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CORNERSTONE TOTAL RETURN FUND INC

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4905
SEC CIK
0000033934
Parsed reports
31

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 1, 2026 21:08 UTC
Greer PeterDirector
PurchaseCommon Stock 1,500 $6.41 $9,607.50
Disclosure

SEC source: 0001398344-26-016361 · fp0100737-1_4.xml · nonDerivative · entry 1

Greer Peter · CIK 0002051646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,501.364

F1 · balance_after: The total shares in column (5) includes a fractional share amount acquired through the Issuer's dividend reinvestment plan since the reporting person's initial Form 3 filing.

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September 10, 2025 Filed Sep 11, 2025 21:03 UTC SaleCommon Stock 1.1972 $7.92 $9.48
Disclosure

SEC source: 0001398344-25-018068 · fp0095391-2_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,466.712

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September 04, 2025 Filed Sep 5, 2025 20:58 UTC SaleCommon Stock 35,000 $7.90 $276,500.00
Disclosure

SEC source: 0001398344-25-017749 · fp0095344-2_4.xml · nonDerivative · entry 2

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,467.9092

F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

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September 03, 2025 Filed Sep 5, 2025 20:58 UTC SaleCommon Stock 18,272 $7.87 $143,800.64
Disclosure

SEC source: 0001398344-25-017749 · fp0095344-2_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,467.9092

F1 · balance_after: The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

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May 22, 2025 Filed May 27, 2025 21:00 UTC
BRADSHAW RALPH WDirector · President
Exercise / conversionCommon Stock 2,594 $6.97 $18,080.18
Disclosure

SEC source: 0001398344-25-010153 · fp0093774-2_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 21, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 21, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 36,229 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

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August 08, 2023 Filed Aug 10, 2023 21:24 UTC SaleCommon Stock 40,000 $8.43 $337,200.00
Disclosure

SEC source: 0001398344-23-014561 · fp0084795-1_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,012.425

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June 28, 2022 Filed Jun 29, 2022 21:15 UTC
BRADSHAW RALPH WDirector · President
Exercise / conversionCommon Stock 2,000 $7.95 $15,900.00
Disclosure

SEC source: 0001398344-22-012687 · fp0077240_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 28,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 9,010 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.

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June 27, 2022 Filed Jun 30, 2022 16:47 UTC Exercise / conversionCommon Stock 15,180 $7.95 $120,681.00
Disclosure

SEC source: 0001398344-22-012728 · fp0077278_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,725.508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

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September 17, 2021 Filed Sep 21, 2021 18:06 UTC SaleCommon Stock 13,000 $12.68 $164,840.00
Disclosure

SEC source: 0001398344-21-018951 · fp0068908_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,358

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.65 to $12.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 25, 2021 Filed May 26, 2021 19:09 UTC
BRADSHAW RALPH WDirector · President
Exercise / conversionCommon Stock 2,028 $10.23 $20,746.44
Disclosure

SEC source: 0001398344-21-012082 · fp0065807_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F2 · balance_after: The total shares in column (5) includes 12,922 shares acquired through the Issuer's dividend reinvestment plan.

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May 25, 2021 Filed May 26, 2021 19:08 UTC Exercise / conversionCommon Stock 2,097 $10.23 $21,452.31
Disclosure

SEC source: 0001398344-21-012080 · fp0065810_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

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May 24, 2021 Filed May 26, 2021 19:12 UTC Exercise / conversionCommon Stock 13,034 $10.23 $133,337.82
Disclosure

SEC source: 0001398344-21-012086 · fp0065795_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.

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February 23, 2021 Filed Feb 25, 2021 16:36 UTC PurchaseCommon Shares of Beneficial Ownership 2,674 $12.25 $32,756.50
Disclosure

SEC source: 0001104659-21-028039 · tm217970-1_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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December 11, 2020 Filed Dec 14, 2020 21:05 UTC SaleCommon Shares of Beneficial Ownership 241 $11.45 $2,759.98
Disclosure

SEC source: 0001104659-20-135250 · tm2038428_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

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March 27, 2020 Filed Mar 31, 2020 15:24 UTC PurchaseCommon Stock 30,900 $8.08 $249,672.00
Disclosure

SEC source: 0001398344-20-007192 · fp0052376_4.xml · nonDerivative · entry 1

Morris Matthew · CIK 0001290188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,900

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.95 to $8.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 11, 2020 Filed Feb 12, 2020 21:20 UTC
BRADSHAW RALPH WDirector · President
PurchaseCommon Stock 1,000 $11.42 $11,417.00
Disclosure

SEC source: 0001398344-20-002809 · fp0050935_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567

F1 · balance_after: The total shares in Item 5 includes 5,614 shares acquired through the Issuer's dividend reinvestment plan.

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July 25, 2018 Filed Jul 27, 2018 01:20 UTC
BRADSHAW RALPH WDirector · President
OtherCommon Stock 1,125 $13.09 $14,726.25
Disclosure

SEC source: 0001398344-18-010593 · fp0034759_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

F1 · security: Non-transferable rights were issued to stockholders of record as of June 18, 2018 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 2,087 shares acquired through the Issuer's dividend reinvestment plan.

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September 01, 2017 Filed Sep 5, 2017 16:30 UTC PurchaseCommon Shares of Beneficial Ownership 669 $13.41 $8,971.29
Disclosure

SEC source: 0001398344-17-011616 · fp0027967_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

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August 31, 2017 Filed Sep 5, 2017 16:46 UTC
BRADSHAW RALPH WDirector · President
OtherCommon Stock 1,000 $13.41 $13,410.00
Disclosure

SEC source: 0001398344-17-011618 · fp0027972_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 9,375

F1 · security: Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 1,262 shares acquired through the Issuer's dividend reinvestment plan.

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August 31, 2017 Filed Sep 5, 2017 16:46 UTC
BRADSHAW RALPH WDirector · President
OtherCommon Stock 519 $13.41 $6,959.79
Disclosure

SEC source: 0001398344-17-011618 · fp0027972_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

F1 · security: Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 1,262 shares acquired through the Issuer's dividend reinvestment plan.

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November 01, 2016 Filed Nov 2, 2016 19:31 UTC OtherCommon Stock 502 $13.69 $6,872.38
Disclosure

SEC source: 0001144204-16-131099 · v452026_4.xml · nonDerivative · entry 1

WILCOX GLENN W SR · CIK 0001221668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

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October 31, 2016 Filed Nov 2, 2016 19:04 UTC
BRADSHAW RALPH WDirector · President
OtherCommon Stock 1,024 $13.69 $14,018.56
Disclosure

SEC source: 0001144204-16-131081 · v452004_4.xml · nonDerivative · entry 2

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 7,020

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 1,278 shares acquired through the Issuer's dividend reinvestment plan.

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October 31, 2016 Filed Nov 2, 2016 19:04 UTC
BRADSHAW RALPH WDirector · President
OtherCommon Stock 46 $13.69 $629.74
Disclosure

SEC source: 0001144204-16-131081 · v452004_4.xml · nonDerivative · entry 1

BRADSHAW RALPH W · CIK 0001107682 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · security: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2 · balance_after: The total shares in Item 5 includes 1,278 shares acquired through the Issuer's dividend reinvestment plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.