Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | June 30, 2020 | July 02, 2020 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30 | Direct | 8,772 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30 | Direct | 17,543 |
Reported balance
After 2020-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
UNIVERSAL ELECTRONICS INC
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,021 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.
F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 184 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184 Underlying: LiLAC Class A · 184 shares Expires 2020-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 655 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655 Underlying: LiLAC Class A · 655 shares Expires 2019-06-17 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $15.79 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: LiLAC Class A · 1,310 shares Expires 2018-06-12 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| July 01, 2016 Filed Nov 8, 2016 17:52 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $18.99 | $0.00 |
DisclosureSEC source: 0001570585-16-000941 · wf-form4_147864555097714.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: LiLAC Class A · 1,310 shares Expires 2017-06-19 F2 · kind: As a result of the LiLAC Distribution, pursuant to the anti-dilution provisions of the applicable incentive plan, the Reporting Person received an equity award based on his outstanding Liberty Global Group awards relating to shares of the corresponding Class of LiLAC Group ordinary shares (a "LiLAC Award"). The terms of the LiLAC Awards are, in all material respects, the same as those of the corresponding original Liberty Global Group award. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.