Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liberty Global Ltd.LBTY · Entity 4116 | Director | June 30, 2020 | July 02, 2020 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liberty Global Ltd.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30 | Direct | 8,772 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30 | Direct | 17,543 |
Reported balance
After 2020-06-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543 F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
UNIVERSAL ELECTRONICS INC
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,021 |
Reported balance
After 2020-07-01 transaction · row 1
1 source rowRow 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2020-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.
F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2018 Filed Jul 3, 2018 16:32 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040618 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 18:18 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option C (right to buy) · Derivative | 15,882 | $0.00 Strike: $29.07 | $0.00 |
DisclosureSEC source: 0001570585-18-000252 · wf-form4_152901467524040.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,882 Underlying: Class C Ordinary Shares · 15,882 shares Expires 2025-06-12 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2019 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 18:18 UTC | Liberty Global Ltd. LBTY · Entity 4116 | GrantShare Option A (right to buy) · Derivative | 7,941 | $0.00 Strike: $30.14 | $0.00 |
DisclosureSEC source: 0001570585-18-000252 · wf-form4_152901467524040.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,941 Underlying: Class A Ordinary Shares · 7,941 shares Expires 2025-06-12 F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2019 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 10,453 | $0.00 Strike: $12.95 | $0.00 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 10,453 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option C (right to buy) · Derivative | 20,905 | $0.00 Strike: $12.38 | $0.00 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Ordinary Shares · 20,905 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionShare Option A (right to buy) · Derivative | 10,502 | $0.00 Strike: $13.13 | $0.00 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 10,502 shares Expires 2018-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass C Ordinary Shares | 31,358 | $28.68 | $899,347.44 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 F2 · price: The price reflects a weighted average of sales made at prices ranging from $28.66 to $28.705. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 10,453 | $12.95 | $135,366.35 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass C Ordinary Shares | 20,905 | $12.38 | $258,803.90 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | SaleClass A Ordinary Shares | 10,502 | $29.47 | $309,493.94 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 F1 · price: The price reflects a weighted average of sales made at prices ranging from $29.46 to $29.48. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:32 UTC | Liberty Global Ltd. LBTY · Entity 4116 | Exercise / conversionClass A Ordinary Shares | 10,502 | $13.13 | $137,891.26 |
DisclosureSEC source: 0001570585-18-000223 · wf-form4_152823429656741.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022844 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022844 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001076 · doc4.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001076 · doc4.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 1,045 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 16 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,045 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 522 | $0.00 Strike: $14.86 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 15 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 522 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $16.24 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 14 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,304 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 2,608 | $0.00 Strike: $15.53 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 2,608 shares Expires 2018-06-12 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 652 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 652 shares Expires 2019-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 1,304 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,304 shares Expires 2019-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 522 | $0.00 Strike: $6.71 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 522 shares Expires 2019-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 261 | $0.00 Strike: $6.72 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 261 shares Expires 2019-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 183 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 183 shares Expires 2020-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 366 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 366 shares Expires 2020-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 146 | $0.00 Strike: $12.13 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 146 shares Expires 2020-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 73 | $0.00 Strike: $12.06 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 73 shares Expires 2020-06-17 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 575 | $0.00 Strike: $36.16 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 575 shares Expires 2020-06-28 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 499 | $0.00 Strike: $30.72 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 499 shares Expires 2020-06-28 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 230 | $0.00 Strike: $33.08 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 230 shares Expires 2020-06-28 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 1,245 | $0.00 Strike: $33.58 | $0.00 |
DisclosureSEC source: 0001570585-18-000099 · wf-form5_151866049284388.xml · derivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,245 shares Expires 2020-06-28 F1 · kind: In connection with the Split-Off (as described in the Remarks section), the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 108 | $0.00 Strike: $18.19 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 16 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 108 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 52 | $0.00 Strike: $18.84 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 15 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 52 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 270 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 14 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 270 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 129 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 13 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 129 shares Expires 2021-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 284 | $0.00 Strike: $37.95 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 12 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 284 shares Expires 2021-06-26 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 708 | $0.00 Strike: $41.47 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 11 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 708 shares Expires 2021-06-26 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 99 | $0.00 Strike: $21.84 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 10 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 99 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 511 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 9 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 511 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 204 | $0.00 Strike: $21.22 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 8 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 204 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 247 | $0.00 Strike: $23.87 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 7 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 247 shares Expires 2022-06-19 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 213 | $0.00 Strike: $47.89 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 6 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 213 shares Expires 2022-06-25 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 533 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 5 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 533 shares Expires 2022-06-25 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2016 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 292 | $0.00 Strike: $37.48 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 4 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 292 shares Expires 2023-06-16 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 728 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 3 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 728 shares Expires 2023-06-16 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2017 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option C (right to buy) · Derivative | 1,788 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · derivative · entry 2 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class C · 1,788 shares Expires 2024-06-21 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2018 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:08 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Class C | 4,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001570585-18-000098 · wf-form5_151866047471071.xml · nonDerivative · entry 1 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Split-Off (as described in the Remarks section), all of the outstanding ordinary shares of Liberty Global plc's (the "Issuer") Class A LiLAC ordinary shares, Class B LiLAC ordinary shares and Class C LiLAC ordinary shares were redesignated as deferred shares (with virtually no economic rights) and those deferred shares were transferred for no consideration to a third-party designee. The Split-Off was exempt pursuant to Rule 16b-7 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 1,310 | $0.00 Strike: $15.79 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 20 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 1,310 shares Expires 2018-06-12 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 524 | $0.00 Strike: $14.21 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 19 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 524 shares Expires 2018-06-12 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 21:07 UTC | Liberty Global Ltd. LBTY · Entity 4116 | OtherLiLAC Share Option A (right to buy) · Derivative | 262 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001570585-18-000097 · wf-form5_151866045608292.xml · derivative · entry 18 SPARKMAN J C · CIK 0001216551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: LiLAC Class A · 262 shares Expires 2019-06-17 F2 · kind: In connection with the Split-Off, the options were converted on a one-for-one basis, pursuant to the anti-dilution provisions of the plan under which the options were granted, to options of Splitco with the same terms, conditions and share class as the Issuer's options. These transactions were approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Act. F6 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.