Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRI-CONTINENTAL CorpTY · Entity 4547 | Portfolio Manager of Issuer | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRI-CONTINENTAL Corp
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 145,700 |
Reported balance
After 2020-03-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-03-02 · Purchase · Acquired 63 · Balance 145,700 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 146,262 |
Reported balance
After 2020-03-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-03-02 · Purchase · Acquired 562 · Balance 146,262 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 146,403 |
Reported balance
After 2020-03-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-03-02 · Purchase · Acquired 141 · Balance 146,403 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 146,503 |
Reported balance
After 2020-03-02 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2020-03-02 · Purchase · Acquired 100 · Balance 146,503 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 146,691 |
Reported balance
After 2020-03-02 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2020-03-02 · Purchase · Acquired 188 · Balance 146,691 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 146,791 |
Reported balance
After 2020-03-02 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2020-03-02 · Purchase · Acquired 100 · Balance 146,791 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,083 |
Reported balance
After 2020-03-02 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2020-03-02 · Purchase · Acquired 292 · Balance 147,083 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,269 |
Reported balance
After 2020-03-02 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2020-03-02 · Purchase · Acquired 186 · Balance 147,269 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,457 |
Reported balance
After 2020-03-02 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2020-03-02 · Purchase · Acquired 188 · Balance 147,457 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,557 |
Reported balance
After 2020-03-02 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2020-03-02 · Purchase · Acquired 100 · Balance 147,557 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,645 |
Reported balance
After 2020-03-02 transaction · row 11
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 11 · 2020-03-02 · Purchase · Acquired 88 · Balance 147,645 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 147,745 |
Reported balance
After 2020-03-02 transaction · row 12
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 12 · 2020-03-02 · Purchase · Acquired 100 · Balance 147,745 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,005 |
Reported balance
After 2020-03-02 transaction · row 13
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 13 · 2020-03-02 · Purchase · Acquired 260 · Balance 148,005 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,153 |
Reported balance
After 2020-03-02 transaction · row 14
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 14 · 2020-03-02 · Purchase · Acquired 148 · Balance 148,153 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,303 |
Reported balance
After 2020-03-02 transaction · row 15
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 15 · 2020-03-02 · Purchase · Acquired 150 · Balance 148,303 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,391 |
Reported balance
After 2020-03-01 transaction · row 16
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 16 · 2020-03-01 · Purchase · Acquired 88 · Balance 148,391 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,445 |
Reported balance
After 2020-03-02 transaction · row 17
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 17 · 2020-03-02 · Purchase · Acquired 54 · Balance 148,445 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 148,496 |
Reported balance
After 2020-03-02 transaction · row 18
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 18 · 2020-03-02 · Purchase · Acquired 51 · Balance 148,496 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,318 |
Reported balance
After 2020-03-02 transaction · row 19
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 19 · 2020-03-02 · Purchase · Acquired 822 · Balance 149,318 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,565 |
Reported balance
After 2020-03-02 transaction · row 20
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 20 · 2020-03-02 · Purchase · Acquired 247 · Balance 149,565 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,575 |
Reported balance
After 2020-03-02 transaction · row 21
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 21 · 2020-03-02 · Purchase · Acquired 10 · Balance 149,575 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,607 |
Reported balance
After 2020-03-02 transaction · row 22
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 22 · 2020-03-02 · Purchase · Acquired 32 · Balance 149,607 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,854 |
Reported balance
After 2020-03-02 transaction · row 23
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 23 · 2020-03-02 · Purchase · Acquired 247 · Balance 149,854 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 149,891 |
Reported balance
After 2020-03-02 transaction · row 24
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 24 · 2020-03-02 · Purchase · Acquired 37 · Balance 149,891 |
| Tri-Continental Corporation Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
After 2020-03-02 transaction · row 25
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 25 · 2020-03-02 · Purchase · Acquired 109 · Balance 150,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 680 | $25.46 | $17,312.80 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 4 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,976 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 200 | $25.49 | $5,098.00 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 3 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,296 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 49 | $25.51 | $1,249.99 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 2 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,096 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 20:10 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 47 | $25.54 | $1,200.38 |
DisclosureSEC source: 0001567619-20-005423 · doc1.xml · nonDerivative · entry 1 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,047 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 20:14 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 88 | $26.62 | $2,342.56 |
DisclosureSEC source: 0001567619-20-005425 · doc1.xml · nonDerivative · entry 16 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,391 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,134 | $22.89 | $25,957.26 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 13 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,175 | $22.90 | $26,907.50 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 12 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,866 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,672 | $22.88 | $38,255.36 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 11 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,691 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 882 | $22.87 | $20,171.34 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 10 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,019 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,733 | $22.84 | $39,581.72 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 9 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,137 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 1,398 | $22.85 | $31,944.30 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 8 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,404 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 606 | $22.86 | $13,853.16 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 7 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,006 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 100 | $22.87 | $2,286.50 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 6 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,400 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 200 | $22.85 | $4,569.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 5 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,300 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 500 | $22.83 | $11,415.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 4 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,100 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 400 | $22.82 | $9,128.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 3 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,600 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 100 | $22.79 | $2,279.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 2 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,200 Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 14:29 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 100 | $22.80 | $2,280.00 |
DisclosureSEC source: 0001140361-17-012990 · doc1.xml · nonDerivative · entry 1 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,100 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:53 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 2,205 | $22.58 | $49,788.90 |
DisclosureSEC source: 0001140361-17-004121 · doc1.xml · nonDerivative · entry 3 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:53 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 500 | $22.56 | $11,280.00 |
DisclosureSEC source: 0001140361-17-004121 · doc1.xml · nonDerivative · entry 2 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,795 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:53 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseTri-Continental Corporation Common Stock | 2,295 | $22.54 | $51,729.30 |
DisclosureSEC source: 0001140361-17-004121 · doc1.xml · nonDerivative · entry 1 KING DAVID L · CIK 0001198287 · Portfolio Manager of Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,295 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.