Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | June 30, 2020 | July 02, 2020 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30 | Direct | 8,772 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30 | Direct | 17,543 |
Reported balance
After 2020-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
UNIVERSAL ELECTRONICS INC
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,021 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.
F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 655 | $0.00 Strike: $7.14 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 17 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 655 shares Expires 2019-06-17 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 73 | $0.00 Strike: $11.52 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 16 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 73 shares Expires 2020-06-17 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 184 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 15 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 184 shares Expires 2020-06-17 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 578 | $0.00 Strike: $35.16 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 14 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 578 shares Expires 2020-06-28 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 231 | $0.00 Strike: $31.65 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 231 shares Expires 2020-06-28 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 52 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 52 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 130 | $0.00 Strike: $20.02 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 130 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 355 | $0.00 Strike: $41.43 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 355 shares Expires 2021-06-26 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 142 | $0.00 Strike: $37.31 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 142 shares Expires 2021-06-26 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 248 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 248 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 99 | $0.00 Strike: $20.89 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 99 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 107 | $0.00 Strike: $48.17 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 107 shares Expires 2022-06-25 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 268 | $0.00 Strike: $53.50 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 268 shares Expires 2022-06-25 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 364 | $0.00 Strike: $36.66 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 364 shares Expires 2023-06-16 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 146 | $0.00 Strike: $36.94 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 146 shares Expires 2023-06-16 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 894 | $0.00 Strike: $20.71 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 894 shares Expires 2024-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Class A | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 20:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 2,000 | $47.50 | $94,997.00 |
DisclosureSEC source: 0001209191-17-066302 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse/Children Disclosed balance after: 2,000 F1 · shares: Open market purchase by Spouse in which transaction occurred from, and shares will be held in, an account shared by spouse and daughters. Reporting person disclaims any pecuniary interest in these shares. F2 · price: This is the weighted average of the price traded. The high was $47.5042 and the low was $47.4664. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GiftCommon Stock | 400 | $51.09 | $20,436.00 |
DisclosureSEC source: 0001209191-17-060205 · doc4.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,871 F1 · shares: Shares gifted by Reporting Person to his grandchild. Reporting Person disclaims any pecuniary interest in these shares. F2 · price: This is a weighted average of the price of the shares on the transaction date. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GiftCommon Stock | 200 | $51.09 | $10,218.00 |
DisclosureSEC source: 0001209191-17-060205 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,271 F1 · shares: Shares gifted by Reporting Person to his grandchild. Reporting Person disclaims any pecuniary interest in these shares. F2 · price: This is a weighted average of the price of the shares on the transaction date. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055299 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055299 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 23:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Disposition to issuerStock Option (Rt. to Buy) · Derivative | 25,000 | $0.00 Strike: $48.61 | $0.00 |
DisclosureSEC source: 0001209191-17-052300 · doc4.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2023-02-10 F1 · shares: Reporting person has voluntarily rescinded these stock options which were originally granted on February 10, 2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043335 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2017 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043335 · doc4.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:22 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043335 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 14 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units C · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Restricted Share Units A · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units C · Derivative | 1,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 1,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Restricted Share Units A · Derivative | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option C (right to buy) · Derivative | 1,788 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Underlying: LiLAC Class C · 1,788 shares Expires 2024-06-21 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiLAC Share Option A (right to buy) · Derivative | 894 | $0.00 Strike: $20.71 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894 Underlying: LiLAC Class A · 894 shares Expires 2024-06-21 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Option C (right to buy) · Derivative | 14,300 | $0.00 Strike: $27.85 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Underlying: Liberty Global Class C · 14,300 shares Expires 2024-06-21 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantLiberty Global Share Option A (right to buy) · Derivative | 7,150 | $0.00 Strike: $28.83 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150 Underlying: Liberty Global Class A · 7,150 shares Expires 2024-06-21 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class C | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Class A | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class C | 1,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 17:41 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Class A | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $19.55 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 22 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,304 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $18.55 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 21 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 2,608 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option C (right to buy) · Derivative | 522 | $0.00 Strike: $17.88 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 20 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 522 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option C (right to buy) · Derivative | 1,045 | $0.00 Strike: $16.98 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 19 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,045 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $18.99 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 18 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,310 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiLAC Share Option A (right to buy) · Derivative | 525 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 17 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 525 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative | 10,456 | $0.00 Strike: $15.59 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 16 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 10,456 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative | 20,905 | $0.00 Strike: $14.79 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 15 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class C · 20,905 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionLiberty Global Share Option A (right to buy) · Derivative | 10,500 | $0.00 Strike: $15.79 | $0.00 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 14 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Liberty Global Class A · 10,500 shares Expires 2017-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 17:23 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleLiLAC Class C | 5,479 | $19.88 | $108,941.70 |
DisclosureSEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,322 F4 · price: The price reflects a weighted average of purchases made at prices ranging from $19.8809 to $19.8838. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.