CLM

SEC source: 0001398344-26-016363 · fp0100737-2_4.xml · nonDerivative · entry 1

Greer Peter · CIK 0002051646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

SEC source: 0001398344-25-018063 · fp0095391-1_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,193.113

SEC source: 0001398344-25-017745 · fp0095344-1.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · valueOwnedAfter: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

SEC source: 0001398344-25-010152 · fp0093774-1_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 21, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 53,550 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

SEC source: 0001398344-23-014559 · fp0084795-2_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,560.848

SEC source: 0001398344-22-012693 · fp0077241_4.xml · nonDerivative · entry 1

Bradshaw Joshua · CIK 0001892951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001398344-22-012685 · fp0077239_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 47,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 10,775 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

SEC source: 0001398344-22-012730 · fp0077279_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,883.245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001398344-21-018949 · fp0068907_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,147

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.87 to $12.91. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001398344-21-012088 · fp0065808_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 19,895 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001398344-21-012087 · fp0065811_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001398344-21-012081 · fp0065794_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · price: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

SEC source: 0001398344-20-007190 · fp0052375_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300

F1 · price: This transaction was executed in multiple trades at prices ranging from $8.11 to $8.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001398344-20-002811 · fp0050936_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830

F1 · balance_after: The total shares in Item 5 includes 9,028 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 3

ROGERS SCOTT B · CIK 0001221672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

SEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 2

ROGERS SCOTT B · CIK 0001221672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,590

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

SEC source: 0001104659-19-060066 · tv531773_form4.xml · nonDerivative · entry 1

ROGERS SCOTT B · CIK 0001221672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,490

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

SEC source: 0001144204-18-057366 · tv506221_form4.xml · nonDerivative · entry 1

ROGERS SCOTT B · CIK 0001221672 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,500

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

SEC source: 0001398344-18-010591 · fp0034758_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

F1 · security: Non-transferable rights were issued to stockholders of record as of June 18, 2018 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 3,480 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001398344-17-011614 · fp0027966_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952

SEC source: 0001398344-17-011620 · fp0027971_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677

F1 · security: Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 2,359 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001398344-17-011620 · fp0027971_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,739

F1 · security: Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 2,359 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001144204-16-131097 · v452028_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

SEC source: 0001144204-16-131084 · v452005_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 2,482 shares acquired through the Issuer's dividend reinvestment plan.

SEC source: 0001144204-16-131084 · v452005_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 12,298

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 2,482 shares acquired through the Issuer's dividend reinvestment plan.