Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLAGSTAR BANK, NATIONAL ASSOCIATIONNYCB · Entity 3855 | Director · President & CEO | April 29, 2020 | April 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLAGSTAR BANK, NATIONAL ASSOCIATION
Report date April 29, 2020 · Filed April 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,858,053 |
Reported balance
After 2020-04-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-29 · Tax withholding · Disposed 10,006 · Balance 3,858,053 F1: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 724,356 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 724,356 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 698,024 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 698,024 |
| Common StockSEC Table I · non-derivative | IndirectBy Ficalora Family Foundation | 300,863 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 300,863 |
| Common StockSEC Table I · non-derivative | IndirectBy SERP | 1,175,347 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,175,347 |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award X | 52,869 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 52,869 F2: The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XI | 100,646 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 100,646 F3: The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XII | 79,006 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 79,006 F4: The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XIII | 40,864 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 40,864 F5: The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award XIV | 63,177 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 63,177 F6: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2: The remaining 52,869 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 16, 2021.
F3: The remaining 100,646 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 29, 2021.
F4: The remaining 79,006 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three approximately equal annual installments commencing on March 26, 2021.
F5: The remaining 40,864 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in two equal annual installments commencing on April 29, 2021.
F6: 63,177 shares granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in three equal annual installments commencing on March 17, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 46,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 6 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award VIII Disclosed balance after: 92,137 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. F4 · ownership.nature: The remaining 92,137 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 18, 2018. Read SEC document |
| March 18, 2017 Filed Mar 23, 2017 20:00 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 46,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006746 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,281,510 F1 · kind: Since the reporting person's last report 46,512 shares, 51,540 shares, and 46,069 shares previously held by Stock Award IX, Stock Award VII, and Stock Award VIII, respectively, have vested and are now owned directly. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | Tax withholdingCommon Stock | 29,581 | $14.36 | $424,783.16 |
DisclosureSEC source: 0001225208-17-006522 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235,441 F1 · balance_after: The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested. Read SEC document |
| February 23, 2017 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 6,357 | $15.48 | $98,419.71 |
DisclosureSEC source: 0001225208-17-006522 · doc4.xml · nonDerivative · entry 4 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 585,264 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 22, 2017 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 10,844 | $15.34 | $166,396.84 |
DisclosureSEC source: 0001225208-17-006522 · doc4.xml · nonDerivative · entry 5 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 989,580 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| February 22, 2017 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 6,684 | $15.34 | $102,554.62 |
DisclosureSEC source: 0001225208-17-006522 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 609,914 F2 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| December 31, 2016 Filed Mar 17, 2017 20:32 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 858 | $15.71 | $13,479.18 |
DisclosureSEC source: 0001225208-17-006522 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 578,907 F3 · kind: This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c). Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 18:06 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 10,341 | $15.92 | $164,628.72 |
DisclosureSEC source: 0001225208-16-042170 · doc4.xml · nonDerivative · entry 3 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 978,736 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 18:06 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 6,120 | $15.89 | $97,229.66 |
DisclosureSEC source: 0001225208-16-042170 · doc4.xml · nonDerivative · entry 2 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 578,049 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 18:06 UTC | FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 | OtherCommon Stock | 6,373 | $15.92 | $101,458.16 |
DisclosureSEC source: 0001225208-16-042170 · doc4.xml · nonDerivative · entry 1 FICALORA JOSEPH R · CIK 0001215089 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 603,230 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.