Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | June 30, 2020 | July 02, 2020 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30 | Direct | 8,772 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30 | Direct | 17,543 |
Reported balance
After 2020-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
UNIVERSAL ELECTRONICS INC
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,021 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.
F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 1,304 | $19.55 | $25,493.20 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 2,608 | $18.55 | $48,378.40 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 522 | $17.88 | $9,333.36 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 1,045 | $16.98 | $17,744.10 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiLAC Class A | 1,835 | $20.25 | $37,150.31 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067 F3 · price: The price reflects a weighted average of purchases made at prices ranging from $20.244 to $20.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 1,310 | $18.99 | $24,876.90 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 525 | $17.10 | $8,977.50 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class C | 31,361 | $28.52 | $894,356.13 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,583 F2 · price: The price reflects a weighted average of purchases made at prices ranging from $28.495 to $28.535. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 10,456 | $15.59 | $163,009.04 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 20,905 | $14.79 | $309,184.95 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiberty Global Class A | 10,500 | $29.45 | $309,183.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,841 F1 · price: The price reflects a weighted average of purchases made at prices ranging from $29.44 to $29.46. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 10,500 | $15.79 | $165,795.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024310 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:46 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024310 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000461 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000461 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units C · Derivative | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214 Underlying: LiLAC Class C · 214 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's LiLAC Class C ordinary shares. F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F7 · derivative.exercise_date: The Restricted Share Units will vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F5 · derivative.expiration_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 728 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728 Underlying: LiLAC Class C · 728 shares Expires 2023-06-16 F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 533 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533 Underlying: LiLAC Class C · 533 shares Expires 2022-06-25 F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 708 | $0.00 Strike: $41.47 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708 Underlying: LiLAC Class C · 708 shares Expires 2021-06-26 F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 575 | $0.00 Strike: $36.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 Underlying: LiLAC Class C · 575 shares Expires 2020-06-28 F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| October 25, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,245 | $0.00 Strike: $33.58 | $0.00 |
DisclosureSEC source: 0001570585-16-000942 · wf-form4_147864556951518.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: LiLAC Class C · 1,245 shares Expires 2020-06-28 F1 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143596 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143596 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionStock Option (Rt. to Buy) · Derivative | 53 | $21.95 Strike: $21.95 | $1,163.09 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 53 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 53 | $76.51 | $4,055.19 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · nonDerivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,221 Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 53 | $21.95 | $1,163.09 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionStock Option (Rt to Buy) · Derivative | 5,447 | $21.95 Strike: $21.95 | $119,534.42 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,053 Underlying: Common Stock · 5,447 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 3,350 | $76.57 | $256,506.49 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,221 Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 5,447 | $76.54 | $416,919.92 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,571 Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:37 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 5,447 | $21.95 | $119,534.42 |
DisclosureSEC source: 0001209191-16-140405 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 511 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511 Underlying: LiLAC Class C · 511 shares Expires 2022-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 247 | $0.00 Strike: $23.87 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247 Underlying: LiLAC Class C · 247 shares Expires 2022-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 270 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270 Underlying: LiLAC Class C · 270 shares Expires 2021-06-21 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 129 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 Underlying: LiLAC Class C · 129 shares Expires 2021-06-21 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 183 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183 Underlying: LiLAC Class C · 183 shares Expires 2020-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 366 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 Underlying: LiLAC Class C · 366 shares Expires 2020-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 652 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Underlying: LiLAC Class C · 652 shares Expires 2019-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2019-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $16.24 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2018-06-12 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $15.53 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: LiLAC Class C · 2,608 shares Expires 2018-06-12 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $19.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304 Underlying: LiLAC Class C · 1,304 shares Expires 2017-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:53 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $18.55 | $0.00 |
DisclosureSEC source: 0001570585-16-000943 · wf-form4_147864558524557.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 Underlying: LiLAC Class C · 2,608 shares Expires 2017-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Restricted Share Units A · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 22 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107 Underlying: LiLAC Class A · 107 shares Expires not disclosed F8 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's LiLAC Class A ordinary shares. F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F9 · derivative.exercise_date: The Restricted Share Units will vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F9 · derivative.expiration_date: The Restricted Share Units will vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 364 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364 Underlying: LiLAC Class A · 364 shares Expires 2023-06-16 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F6 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 268 | $0.00 Strike: $53.50 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268 Underlying: LiLAC Class A · 268 shares Expires 2022-06-25 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 355 | $0.00 Strike: $41.43 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Underlying: LiLAC Class A · 355 shares Expires 2021-06-26 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2015 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 578 | $0.00 Strike: $35.16 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578 Underlying: LiLAC Class A · 578 shares Expires 2020-06-28 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 248 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248 Underlying: LiLAC Class A · 248 shares Expires 2022-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 130 | $0.00 Strike: $20.02 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: LiLAC Class A · 130 shares Expires 2021-06-21 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.