person · Reporting owner

SCHROEDER ROBERT C

Disclosed activity across 3 companies

Tapewire entity: 140150
SEC CIK: 0001268331

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AIR INDUSTRIES GROUPAIRI · Entity 7887	Director	January 11, 2021	January 13, 2021
INTELLINETICS, INC.INLX · Entity 7575	Director	February 16, 2021	February 19, 2021
Q/C TECHNOLOGIES, INC.MYMD · Entity 7735	Director	April 16, 2021	April 20, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AIR INDUSTRIES GROUP

Report date January 11, 2021 · Filed January 13, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2027-12-31	Direct	10,000	Reported balance After 2021-01-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-01-11 · Grant · Acquired 10,000 · Balance 10,000 F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.59 · Expires 2023-05-31	Direct	13,000	Reported balance Holding disclosure · report date 2021-01-11 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 13,000
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2021-06-01	Direct	3,000	Reported balance Holding disclosure · report date 2021-01-11 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 3,000
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.69 · Expires 2022-12-31	Direct	3,000	Reported balance Holding disclosure · report date 2021-01-11 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 3,000
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2025-12-31	Direct	10,000	Reported balance Holding disclosure · report date 2021-01-11 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 10,000
Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2026-12-31	Direct	10,000	Reported balance Holding disclosure · report date 2021-01-11 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 10,000
Common StockSEC Table I · non-derivative	Direct	102,481	Reported balance Holding disclosure · report date 2021-01-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 102,481
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-05-26	Direct	8,110	Reported balance Holding disclosure · report date 2021-01-11 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 8,110
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-07-31	Direct	10,500	Reported balance Holding disclosure · report date 2021-01-11 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 10,500
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30	Direct	11,278	Reported balance Holding disclosure · report date 2021-01-11 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 11,278
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30	Direct	17,728	Reported balance Holding disclosure · report date 2021-01-11 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 17,728
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.45 · Expires 2022-01-31	Direct	5,000	Reported balance Holding disclosure · report date 2021-01-11 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 5,000
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2022-01-31	Direct	2,913	Reported balance Holding disclosure · report date 2021-01-11 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 2,913
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2022-01-31	Direct	2,868	Reported balance Holding disclosure · report date 2021-01-11 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 2,868
Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-01-31	Direct	579	Reported balance Holding disclosure · report date 2021-01-11 · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · Balance 579

Filing footnotes · ownership attribution and instrument terms

F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.

INTELLINETICS, INC.

Report date February 16, 2021 · Filed February 19, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	44,477	Reported balance After 2021-02-16 transaction · row 1 1 source row Row 1 · 2021-02-16 · Grant · Acquired 6,900 · Balance 44,477 F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy.

Filing footnotes · ownership attribution and instrument terms

F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy.

Q/C TECHNOLOGIES, INC.

Report date April 16, 2021 · Filed April 20, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	29,236	Ending reported balance After 2021-04-16 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2021-04-16 · Exercise / conversion · Acquired 43,930 · Balance 43,930 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). Row 2 · 2021-04-16 · Tax withholding · Disposed 14,694 · Balance 29,236 F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-04-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-04-16 · Exercise / conversion · Disposed 43,930 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").

F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021.

F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 13, 2016 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
October 13, 2016 Filed Dec 5, 2019 19:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	8,110	$0.00 Strike: $6.15	$0.00	Disclosure SEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
June 29, 2016 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	Exercise / conversionCommon Stock	3,000	$2.95	$8,850.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 02, 2016 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F2 · derivative.exercise_date: Fully vested as of 01/01/2016 Read SEC document
June 02, 2016 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F2 · derivative.exercise_date: Fully vested as of 01/01/2016 Read SEC document
June 02, 2016 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F2 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
June 02, 2016 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F3 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
June 02, 2016 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F4 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
June 02, 2016 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F3 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
June 02, 2016 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F4 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
June 02, 2016 Filed Dec 5, 2019 19:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $4.64	$0.00	Disclosure SEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 5 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-06-01 F4 · derivative.exercise_date: Fully vested as of 01/01/2016. Read SEC document
April 06, 2015 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F1 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F1 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F1 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F2 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F3 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F2 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F3 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
April 06, 2015 Filed Dec 5, 2019 19:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	3,000	$0.00 Strike: $10.05	$0.00	Disclosure SEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 4 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-04-05 F3 · derivative.exercise_date: Fully vested as of 11/01/2016. Read SEC document
November 24, 2014 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
November 24, 2014 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	1,750	$0.00 Strike: $10.26	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 5 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2019-11-23 Read SEC document
August 21, 2014 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 5 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 5 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
August 21, 2014 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $9.24	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 4 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-08-20 Read SEC document
July 28, 2014 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 13 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed Feb 14, 2019 21:33 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document
July 28, 2014 Filed Apr 4, 2019 17:50 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	OtherWarrants (right to purchase) · Derivative	7,580	$0.00 Strike: $11.25	$0.00	Disclosure SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 Underlying: Common Stock · 7,580 shares Expires 2019-05-28 F5 · kind: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019. Read SEC document
May 16, 2014 Filed Apr 6, 2017 18:30 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $11.73	$0.00	Disclosure SEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-05-15 Read SEC document
May 16, 2014 Filed Aug 4, 2017 15:37 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $11.73	$0.00	Disclosure SEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-05-15 Read SEC document
May 16, 2014 Filed Jan 2, 2018 20:48 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $11.73	$0.00	Disclosure SEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-05-15 Read SEC document
May 16, 2014 Filed May 16, 2018 21:24 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $11.73	$0.00	Disclosure SEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-05-15 Read SEC document
May 16, 2014 Filed Jan 18, 2019 15:04 UTC	AIR INDUSTRIES GROUP AIRI · Entity 7887	GrantStock Options (right to purchase) · Derivative	750	$0.00 Strike: $11.73	$0.00	Disclosure SEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 4 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 750 shares Expires 2019-05-15 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.