Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cheer Holding, Inc.GSMG · Entity 8415 | 10% owner | February 14, 2020 | February 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cheer Holding, Inc.
Report date February 14, 2020 · Filed February 27, 2020
Jointly reported with Wang Sing
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Amended and Restated Promissory NoteSEC Table II · derivative / convertible security | IndirectSee footnote | 280,000 |
Reported balance
After 2020-02-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-14 · Purchase · Acquired Not disclosed · Balance 280,000 F1: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F2: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00.
F2: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2020 Filed Feb 19, 2020 21:24 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | OtherOrdinary Shares | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-004336 · ownership.xml · nonDerivative · entry 2 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F1 · price: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F2 · balance_after: Does not include 5,446,000 ordinary shares held by TKK Symphony Sponsor 1 (the "Sponsor"). Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 21:24 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | OtherOrdinary Shares | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-004336 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F1 · price: In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. F2 · balance_after: Does not include 5,446,000 ordinary shares held by TKK Symphony Sponsor 1 (the "Sponsor"). Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| February 14, 2020 Filed Feb 27, 2020 17:55 UTC | Cheer Holding, Inc. GSMG · Entity 8415 | PurchaseAmended and Restated Promissory Note · Derivative | Not disclosed | Not disclosed | $1,400,000.00 |
DisclosureSEC source: 0001213900-20-004953 · ownership.xml · derivative · entry 1 Wang Sing · CIK 0001733028 · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 280,000 Underlying: Ordinary Shares · 280,000 shares Expires not disclosed F1 · derivative.exercise_price: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · price: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · derivative.exercise_date: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · derivative.expiration_date: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F1 · balance_after: The Amended and Restated Promissory Note (the "Note") in the principal amount of $1,400,000 was issued to TKK Symphony Sponsor 1. At any time prior to payment in full of the principal balance of the Note, the reporting person may elect to convert all or any portion of the unpaid principal balance of the Note into that number of ordinary shares of the issuer ("Ordinary Shares") equal to: (x) the portion of the principal amount of the Note being converted, divided by (y) the Conversion Price, rounded up to the nearest whole number of shares. The Conversion Price shall be equal to the volume-weighted average price of the Ordinary Shares on the Nasdaq Capital Market or such other securities exchange or securities market on which the Ordinary Shares are then listed or quoted, for the ten trading days prior to such conversion date; provided, that the Conversion Price shall not be less than $5.00. F2 · ownership.nature: Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 16:10 UTC | Cheer Holding, Inc. TKKSU · Entity 8415 | OtherOrdinary Shares | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-18-011698 · ownership.xml · nonDerivative · entry 1 Wang Sing · CIK 0001733028 · Director · CEO · 10% owner TKK Symphony Sponsor 1 · CIK 0001738757 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,446,000 F1 · kind: As contemplated in connection with the initial public offering of the issuer, 75,000 ordinary shares of the issuer were returned by TKK Symphony Sponsor 1 (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · price: As contemplated in connection with the initial public offering of the issuer, 75,000 ordinary shares of the issuer were returned by TKK Symphony Sponsor 1 (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F2 · ownership.nature: These represent ordinary shares held by the Sponsor. Sing Wang, the issuer's Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor. Sing Wang is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Sing Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.