Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNERSTONE TOTAL RETURN FUND INCCRF · Entity 4905 | Director | May 25, 2021 | May 26, 2021 |
| Cornerstone Strategic Investment Fund, Inc.CLM · Entity 4490 | Director | May 25, 2021 | May 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNERSTONE TOTAL RETURN FUND INC
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,097 |
Reported balance
After 2021-05-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-25 · Exercise / conversion · Acquired 2,097 · Balance 8,097 F1: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
Cornerstone Strategic Investment Fund, Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,703 |
Reported balance
After 2021-05-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-25 · Exercise / conversion · Acquired 433 · Balance 1,703 F1: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2021 Filed May 26, 2021 19:08 UTC | CORNERSTONE TOTAL RETURN FUND INC CRF · Entity 4905 | Exercise / conversionCommon Stock | 2,097 | $10.23 | $21,452.31 |
DisclosureSEC source: 0001398344-21-012080 · fp0065810_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| May 25, 2021 Filed May 26, 2021 19:12 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | Exercise / conversionCommon Stock | 433 | $10.64 | $4,607.12 |
DisclosureSEC source: 0001398344-21-012087 · fp0065811_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 16:36 UTC | CORNERSTONE TOTAL RETURN FUND INC CRF · Entity 4905 | PurchaseCommon Shares of Beneficial Ownership | 2,674 | $12.25 | $32,756.50 |
DisclosureSEC source: 0001104659-21-028039 · tm217970-1_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:05 UTC | CORNERSTONE TOTAL RETURN FUND INC CRF · Entity 4905 | SaleCommon Shares of Beneficial Ownership | 241 | $11.45 | $2,759.98 |
DisclosureSEC source: 0001104659-20-135250 · tm2038428_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:30 UTC | CORNERSTONE TOTAL RETURN FUND INC CRF · Entity 4905 | PurchaseCommon Shares of Beneficial Ownership | 669 | $13.41 | $8,971.29 |
DisclosureSEC source: 0001398344-17-011616 · fp0027967_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,675 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:28 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | PurchaseCommon Shares of Beneficial Ownership | 238 | $13.86 | $3,298.68 |
DisclosureSEC source: 0001398344-17-011614 · fp0027966_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:31 UTC | CORNERSTONE TOTAL RETURN FUND INC CRF · Entity 4905 | OtherCommon Stock | 502 | $13.69 | $6,872.38 |
DisclosureSEC source: 0001144204-16-131099 · v452026_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:30 UTC | Cornerstone Strategic Investment Fund, Inc. CLM · Entity 4490 | OtherCommon Stock | 179 | $14.11 | $2,525.69 |
DisclosureSEC source: 0001144204-16-131097 · v452028_4.xml · nonDerivative · entry 1 WILCOX GLENN W SR · CIK 0001221668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714 F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.