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SPARKMAN J C

Disclosed activity across 2 companies

Tapewire entity
148030
SEC CIK
0001216551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Liberty Global Ltd.LBTY · Entity 4116DirectorJune 30, 2020July 02, 2020
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorJuly 01, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liberty Global Ltd.

Report date June 30, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30Direct8,772 Reported balance After 2020-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30Direct17,543 Reported balance After 2020-06-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

UNIVERSAL ELECTRONICS INC

Report date July 01, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,021 Reported balance After 2020-07-01 transaction · row 1
1 source row

Row 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,000 Reported balance After 2020-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2018 Filed Jul 3, 2018 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040618 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 18:18 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 15,882 $0.00 Strike: $29.07 $0.00
Disclosure

SEC source: 0001570585-18-000252 · wf-form4_152901467524040.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,882

Underlying: Class C Ordinary Shares · 15,882 shares

Expires 2025-06-12

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2019 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 18:18 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 7,941 $0.00 Strike: $30.14 $0.00
Disclosure

SEC source: 0001570585-18-000252 · wf-form4_152901467524040.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941

Underlying: Class A Ordinary Shares · 7,941 shares

Expires 2025-06-12

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2019 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 10,453 $0.00 Strike: $12.95 $0.00
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 10,453 shares

Expires 2018-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 20,905 $0.00 Strike: $12.38 $0.00
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 20,905 shares

Expires 2018-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option A (right to buy) · Derivative 10,502 $0.00 Strike: $13.13 $0.00
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 10,502 shares

Expires 2018-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass C Ordinary Shares 31,358 $28.68 $899,347.44
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,301

F2 · price: The price reflects a weighted average of sales made at prices ranging from $28.66 to $28.705. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 10,453 $12.95 $135,366.35
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 20,905 $12.38 $258,803.90
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass A Ordinary Shares 10,502 $29.47 $309,493.94
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

F1 · price: The price reflects a weighted average of sales made at prices ranging from $29.46 to $29.48. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass A Ordinary Shares 10,502 $13.13 $137,891.26
Disclosure

SEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022844 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:03 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022844 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:09 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001076 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 22:09 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001076 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 1,045 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,045 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 522 $0.00 Strike: $14.86 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 522 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 1,304 $0.00 Strike: $16.24 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,304 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 2,608 $0.00 Strike: $15.53 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 2,608 shares

Expires 2018-06-12

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 652 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 652 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 1,304 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,304 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 522 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 522 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 261 $0.00 Strike: $6.72 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 261 shares

Expires 2019-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 183 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 183 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 366 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 366 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 146 $0.00 Strike: $12.13 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 146 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 73 $0.00 Strike: $12.06 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 73 shares

Expires 2020-06-17

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 575 $0.00 Strike: $36.16 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 575 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 499 $0.00 Strike: $30.72 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 499 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 230 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 230 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 1,245 $0.00 Strike: $33.58 $0.00
Disclosure

SEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,245 shares

Expires 2020-06-28

F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 108 $0.00 Strike: $18.19 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 16

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 108 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 52 $0.00 Strike: $18.84 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 15

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 52 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 270 $0.00 Strike: $19.89 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 14

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 270 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 129 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 13

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 129 shares

Expires 2021-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 284 $0.00 Strike: $37.95 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 12

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 284 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 708 $0.00 Strike: $41.47 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 11

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 708 shares

Expires 2021-06-26

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 99 $0.00 Strike: $21.84 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 10

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 99 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 511 $0.00 Strike: $23.20 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 9

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 511 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 204 $0.00 Strike: $21.22 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 204 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 247 $0.00 Strike: $23.87 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 247 shares

Expires 2022-06-19

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 213 $0.00 Strike: $47.89 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 213 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 533 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 533 shares

Expires 2022-06-25

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 292 $0.00 Strike: $37.48 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 292 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 728 $0.00 Strike: $37.18 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 728 shares

Expires 2023-06-16

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option C (right to buy) · Derivative 1,788 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class C · 1,788 shares

Expires 2024-06-21

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:08 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Class C 4,622 $0.00 $0.00
Disclosure

SEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 1,310 $0.00 Strike: $15.79 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 20

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 1,310 shares

Expires 2018-06-12

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 524 $0.00 Strike: $14.21 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 19

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 524 shares

Expires 2018-06-12

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
December 29, 2017 Filed Feb 14, 2018 21:07 UTC Liberty Global Ltd. LBTY · Entity 4116 OtherLiLAC Share Option A (right to buy) · Derivative 262 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 18

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: LiLAC Class A · 262 shares

Expires 2019-06-17

F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act.

F6 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.