisclosureSEC source: 0001127602-20-022411 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,283 | $22.69 | $324,081.27 |
DisclosureSEC source: 0001127602-20-022411 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 18,200 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001127602-20-017205 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2030-05-15 F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant. F5 · derivative.exercise_date: The options will vest ratably over three years from grant date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 3,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017205 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Underlying: Common Stock · 3,640 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 19,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-014044 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 9,185 | $19.99 | $183,608.15 |
DisclosureSEC source: 0001127602-20-014044 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,845 Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 19,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014044 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 40,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013081 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,031 Underlying: Common Stock · 40,031 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000629 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,816 Underlying: Common Stock · 978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2019 agreement. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 978 | $29.99 | $29,330.22 |
DisclosureSEC source: 0001127602-20-000629 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,329 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000629 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,841 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · derivative · entry 7 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,841 shares Expires 2023-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,888 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · derivative · entry 6 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,888 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 29,729 | $30.00 | $891,870.00 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 3 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,329 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,841 | $14.50 | $186,194.50 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,888 | $19.19 | $324,080.72 |
DisclosureSEC source: 0001127602-19-032028 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 25,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-015697 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. F3 · derivative.expiration_date: Earned Restricted Stock Units awarded March 31, 2016 remained restricted until April 15, 2019, when they vested and converted into GLW common stock per terms of March 2016 Agreement approved by Compensation Committee. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 11,890 | $34.96 | $415,674.40 |
DisclosureSEC source: 0001127602-19-015697 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,329 Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 25,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015697 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 37,588 | $0.00 Strike: $33.92 | $0.00 |
DisclosureSEC source: 0001127602-19-014595 · form4.xml · derivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,588 Underlying: Common Stock · 37,588 shares Expires 2029-04-01 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:25 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 18,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014595 · form4.xml · derivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,794 Underlying: Common Stock · 18,794 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2022. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2022. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001193 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,117 Underlying: Common Stock · 1,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2018 agreement. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,081 | $29.88 | $32,300.28 |
DisclosureSEC source: 0001127602-19-001193 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,716 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001193 · form4.xml · nonDerivative · entry 1 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:01 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-18-036947 · form4.xml · derivative · entry 5 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,841 Underlying: Common Stock · 20,000 shares Expires 2023-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:01 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,000 | $30.68 | $613,600.00 |
DisclosureSEC source: 0001127602-18-036947 · form4.xml · nonDerivative · entry 2 McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,716 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.