Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | June 30, 2020 | July 02, 2020 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30 | Direct | 8,772 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30 | Direct | 17,543 |
Reported balance
After 2020-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
UNIVERSAL ELECTRONICS INC
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,021 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.
F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040443 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. F3 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040443 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-040443 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:37 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 17,543 | $0.00 Strike: $21.51 | $0.00 |
DisclosureSEC source: 0001570585-20-000222 · wf-form4_159372584548116.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,543 Underlying: Class C Ordinary Shares · 17,543 shares Expires 2030-06-30 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 17:37 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option A (right to buy) · Derivative | 8,772 | $0.00 Strike: $21.86 | $0.00 |
DisclosureSEC source: 0001570585-20-000222 · wf-form4_159372584548116.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,772 Underlying: Class A Ordinary Shares · 8,772 shares Expires 2030-06-30 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 2,937 | $0.00 Strike: $10.57 | $0.00 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 2,937 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 1,470 | $0.00 Strike: $10.51 | $0.00 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 1,470 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option A (right to buy) · Derivative | 1,476 | $0.00 Strike: $10.64 | $0.00 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 1,476 shares Expires 2020-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass C Ordinary Shares | 4,407 | $21.26 | $93,678.72 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 F1 · price: The price reflects a weighted average of sales made at prices ranging from $21.25 to $21.265. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 2,937 | $10.57 | $31,044.09 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 1,470 | $10.51 | $15,449.70 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass A Ordinary Shares | 1,476 | $21.75 | $32,095.62 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 17:49 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass A Ordinary Shares | 1,476 | $10.64 | $15,704.64 |
DisclosureSEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 4,614 | Not disclosed Strike: $28.82 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,614 Underlying: Class C Ordinary Shares · 4,614 shares Expires 2023-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Disposition to issuerShare Option C (right to buy) · Derivative | 4,614 | Not disclosed Strike: $28.82 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 4,614 shares Expires 2020-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 9,985 | Not disclosed Strike: $26.77 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,985 Underlying: Class C Ordinary Shares · 9,985 shares Expires 2023-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Disposition to issuerShare Option C (right to buy) · Derivative | 9,985 | Not disclosed Strike: $26.77 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 9,985 shares Expires 2020-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option A (right to buy) · Derivative | 4,634 | Not disclosed Strike: $29.22 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Class A Ordinary Shares · 4,634 shares Expires 2023-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Disposition to issuerShare Option A (right to buy) · Derivative | 4,634 | Not disclosed Strike: $29.22 | Not disclosed |
DisclosureSEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 4,634 shares Expires 2020-06-28 F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022245 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:28 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022245 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000620 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000620 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051466 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:50 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051466 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040709 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 2,000 | $40.51 | $81,010.00 |
DisclosureSEC source: 0001209191-19-036802 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · shares: The shares sold were owned by the spouse of reporting person and reporting person disclaims benefial ownership thereto. F2 · price: This is the weighted average of the price traded. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:33 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 13,621 | $0.00 Strike: $25.73 | $0.00 |
DisclosureSEC source: 0001570585-19-000178 · wf-form4_156046161163968.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,621 Underlying: Class C Ordinary Shares · 13,621 shares Expires 2029-06-11 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2020 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 17:33 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option A (right to buy) · Derivative | 6,811 | $0.00 Strike: $26.46 | $0.00 |
DisclosureSEC source: 0001570585-19-000178 · wf-form4_156046161163968.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,811 Underlying: Class A Ordinary Shares · 6,811 shares Expires 2029-06-11 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2020 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 5,227 | $0.00 Strike: $5.86 | $0.00 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 5,227 shares Expires 2019-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 10,454 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 10,454 shares Expires 2019-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option A (right to buy) · Derivative | 5,250 | $0.00 Strike: $5.93 | $0.00 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 5,250 shares Expires 2019-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass C Ordinary Shares | 15,681 | $25.13 | $393,985.13 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 F2 · price: The price reflects a weighted average of sales made at prices ranging from $25.05 to $25.125. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 5,227 | $5.86 | $30,630.22 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 10,454 | $5.85 | $61,155.90 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass A Ordinary Shares | 5,250 | $25.62 | $134,527.05 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 F1 · price: The price reflects a weighted average of sales made at prices ranging from $25.55 to $25.63. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 17:29 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass A Ordinary Shares | 5,250 | $5.93 | $31,132.50 |
DisclosureSEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,000 | $44.63 | $44,628.60 |
DisclosureSEC source: 0001209191-19-029141 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,771 F1 · price: This is the weighted average of the price traded. Read SEC document |
| May 08, 2019 Filed May 15, 2019 19:52 UTC Amendment | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 1,000 | $44.63 | $44,628.60 |
DisclosureSEC source: 0001209191-19-029958 · doc4a.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,771 F1 · price: This is the weighted average of the price traded. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022166 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:20 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022166 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000712 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000712 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052868 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:48 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052868 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 18:14 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GiftCommon Stock | 600 | $43.14 | $25,884.00 |
DisclosureSEC source: 0001209191-18-047287 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,021 F1 · price: This is a weighted average of the price of the shares on the transaction date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040618 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040618 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.