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McRae Lawrence D

Disclosed activity across 1 company

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15222
SEC CIK
0001323998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Vice ChairmanApril 15, 2024April 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date April 15, 2024 · Filed April 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect236,442 Ending reported balance After 2024-04-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-04-15 · Exercise / conversion · Acquired 16,851 · Balance 232,105

Row 2 · 2024-04-15 · Exercise / conversion · Acquired 24,454 · Balance 256,559

Row 3 · 2024-04-15 · Tax withholding · Disposed 20,117 · Balance 236,442

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-04-15 · Exercise / conversion · Disposed 16,851 · Balance 0

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect21,182 Reported balance Holding disclosure · report date 2024-04-15 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 21,182

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,412 Reported balance Holding disclosure · report date 2024-04-15 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 20,412

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Performance Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-04-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-04-15 · Exercise / conversion · Disposed 24,454 · Balance 0

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

Performance Share UnitSEC Table II · derivative / convertible securityDirect9,776 Reported balance Holding disclosure · report date 2024-04-15 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 9,776

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Performance Share UnitSEC Table II · derivative / convertible securityDirect5,424 Reported balance Holding disclosure · report date 2024-04-15 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 5,424

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

Common StockSEC Table I · non-derivativeIndirectHeld by Spouse1,045 Reported balance Holding disclosure · report date 2024-04-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,045

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

F2: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F4: Earned PSUs remain restricted until April 15, 2026, when they vest and convert to common stock, subject to service-based vesting requirement.

F5: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7: The restricted stock units (RSUs) vested 100% on April 15, 2024.

F8: The performance share units (PSUs) vested 100% on April 15, 2024.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,064 $18.67 $281,244.88
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:07 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 13,463 $20.89 $281,242.07
Disclosure

SEC source: 0001127602-23-007867 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 888 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 18

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,043

Underlying: Common Stock · 888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 139 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 17

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,239

Underlying: Common Stock · 139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 168 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 16

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 25,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 15

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,931

Underlying: Common Stock · 25,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F13 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

F13 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2020 agreement. Earned PSUs remain restricted until April 14, 2023, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 3,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 14

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,378

Underlying: Common Stock · 3,910 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F12 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

F12 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2021 agreement. Earned PSUs remain restricted until April 15, 2024, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 4,730 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 13

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

Underlying: Common Stock · 4,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F11 · derivative.exercise_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

F11 · derivative.expiration_date: Performance share units (PSUs) were earned February 8, 2023 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2022 pursuant to the 2022 agreement. Earned PSUs remain restricted until April 15, 2025, when they vest and convert to common stock, subject to service-based vesting requirement.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · derivative · entry 12

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752

Underlying: Common Stock · 752 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F9 · shares: Employees were provided an opportunity to voluntarily exchange a portion of their compensation for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $22,013 of their cash compensation for 752 RSUs.

F10 · derivative.exercise_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F10 · derivative.expiration_date: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,195 $35.14 $41,992.30
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,258

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 888 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 139 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:56 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 168 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004432 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001158 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,412

Underlying: Common Stock · 1,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2022 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2022 agreement.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:10 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,040 $34.39 $35,765.60
Disclosure

SEC source: 0001127602-23-001158 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,258

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001158 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014944 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F5 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 11,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014944 · form4.xml · derivative · entry 6

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,910

Underlying: Common Stock · 11,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 6,701 $35.20 $235,875.20
Disclosure

SEC source: 0001127602-22-014944 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,258

Read SEC document
May 16, 2022 Filed May 18, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,213 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014944 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014944 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 17,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012264 · form4.xml · derivative · entry 5

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vested 100% on April 18, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units vested 100% on April 18, 2022.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 8,677 $33.87 $293,889.99
Disclosure

SEC source: 0001127602-22-012264 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,836

Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:17 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 17,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012264 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:12 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 21,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011541 · form4.xml · derivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,452

Underlying: Common Stock · 21,452 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.

Read SEC document
March 23, 2022 Filed Mar 23, 2022 20:18 UTC Amendment CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 42,117 $38.34 $1,614,765.78
Disclosure

SEC source: 0001127602-22-010236 · form4a.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: On March 11, 2022, the Reporting Person made a contribution of Common Stock to the interim trustee of an exchange fund (Fund) pending the closing (Closing) of the Fund. Upon the Closing on March 23, 2022, all of the shares of Common Stock contributed by the Reporting Person were accepted by the Fund. The Reporting Person is amending the Form 4 to reflect the final value and number of shares accepted by the Fund.

F1 · shares: On March 11, 2022, the Reporting Person made a contribution of Common Stock to the interim trustee of an exchange fund (Fund) pending the closing (Closing) of the Fund. Upon the Closing on March 23, 2022, all of the shares of Common Stock contributed by the Reporting Person were accepted by the Fund. The Reporting Person is amending the Form 4 to reflect the final value and number of shares accepted by the Fund.

F1 · price: On March 11, 2022, the Reporting Person made a contribution of Common Stock to the interim trustee of an exchange fund (Fund) pending the closing (Closing) of the Fund. Upon the Closing on March 23, 2022, all of the shares of Common Stock contributed by the Reporting Person were accepted by the Fund. The Reporting Person is amending the Form 4 to reflect the final value and number of shares accepted by the Fund.

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March 11, 2022 Filed Mar 14, 2022 20:24 UTC CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 42,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-009132 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 42,117

F1 · kind: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

F1 · shares: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

F1 · price: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

F2 · ownership.nature: Shares are being held by the interim Trustee pending Closing.

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March 11, 2022 Filed Mar 14, 2022 20:24 UTC CORNING INC /NY GLW · Entity 2883 OtherCommon Stock 42,117 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-009132 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,697

F1 · kind: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

F1 · shares: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

F1 · price: The Reporting Person transferred shares of Common Stock to the interim trustee of an exchange fund (Fund) pending closing of the Fund (Closing). Upon the Closing, some or all of the shares of Common Stock will be accepted by the Fund in exchange for shares of the Fund, with any remaining shares of Common Stock being returned to the Reporting Person. The Common Stock will be valued at the closing price of Common Stock at such time as the shares are accepted by the Fund. Upon Closing, the Reporting Person will amend this Form 4 to reflect the final number of shares accepted by the Fund and the value of such shares

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February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,468

Underlying: Common Stock · 495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F6 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F6 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

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February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,892

Underlying: Common Stock · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F5 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

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February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 13,963 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963

Underlying: Common Stock · 13,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F4 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F4 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2021 agreement. Earned units remain restricted until April 15, 2024, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

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February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 31,525 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · derivative · entry 6

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,010

Underlying: Common Stock · 31,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F3 · derivative.expiration_date: Performance Share Units were earned February 2, 2022 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2021 pursuant to the 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

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February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,613 $42.74 $68,939.62
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 21:13 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003364 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:40 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 880 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001316 · form4.xml · derivative · entry 5

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,851

Underlying: Common Stock · 880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2021 agreement.

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January 07, 2022 Filed Jan 11, 2022 21:40 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 880 $37.97 $33,413.60
Disclosure

SEC source: 0001127602-22-001316 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:40 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 880 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001316 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 12,847 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 9

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,847 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 12,840 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 8

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,840 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 11,850 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,850 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 37,537 $40.91 $1,535,796.33
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 4

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $40.94, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,847 $20.92 $268,759.24
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 12,840 $20.93 $268,741.20
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 20:05 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,850 $22.68 $268,758.00
Disclosure

SEC source: 0001127602-21-023647 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 11,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · derivative · entry 7

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,820

Underlying: Common Stock · 11,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F5 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

F5 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the May 2020 agreement. Earned units remain restricted until vesting. The earned units will vest ratably over 3 years from the grant date and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · derivative · entry 6

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Underlying: Common Stock · 1,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 17, 2021 Filed May 19, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 6,428 $44.19 $284,053.32
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 3

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,814

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 2

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:15 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017381 · form4.xml · nonDerivative · entry 1

McRae Lawrence D · CIK 0001323998 · Vice Chairman & Corp. Dev. Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.