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SPARKMAN J C

Disclosed activity across 2 companies

Tapewire entity
148030
SEC CIK
0001216551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Liberty Global Ltd.LBTY · Entity 4116DirectorJune 30, 2020July 02, 2020
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorJuly 01, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liberty Global Ltd.

Report date June 30, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30Direct8,772 Reported balance After 2020-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30Direct17,543 Reported balance After 2020-06-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

UNIVERSAL ELECTRONICS INC

Report date July 01, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,021 Reported balance After 2020-07-01 transaction · row 1
1 source row

Row 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,000 Reported balance After 2020-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 655 $0.00 Strike: $7.14 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 17

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 655 shares

Expires 2019-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 73 $0.00 Strike: $11.52 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 73 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 184 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 184 shares

Expires 2020-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 578 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 578 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 231 $0.00 Strike: $31.65 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 231 shares

Expires 2020-06-28

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 52 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 52 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 130 $0.00 Strike: $20.02 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 130 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 355 $0.00 Strike: $41.43 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 355 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 142 $0.00 Strike: $37.31 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 142 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 248 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 248 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 99 $0.00 Strike: $20.89 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 99 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 107 $0.00 Strike: $48.17 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 107 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 268 $0.00 Strike: $53.50 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 268 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 364 $0.00 Strike: $36.66 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 364 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 146 $0.00 Strike: $36.94 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 146 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 894 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 894 shares

Expires 2024-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Class A 2,217 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 15, 2017 Filed Dec 19, 2017 20:56 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 PurchaseCommon Stock 2,000 $47.50 $94,997.00
Disclosure

SEC source: 0001209191-17-066302 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Children

Disclosed balance after: 2,000

F1 · shares: Open market purchase by Spouse in which transaction occurred from, and shares will be held in, an account shared by spouse and daughters. Reporting person disclaims any pecuniary interest in these shares.

F2 · price: This is the weighted average of the price traded. The high was $47.5042 and the low was $47.4664.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GiftCommon Stock 400 $51.09 $20,436.00
Disclosure

SEC source: 0001209191-17-060205 · doc4.xml · nonDerivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,871

F1 · shares: Shares gifted by Reporting Person to his grandchild. Reporting Person disclaims any pecuniary interest in these shares.

F2 · price: This is a weighted average of the price of the shares on the transaction date.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 16:36 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GiftCommon Stock 200 $51.09 $10,218.00
Disclosure

SEC source: 0001209191-17-060205 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,271

F1 · shares: Shares gifted by Reporting Person to his grandchild. Reporting Person disclaims any pecuniary interest in these shares.

F2 · price: This is a weighted average of the price of the shares on the transaction date.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055299 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:34 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055299 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
September 11, 2017 Filed Sep 11, 2017 23:17 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Disposition to issuerStock Option (Rt. to Buy) · Derivative 25,000 $0.00 Strike: $48.61 $0.00
Disclosure

SEC source: 0001209191-17-052300 · doc4.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-02-10

F1 · shares: Reporting person has voluntarily rescinded these stock options which were originally granted on February 10, 2016.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 20:22 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043335 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2017 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2017.

F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:22 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043335 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:22 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-043335 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units C · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units C · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units A · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Restricted Share Units A · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units C · Derivative 1,718 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Restricted Share Units A · Derivative 859 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.

F3 · derivative.exercise_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

F3 · derivative.expiration_date: The Restricted Share Units vest in full on the date of the Issuer's 2017 annual general meeting of shareholders.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiLAC Share Option C (right to buy) · Derivative 1,788 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: LiLAC Class C · 1,788 shares

Expires 2024-06-21

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiLAC Share Option A (right to buy) · Derivative 894 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: LiLAC Class A · 894 shares

Expires 2024-06-21

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiberty Global Share Option C (right to buy) · Derivative 14,300 $0.00 Strike: $27.85 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,300

Underlying: Liberty Global Class C · 14,300 shares

Expires 2024-06-21

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantLiberty Global Share Option A (right to buy) · Derivative 7,150 $0.00 Strike: $28.83 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Liberty Global Class A · 7,150 shares

Expires 2024-06-21

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class C 300 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Class A 150 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class C 1,718 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 17:41 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Class A 859 $0.00 $0.00
Disclosure

SEC source: 0001570585-17-000218 · wf-form4_149825407159451.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option C (right to buy) · Derivative 1,304 $0.00 Strike: $19.55 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 22

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,304 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option C (right to buy) · Derivative 2,608 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 21

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 2,608 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option C (right to buy) · Derivative 522 $0.00 Strike: $17.88 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 20

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 522 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option C (right to buy) · Derivative 1,045 $0.00 Strike: $16.98 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 19

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,045 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option A (right to buy) · Derivative 1,310 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 18

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,310 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiLAC Share Option A (right to buy) · Derivative 525 $0.00 Strike: $17.10 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 17

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 525 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative 10,456 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 10,456 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Option C (right to buy) · Derivative 20,905 $0.00 Strike: $14.79 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class C · 20,905 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionLiberty Global Share Option A (right to buy) · Derivative 10,500 $0.00 Strike: $15.79 $0.00
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Liberty Global Class A · 10,500 shares

Expires 2017-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 17:23 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleLiLAC Class C 5,479 $19.88 $108,941.70
Disclosure

SEC source: 0001570585-17-000197 · wf-form4_149764819422846.xml · nonDerivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,322

F4 · price: The price reflects a weighted average of purchases made at prices ranging from $19.8809 to $19.8838. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.