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Nasdaq · USD

QCLS

Q/C TECHNOLOGIES, INC.

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Tapewire entity
7735
SEC CIK
0001321834
Parsed reports
103

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 01:02 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon Stock 77,390 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-045586 · ownership.xml · nonDerivative · entry 2

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,845

F2 · price: Represents a grant of Restricted Stock. The Restricted Stock was granted to the Reporting Person pursuant to the Compensation Agreement. The Restricted Stock vested pursuant to the terms of the Compensation Agreement.

Read SEC document
July 10, 2026 Filed Oct 3, 2026 01:02 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon Stock 16,620 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-045586 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,455

F1 · price: Represents a grant of Restricted Stock. The Restricted Stock was granted to the Reporting Person pursuant to an executive compensation agreement, dated April 13, 2026, by and between the Issuer and the Reporting Person (the "Compensation Agreement") providing for quarterly grants equal to $60,000. The Restricted Stock vested pursuant to the terms of the Compensation Agreement.

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April 13, 2026 Filed Oct 3, 2026 01:00 UTC Amendment
Silverman JoshuaDirector · Executive Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-045576 · ownership.xml · derivative · entry 2

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2036-04-13

F2 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Oct 3, 2026 01:00 UTC Amendment
Silverman JoshuaDirector · Executive Chairman
GrantCommon Stock 16,806 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-045576 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,835

F1 · security: Represents a grant of RSUs issued pursuant to an executive compensation agreement, dated April 13, 2026, by and between the Issuer and the Reporting Person. The RSUs vested immediately upon grant on April 13, 2026.

F1 · price: Represents a grant of RSUs issued pursuant to an executive compensation agreement, dated April 13, 2026, by and between the Issuer and the Reporting Person. The RSUs vested immediately upon grant on April 13, 2026.

F3 · balance_after: Amount Beneficially Owned Following Transaction has been corrected from 262,191 to 116,835.

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April 13, 2026 Filed Apr 15, 2026 22:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016910 · ownership.xml · derivative · entry 1

Friscia Stephen · CIK 0002028845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-04-13

F1 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC
Glass MitchellDirector · Chief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016911 · ownership.xml · derivative · entry 1

Glass Mitchell · CIK 0002023649 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-04-13

F1 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016914 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-04-13

F1 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016913 · ownership.xml · derivative · entry 1

Voss Chelsea Sierra · CIK 0002108237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-04-13

F1 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC
Silverman JoshuaDirector · Executive Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016912 · ownership.xml · derivative · entry 2

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2036-04-13

F2 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon stock 162,162 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016912 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,191

F1 · price: Represents a grant of Restricted Stock Units ("RSUs") issued pursuant to an executive compensation agreement, dated April 13, 2026, by and between the Issuer and the Reporting Person. The RSUs vested immediately upon grant on April 13, 2026.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 22:29 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001493152-26-016909 · ownership.xml · derivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-04-13

F1 · derivative.expiration_date: The stock options are subject to expiration if the Reporting Person ceases to be employed by or provide services to the Issuer.

Read SEC document
March 30, 2026 Filed May 14, 2026 21:33 UTC PurchaseCommon stock 1,753 $3.15 $5,521.95
Disclosure

SEC source: 0001493152-26-023217 · ownership.xml · nonDerivative · entry 1

Voss Chelsea Sierra · CIK 0002108237 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Roth IRA

Disclosed balance after: 61,555

Read SEC document
January 16, 2026 Filed Jan 30, 2026 22:31 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 212,500 $0.00 Strike: $5.10 $0.00
Disclosure

SEC source: 0001493152-26-004565 · ownership.xml · derivative · entry 4

Voss Chelsea Sierra · CIK 0002108237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Common Stock · 212,500 shares

Expires 2036-01-16

F3 · derivative.exercise_date: The stock options were granted pursuant to the Consulting Agreement and will vest in four substantially equal installments on each quarterly anniversary of the date of grant, provided that the Reporting Person is employed by or providing services to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The stock options were granted pursuant to the Consulting Agreement and will vest in four substantially equal installments on each quarterly anniversary of the date of grant, provided that the Reporting Person is employed by or providing services to the Issuer through the applicable vesting dates.

Read SEC document
January 16, 2026 Filed Jan 30, 2026 22:31 UTC GrantCommon stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004565 · ownership.xml · nonDerivative · entry 2

Voss Chelsea Sierra · CIK 0002108237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,900

F2 · price: Represents a grant of RSUs issued in connection with the appointment of the Reporting Person as director of the Issuer's board of directors. The RSUs will vest in four substantially equal installments on each quarterly anniversary of the date of grant, provided that the Reporting Person is employed by or providing services to the Issuer through the applicable vesting dates.

Read SEC document
January 16, 2026 Filed Jan 30, 2026 22:31 UTC GrantCommon stock 212,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004565 · ownership.xml · nonDerivative · entry 1

Voss Chelsea Sierra · CIK 0002108237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,900

F1 · price: Represents a grant of Restricted Stock Units ("RSUs") issued pursuant to a consulting agreement, dated January 16, 2026, by and between the Issuer and the Reporting Person (the "Consulting Agreement"). The RSUs will vest in four substantially equal installments on each quarterly anniversary of the date of grant, provided that the Reporting Person is providing services to the Issuer through the applicable vesting dates.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 01:16 UTC GrantCommon stock 22,839 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023699 · ownership.xml · nonDerivative · entry 1

Friscia Stephen · CIK 0002028845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 01:15 UTC GrantCommon stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023697 · ownership.xml · nonDerivative · entry 1

Bernstein Bruce · CIK 0001665472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 01:16 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon stock 91,356 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023701 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,029

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 15, 2025 01:14 UTC
RAUCH GARY MVice President of Finance
GrantCommon stock 11,420 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023696 · ownership.xml · nonDerivative · entry 1

RAUCH GARY M · CIK 0001597530 · Vice President of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:30 UTC
Glass MitchellDirector · Director, Chief Medical Off.
GrantCommon stock 11,420 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023937 · ownership.xml · nonDerivative · entry 1

Glass Mitchell · CIK 0002023649 · Director · Director, Chief Medical Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:30 UTC GrantCommon stock 22,839 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-023936 · ownership.xml · nonDerivative · entry 1

White Billy Joe · CIK 0001546805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,024

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs were granted to the Reporting Person on October 3, 2025, subject to stockholder approval of an amendment to the Issuer's Q/C Technologies, Inc. 2021 Equity Incentive Plan (the "Plan Amendment"), under which the RSUs were granted. The Issuer's stockholders approved the Plan Amendment on November 14, 2025. The RSUs vested immediately upon issuance.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 21:32 UTC PurchaseWarrants · Derivative 889,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-008517 · ownership.xml · derivative · entry 2

PharmaCyte Biotech, Inc. · CIK 0001157075 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,865

Underlying: Common stock, par value $0.001 per share · 889,865 shares

Expires 2030-11-14

F1 · derivative.exercise_price: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · date: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · price: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · derivative.exercise_date: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 21:30 UTC GrantCommon stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-017129 · ownership.xml · nonDerivative · entry 1

Friscia Stephen · CIK 0002028845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,161

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs vested immediately upon grant on October 3, 2025.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 21:30 UTC
Glass MitchellDirector · Director, Chief Medical Off.
GrantCommon stock 1,080 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-017130 · ownership.xml · nonDerivative · entry 1

Glass Mitchell · CIK 0002023649 · Director · Director, Chief Medical Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs vested immediately upon grant on October 3, 2025.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 21:30 UTC GrantCommon stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-017133 · ownership.xml · nonDerivative · entry 1

White Billy Joe · CIK 0001546805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,185

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs vested immediately upon grant on October 3, 2025.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 21:30 UTC
Silverman JoshuaDirector · Executive Chairman
GrantCommon stock 8,644 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-017132 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,673

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs vested immediately upon grant on October 3, 2025.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 21:29 UTC
RAUCH GARY MVice President of Finance
GrantCommon stock 1,080 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-017131 · ownership.xml · nonDerivative · entry 1

RAUCH GARY M · CIK 0001597530 · Vice President of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080

F1 · price: Represents a grant of Restricted Stock Units ("RSUs"). The RSUs vested immediately upon grant on October 3, 2025.

Read SEC document
September 04, 2025 Filed Nov 18, 2025 21:32 UTC PurchaseSeries H Convertible Preferred Stock · Derivative 889,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-008517 · ownership.xml · derivative · entry 1

PharmaCyte Biotech, Inc. · CIK 0001157075 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,865

Underlying: Common stock, par value $0.001 per share · 889,865 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · date: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · price: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · derivative.exercise_date: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

F1 · derivative.expiration_date: The Series H Convertible Preferred Stock is convertible into shares of common stock at a conversion price of $3.3713, subject to adjustment. The Series H Convertible Preferred Stock and warrants became convertible upon shareholder approval for the issuance of the underlying common stock at a special meeting held on November 14, 2025. The conversion rights of the Series H Convertible Preferred Stock do not expire.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 20:30 UTC
Glass MitchellDirector · President, CMO
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001641172-25-005424 · ownership.xml · derivative · entry 1

Glass Mitchell · CIK 0002023649 · Director · President, CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2035-04-16

F1 · derivative.expiration_date: The stock options are subject to expiration if the employment of the Reporting Person is terminated.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 20:30 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001641172-25-005426 · ownership.xml · derivative · entry 1

RHODES IAN · CIK 0001612365 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-04-16

F1 · derivative.expiration_date: The stock options are subject to expiration if the employment of the Reporting Person is terminated.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 20:30 UTC
RAUCH GARY MVice President, Finance
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001641172-25-005425 · ownership.xml · derivative · entry 1

RAUCH GARY M · CIK 0001597530 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-04-16

F1 · derivative.expiration_date: The stock options are subject to expiration if the employment of the Reporting Person is terminated.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 21:58 UTC
Rivard PaulChief Legal Officer
PurchaseCommon stock 150,000 $1.11 $166,500.00
Disclosure

SEC source: 0001493152-23-030111 · ownership.xml · nonDerivative · entry 1

Rivard Paul · CIK 0001857479 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.045 to $1.15, inclusive. The reporting person undertakes to provide to MyMD Pharmaceuticals, Inc., any security holder of MyMD Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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August 17, 2023 Filed Aug 18, 2023 20:21 UTC
Rivard PaulChief Legal Officer
PurchaseCommon stock 25,000 $1.12 $28,080.00
Disclosure

SEC source: 0001493152-23-029445 · ownership.xml · nonDerivative · entry 1

Rivard Paul · CIK 0001857479 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020794 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:00 UTC
Chapman Christopher C JRDirector · President, Chief Med. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020795 · ownership.xml · derivative · entry 1

Chapman Christopher C JR · CIK 0001340428 · Director · President, Chief Med. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:00 UTC
Kaplin AdamChief Scientific Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020793 · ownership.xml · derivative · entry 1

Kaplin Adam · CIK 0001858042 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020799 · ownership.xml · derivative · entry 1

Uzonwanne Jude · CIK 0001858040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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June 07, 2023 Filed Jun 9, 2023 22:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020796 · ownership.xml · derivative · entry 1

Schreiber Christopher C · CIK 0001750076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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June 07, 2023 Filed Jun 9, 2023 22:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020798 · ownership.xml · derivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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June 07, 2023 Filed Jun 9, 2023 22:00 UTC
EAGLE CRAIGDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 475,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020797 · ownership.xml · derivative · entry 1

EAGLE CRAIG · CIK 0001562135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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June 07, 2023 Filed Jun 9, 2023 22:00 UTC
Rivard PaulChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001493152-23-020800 · ownership.xml · derivative · entry 1

Rivard Paul · CIK 0001857479 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-06-07

F1 · derivative.exercise_date: The stock options vest as follows: (i) one third on the date of grant; (ii) one third on the first anniversary of the date of grant; and (iii) one third on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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April 04, 2023 Filed Apr 5, 2023 20:28 UTC
Chapman Christopher C JRDirector · President, Chief Med. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001493152-23-011040 · ownership.xml · derivative · entry 1

Chapman Christopher C JR · CIK 0001340428 · Director · President, Chief Med. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2028-04-04

F1 · derivative.exercise_date: The stock options vest as follows: (i) 250,000 on the date of grant; (ii) 250,000 on the first anniversary of the date of grant; and (iii) 250,000 on the second anniversary of the date of grant, provided that the Reporting Person remains employed by MyMD Pharmaceuticals, Inc. or a subsidiary on the applicable vesting date.

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December 08, 2022 Filed Dec 9, 2022 01:24 UTC
Rivard PaulEVP of Operations, GC
PurchaseCommon stock 10,000 $1.53 $15,300.00
Disclosure

SEC source: 0001493152-22-034969 · ownership.xml · nonDerivative · entry 1

Rivard Paul · CIK 0001857479 · EVP of Operations, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53, inclusive. The reporting person undertakes to provide to MyMD Pharmaceuticals, Inc., any security holder of MyMD Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 26, 2021 Filed Nov 29, 2021 17:46 UTC PurchaseCommon Stock 5,000 $7.55 $37,771.50
Disclosure

SEC source: 0001493152-21-029973 · ownership.xml · nonDerivative · entry 3

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,775

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.70, inclusive.

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November 24, 2021 Filed Nov 29, 2021 17:46 UTC PurchaseCommon Stock 3,266 $7.09 $23,168.02
Disclosure

SEC source: 0001493152-21-029973 · ownership.xml · nonDerivative · entry 2

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,775

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.17, inclusive.

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November 24, 2021 Filed Nov 29, 2021 17:46 UTC PurchaseCommon Stock 6,734 $6.30 $42,418.14
Disclosure

SEC source: 0001493152-21-029973 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,509

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.97 to $6.96, inclusive. The reporting person undertakes to provide to MyMD Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

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November 23, 2021 Filed Nov 24, 2021 17:56 UTC
Rivard PaulEVP of Operations, GC
PurchaseCommon stock 15,000 $6.03 $90,450.00
Disclosure

SEC source: 0001493152-21-029774 · ownership.xml · nonDerivative · entry 1

Rivard Paul · CIK 0001857479 · EVP of Operations, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.97 to $6.05, inclusive. The reporting person undertakes to provide to MyMD Pharmaceuticals, Inc., any security holder of MyMD Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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October 14, 2021 Filed Oct 15, 2021 21:22 UTC GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-025608 · ownership.xml · derivative · entry 1

White Billy Joe · CIK 0001546805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

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October 14, 2021 Filed Oct 15, 2021 21:23 UTC
Kaplin AdamChief Scientific Officer
GrantRestricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-025613 · ownership.xml · derivative · entry 1

Kaplin Adam · CIK 0001858042 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

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October 14, 2021 Filed Oct 15, 2021 21:22 UTC GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-025609 · ownership.xml · derivative · entry 1

Schreiber Christopher C · CIK 0001750076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of MyMD Pharmaceuticals, Inc. (the "Company").

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 33% if the Company's market capitalization equals or exceeds $500,000,000 for at least 10 trading days during any 20 consecutive trading day period ending on or after December 15, 2021 (the "Required Period") and the fair market value (the "FMV") of the common stock equals or exceeds $5.00, subject to standard adjustments (the "Minimum Share Value") during such Required Period, (ii) 33% if the Company's market capitalization equals or exceeds $750,000,000 for the Required Period at the Minimum Share Value, and (iii) the remainder if the Company's market capitalization equals or exceeds $1,000,000,000 for the Required Period at the Minimum Share Value; provided that the RSUs shall vest immediately upon the occurrence of a change in control that values the Company's common stock at least $500,000,000, provided that the Reporting Person is providing services to the Company on the closing date of such change in control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.