Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Director | January 11, 2021 | January 13, 2021 |
| INTELLINETICS, INC.INLX · Entity 7575 | Director | February 16, 2021 | February 19, 2021 |
| Q/C TECHNOLOGIES, INC.MYMD · Entity 7735 | Director | April 16, 2021 | April 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date January 11, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2027-12-31 | Direct | 10,000 |
Reported balance
After 2021-01-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-11 · Grant · Acquired 10,000 · Balance 10,000 F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021. |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.59 · Expires 2023-05-31 | Direct | 13,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2021-06-01 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.69 · Expires 2022-12-31 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2025-12-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2026-12-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 10,000 |
| Common StockSEC Table I · non-derivative | Direct | 102,481 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 102,481 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-05-26 | Direct | 8,110 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 8,110 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-07-31 | Direct | 10,500 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,500 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30 | Direct | 11,278 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 11,278 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30 | Direct | 17,728 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 17,728 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.45 · Expires 2022-01-31 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 5,000 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2022-01-31 | Direct | 2,913 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,913 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2022-01-31 | Direct | 2,868 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,868 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-01-31 | Direct | 579 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 579 |
Filing footnotes · ownership attribution and instrument terms
F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.
INTELLINETICS, INC.
Report date February 16, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 44,477 |
Reported balance
After 2021-02-16 transaction · row 1
1 source rowRow 1 · 2021-02-16 · Grant · Acquired 6,900 · Balance 44,477 F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy.
Q/C TECHNOLOGIES, INC.
Report date April 16, 2021 · Filed April 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,236 |
Ending reported balance
After 2021-04-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-16 · Exercise / conversion · Acquired 43,930 · Balance 43,930 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). Row 2 · 2021-04-16 · Tax withholding · Disposed 14,694 · Balance 29,236 F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-16 · Exercise / conversion · Disposed 43,930 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").
F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021.
F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 16 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 11,278 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Underlying: Common Stock · 11,278 shares Expires 2021-11-30 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 10,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2021-07-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| January 05, 2017 Filed Jan 10, 2017 01:41 UTC | INTELLINETICS, INC. INLX · Entity 7575 | GrantCommon stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-001462 · v456641_4.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,122 F1 · price: Granted in exchange for director services to the Company, in accordance with the 2015 Intellinetics Inc. Equity Incentive Plan. Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherConvertible Note · Derivative | Not disclosed | $25,000.00 Strike: $0.65 | $25,000.00 |
DisclosureSEC source: 0001144204-17-000686 · v456273_form4.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,481 Underlying: Common stock · 38,461 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 02:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherConvertible Note · Derivative | Not disclosed | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0001144204-17-000686 · v456273_form4.xml · derivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,020 Underlying: Common stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms as sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms as sold to other investors. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:31 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseConvertible Note · Derivative | Not disclosed | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0001144204-16-137770 · v454338_form4.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,020 Underlying: Common stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms sold to other investors. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: Convertible Note is convertible into any equity securities next issued by the Company to investors on the same terms sold to other investors. F3 · balance_after: Total shares beneficially owned will be 279,020, plus any equity securities into which this note is convertible, based on as yet undetermined pricing. Read SEC document |
| November 30, 2016 Filed Dec 3, 2016 00:31 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseWarrant · Derivative | 6,250 | $4,250.00 Strike: $0.68 | $26,562,500.00 |
DisclosureSEC source: 0001144204-16-137770 · v454338_form4.xml · derivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,020 Underlying: Common stock · 6,250 shares Expires 2021-12-01 Read SEC document |
| October 13, 2016 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 14 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.