Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Director | January 11, 2021 | January 13, 2021 |
| INTELLINETICS, INC.INLX · Entity 7575 | Director | February 16, 2021 | February 19, 2021 |
| Q/C TECHNOLOGIES, INC.MYMD · Entity 7735 | Director | April 16, 2021 | April 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date January 11, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2027-12-31 | Direct | 10,000 |
Reported balance
After 2021-01-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-11 · Grant · Acquired 10,000 · Balance 10,000 F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021. |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.59 · Expires 2023-05-31 | Direct | 13,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2021-06-01 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.69 · Expires 2022-12-31 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2025-12-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $2.38 · Expires 2026-12-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 10,000 |
| Common StockSEC Table I · non-derivative | Direct | 102,481 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 102,481 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-05-26 | Direct | 8,110 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 8,110 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $6.15 · Expires 2021-07-31 | Direct | 10,500 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,500 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30 | Direct | 11,278 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 11,278 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-11-30 | Direct | 17,728 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 17,728 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.45 · Expires 2022-01-31 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 5,000 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2022-01-31 | Direct | 2,913 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,913 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $3.78 · Expires 2022-01-31 | Direct | 2,868 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,868 |
| Warrants (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2022-01-31 | Direct | 579 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 579 |
Filing footnotes · ownership attribution and instrument terms
F1: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.
INTELLINETICS, INC.
Report date February 16, 2021 · Filed February 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 44,477 |
Reported balance
After 2021-02-16 transaction · row 1
1 source rowRow 1 · 2021-02-16 · Grant · Acquired 6,900 · Balance 44,477 F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy.
Q/C TECHNOLOGIES, INC.
Report date April 16, 2021 · Filed April 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,236 |
Ending reported balance
After 2021-04-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-16 · Exercise / conversion · Acquired 43,930 · Balance 43,930 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). Row 2 · 2021-04-16 · Tax withholding · Disposed 14,694 · Balance 29,236 F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-16 · Exercise / conversion · Disposed 43,930 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").
F2: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021.
F3: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2021 Filed Apr 20, 2021 21:37 UTC | Q/C TECHNOLOGIES, INC. MYMD · Entity 7735 | Exercise / conversionRestricted Stock Units · Derivative | 43,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-009297 · ownership.xml · derivative · entry 3 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). F3 · derivative.exercise_date: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control. F3 · derivative.expiration_date: On September 11, 2020, the reporting person was granted 43,930 RSUs of the Company, which vested on April 16, 2021, upon the occurrence of a change in control. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:37 UTC | Q/C TECHNOLOGIES, INC. MYMD · Entity 7735 | Tax withholdingCommon Stock | 14,694 | $4.94 | $72,588.36 |
DisclosureSEC source: 0001493152-21-009297 · ownership.xml · nonDerivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,236 F2 · shares: Represent 14,694 shares of RSUs withheld to pay the reporting person's tax withholding obligations incurred in connection with the vesting of 43,930 shares of RSUs on April 16, 2021. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:37 UTC | Q/C TECHNOLOGIES, INC. MYMD · Entity 7735 | Exercise / conversionCommon Stock | 43,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-009297 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company"). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:03 UTC | INTELLINETICS, INC. INLX · Entity 7575 | GrantCOMMON STOCK | 6,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-004308 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,477 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 21:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 10,000 | $0.00 Strike: $1.32 | $0.00 |
DisclosureSEC source: 0001213900-21-001970 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-12-31 F1 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2021, and an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 18:24 UTC | Q/C TECHNOLOGIES, INC. AKER · Entity 7735 | GrantRestricted Stock Unit · Derivative | 87,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-017670 · ownership.xml · derivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,860 Underlying: Common Stock · 87,860 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Akers Biosciences, Inc. (the "Company"). The Company may also elect to settle the vested RSUs for cash at its discretion. F2 · derivative.exercise_date: Reporting Person was granted 87,860 RSUs under the Company's 2018 Equity Incentive Plan, as amended (the "Plan"), with fifty percent (50%) of the RSUs to vest on the first anniversary of the date of grant, and the remaining fifty percent (50%) to vest on the second anniversary of the date of grant; provided that the RSUs shall vest immediately upon the occurrence of (i) a change in control, provided that the Reporting Person is employed by or providing services to the Company and its affiliates on the closing date of such change in control, (ii) the Reporting Person's termination of employment or service from the Company and its affiliates by reason of the Reporting Person's death or disability, or (iii) the Reporting Person's termination of employment or service by the Company without cause. F2 · derivative.expiration_date: Reporting Person was granted 87,860 RSUs under the Company's 2018 Equity Incentive Plan, as amended (the "Plan"), with fifty percent (50%) of the RSUs to vest on the first anniversary of the date of grant, and the remaining fifty percent (50%) to vest on the second anniversary of the date of grant; provided that the RSUs shall vest immediately upon the occurrence of (i) a change in control, provided that the Reporting Person is employed by or providing services to the Company and its affiliates on the closing date of such change in control, (ii) the Reporting Person's termination of employment or service from the Company and its affiliates by reason of the Reporting Person's death or disability, or (iii) the Reporting Person's termination of employment or service by the Company without cause. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC | INTELLINETICS, INC. INLX · Entity 7575 | ConversionCONVERTIBLE NOTE · Derivative | 25,000 | $0.08 Strike: $0.65 | $2,000.00 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · derivative · entry 3 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,379 Underlying: Common Stock · 38,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: These are convertible notes that have been convertible since the date of issue, with no expiration dates. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseCOMMON STOCK | 250,000 | $0.08 | $20,000.00 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · nonDerivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029,926 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC | INTELLINETICS, INC. INLX · Entity 7575 | ConversionCOMMON STOCK | 425,949 | $0.08 | $34,075.92 |
DisclosureSEC source: 0001493152-20-003377 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 23:16 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 2,500 | $2.38 | $5,950.00 |
DisclosureSEC source: 0001213900-20-000699 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481 F1 · kind: Represents shares issued in lieu of cash payment of directors' fees. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 02:30 UTC | INTELLINETICS, INC. INLX · Entity 7575 | GrantCOMMON STOCK | 464,286 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-000274 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,977 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| October 29, 2019 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 2,994 | $1.18 | $3,532.92 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · nonDerivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,981 F1 · kind: Represents shares issued in lieu of cash payment of directors' fees. Read SEC document |
| July 01, 2019 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 4,694 | $1.01 | $4,740.94 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,987 F1 · kind: Represents shares issued in lieu of cash payment of directors' fees. Read SEC document |
| April 04, 2019 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 4,442 | $1.12 | $4,975.04 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,293 F1 · kind: Represents shares issued in lieu of cash payment of directors' fees. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 10,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 10 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-12-31 F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019. Read SEC document |
| February 13, 2019 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 10,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-12-31 F5 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019. Read SEC document |
| February 13, 2019 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 10,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 7 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-12-31 F5 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019. Read SEC document |
| January 07, 2019 Filed Jan 10, 2019 01:39 UTC | INTELLINETICS, INC. INLX · Entity 7575 | GrantCOMMON STOCK | 295,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-000403 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,691 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 04, 2019 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 9,332 | $0.83 | $7,745.56 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,851 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| October 05, 2018 Filed Jan 17, 2019 22:28 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherCommon Stock | 16,507 | $1.41 | $23,274.87 |
DisclosureSEC source: 0001213900-19-000868 · ownership.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,519 F1 · kind: Shares issued in lieu of cash payment of director's fees. Read SEC document |
| September 26, 2018 Filed Jan 10, 2019 01:39 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherWARRANT · Derivative | 152,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-000403 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,841 Underlying: COMMON STOCK · 152,000 shares Expires 2023-09-26 F2 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F2 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F1 · derivative.exercise_date: Vests as to 5,500 shares on May 14, 2018 and in increments of 2,500 additional shares on each of June 30, September 30, 2018 and December 31, 2018. Read SEC document |
| May 14, 2018 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F2 · derivative.exercise_date: Fully vested as of December 31, 2018. Read SEC document |
| May 14, 2018 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F1 · derivative.exercise_date: Fully vested as of December 31, 2018. Read SEC document |
| May 14, 2018 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 2 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F2 · derivative.exercise_date: Fully vested as of December 31, 2018. Read SEC document |
| May 14, 2018 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 3 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F2 · derivative.exercise_date: Fully vested as of December 31, 2018. Read SEC document |
| January 11, 2018 Filed Sep 28, 2018 21:17 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherWarrant · Derivative | 148,360 | Not disclosed Strike: $0.25 | Not disclosed |
DisclosureSEC source: 0001493152-18-013904 · ownership.xml · derivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,841 Underlying: Common stock · 148,360 shares Expires 2022-11-30 F1 · kind: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. F1 · price: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. Read SEC document |
| January 05, 2018 Filed Jan 10, 2018 11:18 UTC | INTELLINETICS, INC. INLX · Entity 7575 | GrantCOMMON STOCK | 210,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-000381 · form4.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,236 F1 · price: Granted in exchange for director services to the Company, in accordance with the Company's director compensation policy. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 9 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 6 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 16:19 UTC | INTELLINETICS, INC. INLX · Entity 7575 | PurchaseCommon Stock | 50,000 | $0.25 | $12,500.00 |
DisclosureSEC source: 0001493152-17-009565 · form4.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,122 Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantCommon Stock | 10,333 | $1.36 | $14,052.88 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,012 Read SEC document |
| August 03, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantCommon Stock | 10,333 | $1.36 | $14,052.88 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,012 Read SEC document |
| August 03, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantCommon Stock | 10,333 | $1.36 | $14,052.88 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · nonDerivative · entry 1 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,012 Read SEC document |
| March 21, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 21 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Aug 4, 2017 15:37 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001385 · e616429_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Jan 2, 2018 20:48 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000016 · e617570_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed May 16, 2018 21:24 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000711 · e617990_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F4 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Jan 18, 2019 15:04 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Feb 14, 2019 21:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Apr 4, 2019 17:50 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 21, 2017 Filed Dec 5, 2019 19:33 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 579 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 15 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 579 shares Expires 2022-01-31 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,868 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 20 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Common Stock · 2,868 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 2,913 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 19 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 Underlying: Common Stock · 2,913 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 5,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 18 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2022-01-31 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| March 15, 2017 Filed Apr 6, 2017 18:30 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherWarrants (right to purchase) · Derivative | 6,450 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001193805-17-000583 · e615995_4-schroeder.xml · derivative · entry 17 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Underlying: Common Stock · 6,450 shares Expires 2021-11-30 F3 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.