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SPARKMAN J C

Disclosed activity across 2 companies

Tapewire entity
148030
SEC CIK
0001216551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Liberty Global Ltd.LBTY · Entity 4116DirectorJune 30, 2020July 02, 2020
UNIVERSAL ELECTRONICS INCUEIC · Entity 366DirectorJuly 01, 2020July 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Liberty Global Ltd.

Report date June 30, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option A (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.86 · Expires 2030-06-30Direct8,772 Reported balance After 2020-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-30 · Grant · Acquired 8,772 · Balance 8,772

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Share Option C (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.51 · Expires 2030-06-30Direct17,543 Reported balance After 2020-06-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-30 · Grant · Acquired 17,543 · Balance 17,543

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

UNIVERSAL ELECTRONICS INC

Report date July 01, 2020 · Filed July 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,021 Reported balance After 2020-07-01 transaction · row 1
1 source row

Row 1 · 2020-07-01 · Exercise / conversion · Acquired 1,250 · Balance 54,021

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-07-01 · Exercise / conversion · Disposed 1,250 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,000 Reported balance After 2020-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-07-01 · Grant · Acquired 5,000 · Balance 5,000

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

F3: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2020 Filed Jul 2, 2020 20:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040443 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040443 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:52 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-040443 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:37 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 17,543 $0.00 Strike: $21.51 $0.00
Disclosure

SEC source: 0001570585-20-000222 · wf-form4_159372584548116.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,543

Underlying: Class C Ordinary Shares · 17,543 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:37 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 8,772 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001570585-20-000222 · wf-form4_159372584548116.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Class A Ordinary Shares · 8,772 shares

Expires 2030-06-30

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2021 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 2,937 $0.00 Strike: $10.57 $0.00
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 2,937 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 1,470 $0.00 Strike: $10.51 $0.00
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 1,470 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option A (right to buy) · Derivative 1,476 $0.00 Strike: $10.64 $0.00
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,476 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass C Ordinary Shares 4,407 $21.26 $93,678.72
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,301

F1 · price: The price reflects a weighted average of sales made at prices ranging from $21.25 to $21.265. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 2,937 $10.57 $31,044.09
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 1,470 $10.51 $15,449.70
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass A Ordinary Shares 1,476 $21.75 $32,095.62
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Read SEC document
June 12, 2020 Filed Jun 12, 2020 17:49 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass A Ordinary Shares 1,476 $10.64 $15,704.64
Disclosure

SEC source: 0001570585-20-000194 · wf-form4_159199854414907.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 4,614 Not disclosed Strike: $28.82 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

Underlying: Class C Ordinary Shares · 4,614 shares

Expires 2023-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 4,614 Not disclosed Strike: $28.82 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 4,614 shares

Expires 2020-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 9,985 Not disclosed Strike: $26.77 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,985

Underlying: Class C Ordinary Shares · 9,985 shares

Expires 2023-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option C (right to buy) · Derivative 9,985 Not disclosed Strike: $26.77 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 9,985 shares

Expires 2020-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 4,634 Not disclosed Strike: $29.22 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,634

Underlying: Class A Ordinary Shares · 4,634 shares

Expires 2023-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 17:32 UTC Liberty Global Ltd. LBTY · Entity 4116 Disposition to issuerShare Option A (right to buy) · Derivative 4,634 Not disclosed Strike: $29.22 Not disclosed
Disclosure

SEC source: 0001570585-20-000133 · wf-form4_158767750516256.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 4,634 shares

Expires 2020-06-28

F1 · kind: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · price: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F1 · derivative.exercise_date: The reported transactions involve an extension of the seven-year exercise period on existing share options for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding option were to be cancelled and replaced by a new option. However, from the Issuer's perspective, no new option is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.

F2 · derivative.exercise_date: Vesting and exercise of the existing option has not changed as a result of the extension and therefore the option continues to be immediately exercisable.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:28 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022245 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:28 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022245 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000620 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000620 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051466 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:50 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051466 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:38 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 2,000 $40.51 $81,010.00
Disclosure

SEC source: 0001209191-19-036802 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: The shares sold were owned by the spouse of reporting person and reporting person disclaims benefial ownership thereto.

F2 · price: This is the weighted average of the price traded.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 17:33 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option C (right to buy) · Derivative 13,621 $0.00 Strike: $25.73 $0.00
Disclosure

SEC source: 0001570585-19-000178 · wf-form4_156046161163968.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

Underlying: Class C Ordinary Shares · 13,621 shares

Expires 2029-06-11

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2020 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 17:33 UTC Liberty Global Ltd. LBTY · Entity 4116 GrantShare Option A (right to buy) · Derivative 6,811 $0.00 Strike: $26.46 $0.00
Disclosure

SEC source: 0001570585-19-000178 · wf-form4_156046161163968.xml · derivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811

Underlying: Class A Ordinary Shares · 6,811 shares

Expires 2029-06-11

F1 · derivative.exercise_date: The option vests in three equal annual installments commencing on the date of the Issuer's 2020 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 5,227 $0.00 Strike: $5.86 $0.00
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 8

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 5,227 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option C (right to buy) · Derivative 10,454 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 7

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Ordinary Shares · 10,454 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionShare Option A (right to buy) · Derivative 5,250 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · derivative · entry 6

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,250 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is immediately exercisable.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass C Ordinary Shares 15,681 $25.13 $393,985.13
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 5

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,301

F2 · price: The price reflects a weighted average of sales made at prices ranging from $25.05 to $25.125. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 5,227 $5.86 $30,630.22
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 4

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass C Ordinary Shares 10,454 $5.85 $61,155.90
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 SaleClass A Ordinary Shares 5,250 $25.62 $134,527.05
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

F1 · price: The price reflects a weighted average of sales made at prices ranging from $25.55 to $25.63. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 17:29 UTC Liberty Global Ltd. LBTY · Entity 4116 Exercise / conversionClass A Ordinary Shares 5,250 $5.93 $31,132.50
Disclosure

SEC source: 0001570585-19-000161 · wf-form4_155994293376414.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:40 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,000 $44.63 $44,628.60
Disclosure

SEC source: 0001209191-19-029141 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,771

F1 · price: This is the weighted average of the price traded.

Read SEC document
May 08, 2019 Filed May 15, 2019 19:52 UTC Amendment UNIVERSAL ELECTRONICS INC UEIC · Entity 366 SaleCommon Stock 1,000 $44.63 $44,628.60
Disclosure

SEC source: 0001209191-19-029958 · doc4a.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,771

F1 · price: This is the weighted average of the price traded.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022166 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:20 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022166 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000712 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:54 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-000712 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 21:48 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052868 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 21:48 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052868 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 18:14 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GiftCommon Stock 600 $43.14 $25,884.00
Disclosure

SEC source: 0001209191-18-047287 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,021

F1 · price: This is a weighted average of the price of the shares on the transaction date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040618 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018.

F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:32 UTC UNIVERSAL ELECTRONICS INC UEIC · Entity 366 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-040618 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.